0001628280-23-021996.txt : 20230613 0001628280-23-021996.hdr.sgml : 20230613 20230613173906 ACCESSION NUMBER: 0001628280-23-021996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230609 FILED AS OF DATE: 20230613 DATE AS OF CHANGE: 20230613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sepulveda Carlos M CENTRAL INDEX KEY: 0001405703 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 231012338 MAIL ADDRESS: STREET 1: 3900 DALLAS PARKWAY STREET 2: SUITE 500 CITY: PLANO STATE: TX ZIP: 75093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Financial, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 FORMER COMPANY: FORMER CONFORMED NAME: Triumph Bancorp, Inc. DATE OF NAME CHANGE: 20120113 4 1 wf-form4_168669233351347.xml FORM 4 X0407 4 2023-06-09 0 0001539638 Triumph Financial, Inc. TFIN 0001405703 Sepulveda Carlos M 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 1 0 0 0 0 Depository Shares 2023-06-09 4 P 0 1526 19.75 A 5398 D Common Stock 411345 D Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. Consists of (i) 247,619 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda. /s/ Adam D. Nelson, Attorney-in-fact 2023-06-13