0001628280-23-021996.txt : 20230613
0001628280-23-021996.hdr.sgml : 20230613
20230613173906
ACCESSION NUMBER: 0001628280-23-021996
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230609
FILED AS OF DATE: 20230613
DATE AS OF CHANGE: 20230613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sepulveda Carlos M
CENTRAL INDEX KEY: 0001405703
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36722
FILM NUMBER: 231012338
MAIL ADDRESS:
STREET 1: 3900 DALLAS PARKWAY
STREET 2: SUITE 500
CITY: PLANO
STATE: TX
ZIP: 75093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Triumph Financial, Inc.
CENTRAL INDEX KEY: 0001539638
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 200477066
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: (214) 365-6900
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
FORMER COMPANY:
FORMER CONFORMED NAME: Triumph Bancorp, Inc.
DATE OF NAME CHANGE: 20120113
4
1
wf-form4_168669233351347.xml
FORM 4
X0407
4
2023-06-09
0
0001539638
Triumph Financial, Inc.
TFIN
0001405703
Sepulveda Carlos M
12700 PARK CENTRAL DRIVE
SUITE 1700
DALLAS
TX
75251
1
0
0
0
0
Depository Shares
2023-06-09
4
P
0
1526
19.75
A
5398
D
Common Stock
411345
D
Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.
Consists of (i) 247,619 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda.
/s/ Adam D. Nelson, Attorney-in-fact
2023-06-13