0001209191-15-083294.txt : 20151203 0001209191-15-083294.hdr.sgml : 20151203 20151203171703 ACCESSION NUMBER: 0001209191-15-083294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151203 DATE AS OF CHANGE: 20151203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Constant Contact, Inc. CENTRAL INDEX KEY: 0001405277 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 043285398 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 329 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-472-8100 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 329 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brezniak Ellen CENTRAL INDEX KEY: 0001412649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33707 FILM NUMBER: 151268102 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 329 CITY: WALTHAM STATE: MA ZIP: 02451 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-01 0 0001405277 Constant Contact, Inc. CTCT 0001412649 Brezniak Ellen C/O CONSTANT CONTACT, INC., 1601 TRAPELO ROAD WALTHAM MA 02451 0 1 0 0 SVP, Customer Operations Common Stock 2015-12-01 4 M 0 5000 2.68 A 17219 D Common Stock 2015-12-01 4 S 0 5000 31.3201 D 12219 D Common Stock 2015-12-02 4 M 0 1370 A 13589 D Stock Option (Right to Buy) 2.68 2015-12-01 4 M 0 5000 0.00 D 2016-09-20 Common Stock 5000 5391 D Restricted Stock Units 2015-12-02 4 F 0 1123 D Common Stock 1123 8849 D Restricted Stock Units 2015-12-02 4 M 0 1370 D Common Stock 1370 7479 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. 25% of the shares subject to this option vested on September 27, 2007, and an additional 6.25% of the remaining shares subject to this option vested quarterly thereafter, such that 100% of the share subject to the option became fully vested on September 27, 2010. 25% of the restricted stock units vested on December 2, 2015, and an additional 6.25% of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on December 2, 2018. Vested shares will be delivered to the reporting person within three business days after such shares become vested. The shares of common stock underlying the restricted stock units reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of such units. The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock. /s/ Robert P. Nault, attorney-in-fact 2015-12-03