0001209191-13-055305.txt : 20131204
0001209191-13-055305.hdr.sgml : 20131204
20131204173339
ACCESSION NUMBER: 0001209191-13-055305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131202
FILED AS OF DATE: 20131204
DATE AS OF CHANGE: 20131204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Constant Contact, Inc.
CENTRAL INDEX KEY: 0001405277
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331]
IRS NUMBER: 043285398
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 329
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-472-8100
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 329
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brezniak Ellen
CENTRAL INDEX KEY: 0001412649
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33707
FILM NUMBER: 131258160
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 329
CITY: WALTHAM
STATE: MA
ZIP: 02451
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-12-02
0
0001405277
Constant Contact, Inc.
CTCT
0001412649
Brezniak Ellen
C/O CONSTANT CONTACT, INC.,
1601 TRAPELO ROAD
WALTHAM
MA
02451
0
1
0
0
SVP, Customer Operations
Common Stock
2013-12-02
4
M
0
8000
2.68
A
15480
D
Common Stock
2013-12-02
4
S
0
8000
26.6575
D
7480
D
Common Stock
2013-12-03
4
M
0
408
A
7888
D
Stock Option (Right to Buy)
2.68
2013-12-02
4
M
0
8000
0.00
D
2016-09-20
Common Stock
8000
50391
D
Restricted Stock Units
2013-12-03
4
F
0
373
D
Common Stock
373
3533
D
Restricted Stock Units
2013-12-03
4
M
0
408
D
Common Stock
408
3125
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2013.
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
25% of the shares subject to this option vested on September 27, 2007, and 6.25% of the remaining shares subject to this option vested quarterly thereafter, such that 100% of the shares subject to this option became fully vested on September 27, 2010.
25% of the restricted stock units vested on December 3, 2011, and an additional 6.25% of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on December 3, 2014. Vested shares will be delivered to the reporting person within three business days after such shares become vested.
The shares of common stock underlying the restricted stock units reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of such units.
The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock.
/s/ Robert P. Nault, attorney-in-fact
2013-12-04