0000899243-17-029215.txt : 20171219 0000899243-17-029215.hdr.sgml : 20171219 20171219180620 ACCESSION NUMBER: 0000899243-17-029215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171214 FILED AS OF DATE: 20171219 DATE AS OF CHANGE: 20171219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilks Dan H. CENTRAL INDEX KEY: 0001641792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33801 FILM NUMBER: 171265174 MAIL ADDRESS: STREET 1: 17010 INTERSTATE 20 CITY: CISCO STATE: TX ZIP: 76437 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilks Farris CENTRAL INDEX KEY: 0001641794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33801 FILM NUMBER: 171265172 MAIL ADDRESS: STREET 1: 17010 INTERSTATE 20 CITY: CISCO STATE: TX ZIP: 76437 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilks Staci CENTRAL INDEX KEY: 0001641796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33801 FILM NUMBER: 171265173 MAIL ADDRESS: STREET 1: 17010 INTERSTATE 20 CITY: CISCO STATE: TX ZIP: 76437 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SDW Investments, LLC CENTRAL INDEX KEY: 0001589906 STATE OF INCORPORATION: TX FISCAL YEAR END: 1213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33801 FILM NUMBER: 171265171 BUSINESS ADDRESS: STREET 1: 17018 INTERSTATE HIGHWAY 20 CITY: CISCO STATE: TX ZIP: 76437 BUSINESS PHONE: 817-850-5313 MAIL ADDRESS: STREET 1: 17018 INTERSTATE HIGHWAY 20 CITY: CISCO STATE: TX ZIP: 76437 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilks Brothers, LLC CENTRAL INDEX KEY: 0001662888 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33801 FILM NUMBER: 171265175 BUSINESS ADDRESS: STREET 1: 17010 INTERSTATE 20 CITY: CISCO STATE: TX ZIP: 76437 BUSINESS PHONE: 8178192578 MAIL ADDRESS: STREET 1: 17010 INTERSTATE 20 CITY: CISCO STATE: TX ZIP: 76437 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Approach Resources Inc CENTRAL INDEX KEY: 0001405073 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 510424817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIDGMAR CENTRE STREET 2: 6500 WEST FREEWAY, SUITE 800 CITY: FORT WORTH STATE: TX ZIP: 76116 BUSINESS PHONE: 8179899000 MAIL ADDRESS: STREET 1: ONE RIDGMAR CENTRE STREET 2: 6500 WEST FREEWAY, SUITE 800 CITY: FORT WORTH STATE: TX ZIP: 76116 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-14 0 0001405073 Approach Resources Inc AREX 0001662888 Wilks Brothers, LLC 17010 IH 20 CISCO TX 76437 0 0 1 1 See Remarks 0001641792 Wilks Dan H. 17010 IH 20 CISCO TX 76437 0 0 1 0 0001641796 Wilks Staci 17010 IH 20 CISCO TX 76437 0 0 1 0 0001641794 Wilks Farris 17010 IH 20 CISCO TX 76437 0 0 1 0 0001589906 SDW Investments, LLC 17010 IH 20 CISCO TX 76437 0 0 1 0 Common Stock 2017-12-14 4 P 0 200000 2.575 A 36649413 D Common Stock 2017-12-15 4 P 0 200000 2.57 A 6340300 D Common Stock 2017-12-18 4 P 0 150000 2.648 A 6490300 D The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. These shares are owned directly by Wilks Brothers, LLC. See Remarks. These shares are owned directly by SDW Investments, LLC. Wilks Brothers, LLC is a 10% owner of the Common Stock. Wilks Brothers, LLC may be deemed to be a member of a group with Dan H. Staci Wilks, Farris Wilks and SDW Investments, LLC for purposes of Section 13(d) of the Exchange Act. Dan H. Wilks is the managing member of Wilks Brothers, LLC and the managing member of SDW Investments, LLC. Staci Wilks is the managing member of SDW Investments, LLC. Farris Wilks is the managing member of Wilks Brothers, LLC. Dan H. Wilks and Staci Wilks are husband and wife and Dan H. Wilks and Farris Wilks are brothers. SDW Investments, LLC beneficially owns 6,490,300 shares of Common Stock. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form. Dan H. Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact 2017-12-19 Staci Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact 2017-12-19 Farris Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact 2017-12-19 WILKS BROTHERS, LLC, By: /s/ Morgan D Neff, Name: Morgan D Neff, Title: Attorney-in-Fact 2017-12-19 SDW Investments, LLC, By: /s/ Morgan D Neff, Name: Morgan D Neff, Title: Attorney-in-Fact 2017-12-19