0001085146-20-001338.txt : 20200507 0001085146-20-001338.hdr.sgml : 20200507 20200507161217 ACCESSION NUMBER: 0001085146-20-001338 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: J.W. COLE ADVISORS, INC. CENTRAL INDEX KEY: 0001404763 IRS NUMBER: 593680571 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19681 FILM NUMBER: 20856493 BUSINESS ADDRESS: STREET 1: 4301 ANCHOR PLAZA PARKWAY STREET 2: SUITE 450 CITY: TAMPA STATE: FL ZIP: 33634 BUSINESS PHONE: 813-935-6776 MAIL ADDRESS: STREET 1: 4301 ANCHOR PLAZA PARKWAY STREET 2: SUITE 450 CITY: TAMPA STATE: FL ZIP: 33634 FORMER COMPANY: FORMER CONFORMED NAME: Jonathan Roberts Advisory Group DATE OF NAME CHANGE: 20070626 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001404763 XXXXXXXX 03-31-2020 03-31-2020 false J.W. COLE ADVISORS, INC.

4301 ANCHOR PLAZA PARKWAY SUITE 450 TAMPA FL 33634

13F HOLDINGS REPORT 028-19681 N Jessica Penovich 813-935-6776 /s/ Jessica Penovich TAMPA FL 05-06-2020 0 101 51745 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ALPHABET INC CAP STK CL A 02079K305 270 232 SH SOLE 0 0 232 PHILIP MORRIS INTL INC COM 718172109 219 3000 SH SOLE 0 0 3000 NEXTERA ENERGY INC COM 65339F101 566 2352 SH SOLE 0 0 2352 WELLS FARGO UTILITIES AND HI WF UTILITIES INC 94987E109 110 10075 SH SOLE 0 0 10075 PPG INDS INC COM 693506107 1043 12477 SH SOLE 0 0 12477 CHESAPEAKE ENERGY CORP COM 165167107 2 13934 SH SOLE 0 0 13934 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 214 2100 SH SOLE 0 0 2100 MERCK & CO. INC COM 58933Y105 295 3840 SH SOLE 0 0 3840 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1408 28350 SH SOLE 0 0 28350 J P MORGAN EXCHANGE-TRADED F US AGGREGATE 46641Q613 257 9500 SH SOLE 0 0 9500 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 548 3000 SH SOLE 0 0 3000 FLOWERS FOODS INC COM 343498101 266 12960 SH SOLE 0 0 12960 HOME DEPOT INC COM 437076102 200 1073 SH SOLE 0 0 1073 ISHARES TR ULTR SH TRM BD 46434V878 807 16158 SH SOLE 0 0 16158 PACER FDS TR TRENDP US MID CP 69374H204 367 12963 SH SOLE 0 0 12963 ISHARES TR CORE S&P500 ETF 464287200 2860 11069 SH SOLE 0 0 11069 NEW JERSEY RES COM 646025106 226 6662 SH SOLE 0 0 6662 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 486 15414 SH SOLE 0 0 15414 JPMORGAN CHASE & CO COM 46625H100 655 7270 SH SOLE 0 0 7270 ADAMS DIVERSIFIED EQUITY FD COM 006212104 194 15431 SH SOLE 0 0 15431 THERMO FISHER SCIENTIFIC INC COM 883556102 563 1984 SH SOLE 0 0 1984 SOUTHERN CO COM 842587107 491 9071 SH SOLE 0 0 9071 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 379 3860 SH SOLE 0 0 3860 PROCTER & GAMBLE CO COM 742718109 632 5743 SH SOLE 0 0 5743 VANGUARD WORLD FDS MATERIALS ETF 92204A801 230 2392 SH SOLE 0 0 2392 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 720 9039 SH SOLE 0 0 9039 COMCAST CORP NEW CL A 20030N101 208 6053 SH SOLE 0 0 6053 GILEAD SCIENCES INC COM 375558103 1115 14910 SH SOLE 0 0 14910 SIRIUS XM HLDGS INC COM 82968B103 51 10273 SH SOLE 0 0 10273 EVERGY INC COM 30034W106 649 11793 SH SOLE 0 0 11793 RAYONIER ADVANCED MATLS INC COM 75508B104 11 10000 SH SOLE 0 0 10000 WISDOMTREE TR FLOATNG RAT TREA 97717X628 200 7980 SH SOLE 0 0 7980 ECOLAB INC COM 278865100 390 2500 SH SOLE 0 0 2500 AMERICAN ELEC PWR CO INC COM 025537101 274 3426 SH SOLE 0 0 3426 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 939 9086 SH SOLE 0 0 9086 MIND C T I LTD ORD M70240102 17 10000 SH SOLE 0 0 10000 TESLA INC COM 88160R101 210 400 SH SOLE 0 0 400 ISHARES TR EAFE GRWTH ETF 464288885 426 5990 SH SOLE 0 0 5990 PACCAR INC COM 693718108 367 6000 SH SOLE 0 0 6000 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 254 4578 SH SOLE 0 0 4578 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 229 3234 SH SOLE 0 0 3234 AT&T INC COM 00206R102 203 6963 SH SOLE 0 0 6963 BLACKSTONE GROUP INC COM CL A 09260D107 201 4421 SH SOLE 0 0 4421 VANGUARD INDEX FDS TOTAL STK MKT 922908769 252 1955 SH SOLE 0 0 1955 VANGUARD INDEX FDS SM CP VAL ETF 922908611 247 2785 SH SOLE 0 0 2785 ISHARES TR MSCI EMG MKT ETF 464287234 384 11255 SH SOLE 0 0 11255 FASTENAL CO COM 311900104 236 7560 SH SOLE 0 0 7560 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 444 5095 SH SOLE 0 0 5095 ISHARES TR TIPS BD ETF 464287176 216 1834 SH SOLE 0 0 1834 ISHARES TR 3 7 YR TREAS BD 464288661 245 1835 SH SOLE 0 0 1835 ISHARES TR USA MOMENTUM FCT 46432F396 319 2995 SH SOLE 0 0 2995 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 454 17721 SH SOLE 0 0 17721 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 232 4262 SH SOLE 0 0 4262 HONEYWELL INTL INC COM 438516106 459 3433 SH SOLE 0 0 3433 KOPIN CORP COM 500600101 7 18732 SH SOLE 0 0 18732 MICROSOFT CORP COM 594918104 214 1356 SH SOLE 0 0 1356 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 487 12847 SH SOLE 0 0 12847 SALESFORCE COM INC COM 79466L302 234 1626 SH SOLE 0 0 1626 VANGUARD INDEX FDS MID CAP ETF 922908629 441 3350 SH SOLE 0 0 3350 FS KKR CAPITAL CORP COM 302635107 243 81010 SH SOLE 0 0 81010 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 245 2765 SH SOLE 0 0 2765 ALLERGAN PLC SHS G0177J108 312 1764 SH SOLE 0 0 1764 INVESCO QQQ TR UNIT SER 1 46090E103 628 3298 SH SOLE 0 0 3298 ROYAL BK CDA COM 780087102 304 4944 SH SOLE 0 0 4944 TETRA TECHNOLOGIES INC DEL COM 88162F105 27 83891 SH SOLE 0 0 83891 TRUIST FINL CORP COM 89832Q109 520 16860 SH SOLE 0 0 16860 VERIZON COMMUNICATIONS INC COM 92343V104 363 6758 SH SOLE 0 0 6758 AUTOMATIC DATA PROCESSING IN COM 053015103 1367 10003 SH SOLE 0 0 10003 UNION PAC CORP COM 907818108 1008 7150 SH SOLE 0 0 7150 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 222 2344 SH SOLE 0 0 2344 FACEBOOK INC CL A 30303M102 384 2304 SH SOLE 0 0 2304 ISHARES TR S&P SML 600 GWT 464287887 245 1779 SH SOLE 0 0 1779 ISHARES TR U.S. UTILITS ETF 464287697 240 1740 SH SOLE 0 0 1740 DNP SELECT INCOME FD COM 23325P104 450 45944 SH SOLE 0 0 45944 UNITED TECHNOLOGIES CORP COM 913017109 566 6000 SH SOLE 0 0 6000 SPDR S&P 500 ETF TR TR UNIT 78462F103 1716 6659 SH SOLE 0 0 6659 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 592 7360 SH SOLE 0 0 7360 ARBOR RLTY TR INC COM 038923108 78 16003 SH SOLE 0 0 16003 ISHARES TR CORE 1 5 YR USD 46432F859 280 5549 SH SOLE 0 0 5549 AMERICAN FIN TR INC COM CLASS A 02607T109 129 20594 SH SOLE 0 0 20594 ESSEX PPTY TR INC COM 297178105 475 2155 SH SOLE 0 0 2155 CHEVRON CORP NEW COM 166764100 576 7944 SH SOLE 0 0 7944 ISHARES TR BARCLAYS 7 10 YR 464287440 1457 11997 SH SOLE 0 0 11997 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 244 8143 SH SOLE 0 0 8143 COSTCO WHSL CORP NEW COM 22160K105 285 1000 SH SOLE 0 0 1000 UNITED PARCEL SERVICE INC CL B 911312106 5683 60830 SH SOLE 0 0 60830 NETFLIX INC COM 64110L106 207 550 SH SOLE 0 0 550 ISHARES TR RUS 1000 GRW ETF 464287614 622 4126 SH SOLE 0 0 4126 DOMINION ENERGY INC COM 25746U109 439 6079 SH SOLE 0 0 6079 EXXON MOBIL CORP COM 30231G102 557 14668 SH SOLE 0 0 14668 ISHARES TR RUSSELL 2000 ETF 464287655 640 5589 SH SOLE 0 0 5589 NORTHROP GRUMMAN CORP COM 666807102 303 1000 SH SOLE 0 0 1000 ABBVIE INC COM 00287Y109 466 6122 SH SOLE 0 0 6122 BERKSHIRE HATHAWAY INC DEL CL A 084670108 272 1 SH SOLE 0 0 1 SPDR GOLD TRUST GOLD SHS 78463V107 666 4497 SH SOLE 0 0 4497 APPLE INC COM 037833100 3373 13266 SH SOLE 0 0 13266 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 261 2820 SH SOLE 0 0 2820 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 64 11306 SH SOLE 0 0 11306 CLEAN ENERGY FUELS CORP COM 184499101 23 13000 SH SOLE 0 0 13000 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 25 25000 PRN SOLE 0 0 25000 MCCORMICK & CO INC COM NON VTG 579780206 565 4000 SH SOLE 0 0 4000