X0306 4 2017-10-02 0 0001428439 ROKU, INC ROKU 0001368858 Globespan Capital Partners V LP ONE BOSTON PLACE, SUITE 2810 BOSTON MA 02108 0 0 1 0 0001404740 Goldfarb Andrew P ONE BOSTON PLACE, SUITE 2810 BOSTON MA 02108 0 0 1 0 Class A Common Stock 2018-03-22 4 C 0 4681527 A 4681527 I See footnote Class A Common Stock 2018-03-22 4 C 0 545054 A 545054 I See footnote Series A Preferred 2017-10-02 4 C 0 166666 0.00 D Class B Common Stock 166666 0 I See footnote Class B Common Stock 2017-10-02 4 C 0 166666 0.00 A Class A Common Stock 166666 166666 I See footnote Series D Preferred 2017-10-02 4 C 0 3059947 0.00 D Class B Common Stock 3059947 0 I See footnote Class B Common Stock 2017-10-02 4 C 0 3059947 0.00 A Class A Common Stock 3059947 3226613 I See footnote Series E Preferred 2017-10-02 4 C 0 1236893 0.00 D Class B Common Stock 1236893 0 I See footnote Class B Common Stock 2017-10-02 4 C 0 1236893 0.00 A Class A Common Stock 1236893 4463506 I See footnote Series H Preferred 2017-10-02 4 C 0 218021 0.00 D Class B Common Stock 218021 0 I See footnote Class B Common Stock 2017-10-02 4 C 0 218021 0.00 A Class A Common Stock 218021 4681527 I See footnote Series H Preferred 2017-10-02 4 C 0 545054 0.00 D Class B Common Stock 545054 0 I See footnote Class B Common Stock 2017-10-02 4 C 0 545054 0.00 A Class A Common Stock 545054 545054 I See footnote Class B Common Stock 2018-03-22 4 C 0 4681527 0.00 D Class A Common Stock 4681527 0 I See footnote Class B Common Stock 2018-03-22 4 C 0 545054 0.00 D Class A Common Stock 545054 0 I See footnote Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described the amended and restated certificate of incorporation of Roku, Inc. (the "Issuer"). All shares of Class B Common Stock will convert into Class A Common Stock on the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock or (b) the date specified by vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class. (Continued from Footnote 1) Each share of Class B Common Stock is entitled to ten votes per share, whereas each share of Class A Common Stock is entitled to one vote per share. The rights of the holders of Class A Common Stock and Class B Common Stock are identical, except with respect to the aforementioned conversion rights and voting rights. Held directly by Globespan Capital Partners V, L.P. ("GCP V"). Held directly by another fund affiliated with GCP V. The preferred stock automatically converted into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. Globespan Capital Partners V, L.P., By: /s/ Andrew P. Goldfarb, Name: Andrew P. Goldfarb, Title: Executive Managing Director of the General Partner of the General Partner 2018-03-26 Andrew P. Goldfarb, /s/ Andrew P. Goldfarb 2018-03-26