0001950047-24-001815.txt : 20240304 0001950047-24-001815.hdr.sgml : 20240304 20240304182058 ACCESSION NUMBER: 0001950047-24-001815 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Neurogene Inc. CENTRAL INDEX KEY: 0001404644 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 980542593 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36327 FILM NUMBER: 24717121 BUSINESS ADDRESS: STREET 1: 535 W 24TH STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: (877) 237-5020 MAIL ADDRESS: STREET 1: 535 W 24TH STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 FORMER COMPANY: FORMER CONFORMED NAME: Neoleukin Therapeutics, Inc. DATE OF NAME CHANGE: 20190812 FORMER COMPANY: FORMER CONFORMED NAME: AQUINOX PHARMACEUTICALS, INC DATE OF NAME CHANGE: 20140128 FORMER COMPANY: FORMER CONFORMED NAME: AQUINOX PHARMACEUTICALS (USA) INC DATE OF NAME CHANGE: 20070626 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Sean Michael CENTRAL INDEX KEY: 0001914769 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O NEOLEUKIN THERAPEUTICS, INC. STREET 2: 188 E. BLAINE STREET, SUITE 450 CITY: SEATTLE STATE: WA ZIP: 98102 144 1 primary_doc.xml 144 0001914769 XXXXXXXX LIVE 0001404644 NEUROGENE INC. 001-36327 535 W 24th Street 5th Floor New York NY 10011 (877) 237-5020 SEAN SMITH Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 8th Floor New York NY 10004

371 13567.28 9397901 03/04/2024 NASDAQ Common 11/15/2021 Employee Stock Purchase Plan Issuer N 28 11/15/2021 Cash Common 05/14/2021 Employee Stock Purchase Plan Issuer N 78 05/14/2021 Cash Common 05/15/2023 Employee Stock Purchase Plan Issuer N 100 05/15/2023 Cash Common 11/21/2023 Employee Stock Purchase Plan Issuer N 1 11/21/2023 Cash Common 11/13/2020 Employee Stock Purchase Plan Issuer N 66 11/13/2020 Cash Common 11/15/2023 Employee Stock Purchase Plan Issuer N 100 11/15/2023 Cash N SEAN SMITH

535 W 24th Street 5th Floor New York NY 10011

Common 01/15/2024 1141 34800.00 SEAN SMITH

535 W 24th Street 5th Floor New York NY 10011

Common 01/12/2024 153 4666.00 SEAN SMITH

535 W 24th Street 5th Floor New York NY 10011

Common 12/26/2023 141 2224.98 SEAN SMITH

535 W 24th Street 5th Floor New York NY 10011

Common 12/21/2023 1 10.00 03/04/2024 /s/ Sean Michael Smith