0001567619-18-006304.txt : 20181114
0001567619-18-006304.hdr.sgml : 20181114
20181114162138
ACCESSION NUMBER: 0001567619-18-006304
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 683 Capital Management, LLC
CENTRAL INDEX KEY: 0001404574
IRS NUMBER: 205100992
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14771
FILM NUMBER: 181184166
BUSINESS ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: SUITE 2205
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 554-2379
MAIL ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: SUITE 2205
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001404574
XXXXXXXX
09-30-2018
09-30-2018
683 Capital Management, LLC
3 COLUMBUS CIRCLE
SUITE 2205
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-14771
N
Ari Zweiman
Managing Member
212-554-2391
/s/ Ari Zweiman
New York
NY
11-14-2018
1
162
1540830
false
1
0001380126
028-14774
683 Capital Partners, LP
INFORMATION TABLE
2
form13fInfoTable.xml
3M CO
COM
88579Y101
21176
100500
SH
Put
DFND
1
100500
0
0
ACER THERAPEUTICS INC
COM
00444P108
597
19367
SH
DFND
1
19367
0
0
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
2975
850000
SH
DFND
1
850000
0
0
ADECOAGRO S A
COM
L00849106
2573
350000
SH
DFND
1
350000
0
0
ADIENT PLC
ORD SHS
G0084W101
39310
1000000
SH
DFND
1
1000000
0
0
ADMA BIOLOGICS INC
COM
000899104
4999
805000
SH
DFND
1
805000
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
173
28544
SH
DFND
1
28544
0
0
ALDEYRA THERAPEUTICS INC
COM
01438T106
18630
1350000
SH
DFND
1
1350000
0
0
ALLEGRO MERGER CORP
*W EXP 01/06/202
01749N111
155
443772
SH
DFND
1
443772
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
26256
300000
SH
DFND
1
300000
0
0
ALTRIA GROUP INC
COM
02209S103
6031
100000
SH
Put
DFND
1
100000
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
1460
200000
SH
DFND
1
200000
0
0
ARDELYX INC
COM
039697107
2828
650000
SH
DFND
1
650000
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
8109
2449800
SH
DFND
1
2449800
0
0
AZURRX BIOPHARMA INC
COM
05502L105
1028
400000
SH
DFND
1
400000
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
83
165000
SH
DFND
1
165000
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
37
82500
SH
DFND
1
82500
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
53
100000
SH
DFND
1
100000
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
26
50000
SH
DFND
1
50000
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
09216T123
74
200000
SH
DFND
1
200000
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
315
700000
SH
DFND
1
700000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
6474
170000
SH
DFND
1
170000
0
0
CARVANA CO
CL A
146869102
92277
1561634
SH
DFND
1
1561634
0
0
CATERPILLAR INC DEL
COM
149123101
11437
75000
SH
Put
DFND
1
75000
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
96
175000
SH
DFND
1
175000
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
44
87500
SH
DFND
1
87500
0
0
COCA COLA CO
COM
191216100
18476
400000
SH
Put
DFND
1
400000
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
72
180000
SH
DFND
1
180000
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
84
380000
SH
DFND
1
380000
0
0
CONTRAFECT CORP
COM
212326102
4720
2280000
SH
DFND
1
2280000
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
11672
824314
SH
DFND
1
824314
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
1622
345000
SH
DFND
1
345000
0
0
DIANA SHIPPING INC
COM
Y2066G104
1806
438364
SH
DFND
1
438364
0
0
DRAPER OAKWOOD TECHNOLOGY
*W EXP 09/19/202
26146L111
50
85200
SH
DFND
1
85200
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
550
500000
SH
DFND
1
500000
0
0
EDISON INTL
COM
281020107
8122
120000
SH
DFND
1
120000
0
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
7575
631233
SH
DFND
1
631233
0
0
ELLIE MAE INC
COM
28849P100
2369
25000
SH
Put
DFND
1
25000
0
0
ENERGY RECOVERY INC
COM
29270J100
9845
1100000
SH
DFND
1
1100000
0
0
ENOVA INTL INC
COM
29357K103
13392
465000
SH
DFND
1
465000
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
262
750000
SH
DFND
1
750000
0
0
EVOKE PHARMA INC
COM
30049G104
341
114300
SH
DFND
1
114300
0
0
EXACT SCIENCES CORP
COM
30063P105
7892
100000
SH
Put
DFND
1
100000
0
0
FACEBOOK INC
CL A
30303M102
8223
50000
SH
Put
DFND
1
50000
0
0
FALCON MINERALS CORP
*W EXP 07/21/202
30607B208
255
149600
SH
DFND
1
149600
0
0
FATE THERAPEUTICS INC
COM
31189P102
10585
649800
SH
DFND
1
649800
0
0
FENNEC PHARMACEUTICALS INC
COM
31447P100
7965
971351
SH
DFND
1
971351
0
0
FERRARI N V
COM
N3167Y103
27382
200000
SH
Put
DFND
1
200000
0
0
FORUM MERGER II CORP
UNIT 09/30/2025
34986F202
3039
300000
SH
DFND
1
300000
0
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
18333
1350000
SH
DFND
1
1350000
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
955
68200
SH
DFND
1
68200
0
0
GIGCAPITAL INC
RIGHT 03/06/2020
37518N114
106
200000
SH
DFND
1
200000
0
0
GIGCAPITAL INC
*W EXP 06/08/202
37518N122
75
150000
SH
DFND
1
150000
0
0
GLOBALSTAR INC
COM
378973408
2032
4000000
SH
DFND
1
4000000
0
0
GORDON POINTE ACQUISITION CO
*W EXP 07/30/202
382788115
146
225000
SH
DFND
1
225000
0
0
GREENLAND ACQUISITIN CORPORA
RIGHT 04/27/2025
G40981113
54
150000
SH
DFND
1
150000
0
0
GREIF INC
CL B
397624206
687
11910
SH
DFND
1
11910
0
0
GRUBHUB INC
COM
400110102
13862
100000
SH
Put
DFND
1
100000
0
0
GRUPO FINANCIERO GALICIA S A
SP ADR 10 SH B
399909100
2670
105000
SH
DFND
1
105000
0
0
HAYMAKER ACQUISITION CORP
*W EXP 10/27/202
420870115
390
300000
SH
DFND
1
300000
0
0
HENNESSY CAP ACQUSTON CORP I
*W EXP 06/15/202
42588L113
806
537500
SH
DFND
1
537500
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
16365
300000
SH
Put
DFND
1
300000
0
0
HL ACQUISITIONS CORP
RIGHT 07/17/2023
G4603R130
72
180000
SH
DFND
1
180000
0
0
HL ACQUISITIONS CORP
*W EXP 06/21/202
G4603R122
65
180000
SH
DFND
1
180000
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
2839
2680000
SH
DFND
1
2680000
0
0
I AM CAP ACQUISITION CO
RIGHT 05/22/2019
45074Q124
100
200000
SH
DFND
1
200000
0
0
I AM CAP ACQUISITION CO
*W EXP 05/22/202
45074Q116
245
700000
SH
DFND
1
700000
0
0
IFRESH INC
COM
449538107
56
25000
SH
DFND
1
25000
0
0
INDUSTREA ACQUISITION CORP
*W EXP 08/01/202
45579J112
1235
1234606
SH
DFND
1
1234606
0
0
INSPIRED ENTMT INC
COM
45782N108
4626
758430
SH
DFND
1
758430
0
0
INTEC PHARMA LTD JERUSALEM
SHS
M53644106
848
150000
SH
DFND
1
150000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
15121
100000
SH
Put
DFND
1
100000
0
0
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
14256
841071
SH
DFND
1
841071
0
0
IRSA PROPIEDADES COMERCIALES
SPONSORED ADR
463588103
973
40747
SH
DFND
1
40747
0
0
JOHNSON & JOHNSON
COM
478160104
34543
250000
SH
Put
DFND
1
250000
0
0
KELLOGG CO
COM
487836108
14004
200000
SH
Put
DFND
1
200000
0
0
KROGER CO
COM
501044101
16738
575000
SH
DFND
1
575000
0
0
KROGER CO
COM
501044101
11644
400000
SH
Call
DFND
1
400000
0
0
LEAP THERAPEUTICS INC
COM
52187K101
1169
150000
SH
DFND
1
150000
0
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
223
500000
SH
DFND
1
500000
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
134
125000
SH
DFND
1
125000
0
0
LF CAP ACQUISITION CORP
*W EXP 06/22/202
50200K116
248
450000
SH
DFND
1
450000
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
371
25000
SH
DFND
1
25000
0
0
M D C HLDGS INC
COM
552676108
2958
100000
SH
Put
DFND
1
100000
0
0
MACROGENICS INC
COM
556099109
7196
335634
SH
DFND
1
335634
0
0
MAGNOLIA OIL & GAS CORP
*W EXP 07/31/202
559663117
1597
341333
SH
DFND
1
341333
0
0
MARINUS PHARMACEUTICALS INC
COM
56854Q101
11000
1100000
SH
DFND
1
1100000
0
0
MATLIN & PARTNERS ACQUISITIO
*W EXP 05/28/202
57682V114
600
800000
SH
DFND
1
800000
0
0
MEDICINES CO
COM
584688105
5003
167252
SH
DFND
1
167252
0
0
MEGALITH FINL ACQUISITION CO
UNIT 09/30/2025
58518F208
4040
400000
SH
DFND
1
400000
0
0
MEIRAGTX HOLDINGS PLC
COM
G59665102
952
70000
SH
DFND
1
70000
0
0
MICRON TECHNOLOGY INC
COM
595112103
12664
280000
SH
DFND
1
280000
0
0
MIRAGEN THERAPEUTICS INC
COM
60463E111
2790
500000
SH
DFND
1
500000
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
470
1000000
SH
DFND
1
1000000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
300
500000
SH
DFND
1
500000
0
0
MONDELEZ INTL INC
CL A
609207105
4996
100000
SH
Put
DFND
1
100000
0
0
MTECH ACQUISITION CORP
*W EXP 08/01/202
55378W115
111
75000
SH
DFND
1
75000
0
0
MUDRICK CAP ACQUISITION CORP
*W EXP 02/12/202
624745113
1750
2500000
SH
DFND
1
2500000
0
0
MYRIAD GENETICS INC
COM
62855J104
4600
100000
SH
Put
DFND
1
100000
0
0
NATIONAL ENERGY SERVICES REU
*W EXP 05/05/202
G6375R115
1624
725000
SH
DFND
1
725000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
12709
295000
SH
DFND
1
295000
0
0
NAVIOS MARITIME HLDGS INC
COM
Y62196103
213
300000
SH
DFND
1
300000
0
0
NETFLIX INC
COM
64110L106
74826
200000
SH
Put
DFND
1
200000
0
0
NEW FRONTIER CORP
*W EXP 99/99/999
G6485P124
59
50000
SH
DFND
1
50000
0
0
NEW YORK REIT INC
COM NEW
64976L208
15535
856394
SH
DFND
1
856394
0
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
1463
1423900
SH
DFND
1
1423900
0
0
NII HOLDINGS INC
COM PAR
62913F508
82307
14045499
SH
DFND
1
14045499
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
575
275000
SH
DFND
1
275000
0
0
NVIDIA CORP
COM
67066G104
14051
50000
SH
Put
DFND
1
50000
0
0
ON DECK CAP INC
COM
682163100
23089
3050000
SH
DFND
1
3050000
0
0
ONCONOVA THERAPEUTICS INC
COM PAR
68232V405
7097
966877
SH
DFND
1
966877
0
0
ONCONOVA THERAPEUTICS INC
*W EXP 07/11/202
68232V116
1373
922550
SH
DFND
1
922550
0
0
ONCOSEC MED INC
COM NEW
68234L207
420
300000
SH
DFND
1
300000
0
0
ONE MADISON CORP
*W EXP 99/99/999
G6772P126
145
125000
SH
DFND
1
125000
0
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
60
150000
SH
DFND
1
150000
0
0
ORACLE CORP
COM
68389X105
10312
200000
SH
Put
DFND
1
200000
0
0
OTONOMY INC
COM
68906L105
2200
800000
SH
DFND
1
800000
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E125
272
605000
SH
DFND
1
605000
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E117
60
115000
SH
DFND
1
115000
0
0
PG&E CORP
COM
69331C108
23553
511910
SH
DFND
1
511910
0
0
POLARITYTE INC
COM
731094108
3113
163000
SH
DFND
1
163000
0
0
REDHILL BIOPHARMA LTD
SPONSORED ADS
757468103
32062
3631019
SH
DFND
1
3631019
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
5563
2767440
SH
DFND
1
2767440
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
24269
450000
SH
Put
DFND
1
450000
0
0
SELLAS LIFE SCIENCES GROUP I
COM
81642T100
1556
1275000
SH
DFND
1
1275000
0
0
SEQUENTIAL BRNDS GROUP INC N
COM
81734P107
5605
3356200
SH
DFND
1
3356200
0
0
SIERRA ONCOLOGY INC
COM
82640U107
3060
1800000
SH
DFND
1
1800000
0
0
SOLENO THERAPEUTICS INC
COM NEW
834203200
1823
844112
SH
DFND
1
844112
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
2971
50000
SH
Put
DFND
1
50000
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
17857
350000
SH
Put
DFND
1
350000
0
0
STRONGBRIDGE BIOPHARMA PLC
SHS USD
G85347105
1454
299700
SH
DFND
1
299700
0
0
SYNDAX PHARMACEUTICALS INC
COM
87164F105
4210
521000
SH
DFND
1
521000
0
0
SYNTHETIC BIOLOGICS INC
COM NEW
87164U201
111
42858
SH
DFND
1
42858
0
0
TAPIMMUNE INC
COM PAR
876033408
905
100000
SH
DFND
1
100000
0
0
TARGET CORP
COM
87612E110
4411
50000
SH
Put
DFND
1
50000
0
0
TENZING ACQUISITION CORP
UNIT 08/24/2024
G8708A124
2013
200000
SH
DFND
1
200000
0
0
TESLA INC
COM
88160R101
358763
1355000
SH
Put
DFND
1
1355000
0
0
TETRAPHASE PHARMACEUTICALS I
COM
88165N105
1974
715097
SH
DFND
1
715097
0
0
TG THERAPEUTICS INC
COM
88322Q108
2800
500000
SH
DFND
1
500000
0
0
TIBERIUS ACQUISITION CORP
*W EXP 02/28/202
88633A115
266
450000
SH
DFND
1
450000
0
0
TKK SYMPHONY ACQUISITION COR
ORD SHS
G88950103
2138
225000
SH
DFND
1
225000
0
0
TKK SYMPHONY ACQUISITION COR
RIGHT 02/20/2020
G88950137
102
225000
SH
DFND
1
225000
0
0
TKK SYMPHONY ACQUISITION COR
*W EXP 02/20/202
G88950129
54
225000
SH
DFND
1
225000
0
0
TOCAGEN INC
COM
888846102
780
50000
SH
DFND
1
50000
0
0
TOTTENHAM ACQUISITION I LTD
RIGHT 06/05/2020
G8959N122
50
134000
SH
DFND
1
134000
0
0
TOTTENHAM ACQUISITION I LTD
*W EXP 05/06/202
G8959N114
108
542000
SH
DFND
1
542000
0
0
TRACON PHARMACEUTICALS INC
COM
89237H100
5615
2738938
SH
DFND
1
2738938
0
0
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
578
1993750
SH
DFND
1
1993750
0
0
TRINITY MERGER CORP
*W EXP 05/11/202
89653L114
350
700000
SH
DFND
1
700000
0
0
TRIVAGO N V
SPON ADS A SHS
89686D105
34496
5600000
SH
DFND
1
5600000
0
0
TRUECAR INC
COM
89785L107
47705
3383358
SH
DFND
1
3383358
0
0
TWELVE SEAS INVESTMENT COMPA
RIGHT 12/22/2019
G9145A131
74
175000
SH
DFND
1
175000
0
0
TWELVE SEAS INVESTMENT COMPA
*W EXP 12/22/202
G9145A115
209
581850
SH
DFND
1
581850
0
0
UNION ACQUISITION CORP
RIGHT 12/02/2019
G9366W135
80
200000
SH
DFND
1
200000
0
0
UNION ACQUISITION CORP
*W EXP 07/01/202
G9366W127
70
200000
SH
DFND
1
200000
0
0
UNIQURE NV
SHS
N90064101
35811
984100
SH
DFND
1
984100
0
0
VECTOIQ ACQUISITION CORP
*W EXP 05/11/202
92243N111
305
500000
SH
DFND
1
500000
0
0
WALMART INC
COM
931142103
9391
100000
SH
Put
DFND
1
100000
0
0
WILLSCOT CORP
*W EXP 09/10/202
971375118
7420
2489958
SH
DFND
1
2489958
0
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
555
396531
SH
DFND
1
396531
0
0
ZAFGEN INC
COM
98885E107
15197
1300000
SH
DFND
1
1300000
0
0
ZOGENIX INC
COM NEW
98978L204
2480
50000
SH
DFND
1
50000
0
0