0001140361-17-042693.txt : 20171114
0001140361-17-042693.hdr.sgml : 20171114
20171114154113
ACCESSION NUMBER: 0001140361-17-042693
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 683 Capital Management, LLC
CENTRAL INDEX KEY: 0001404574
IRS NUMBER: 205100992
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14771
FILM NUMBER: 171201131
BUSINESS ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: SUITE 2205
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 554-2379
MAIL ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: SUITE 2205
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001404574
XXXXXXXX
09-30-2017
09-30-2017
683 Capital Management, LLC
3 COLUMBUS CIRCLE
SUITE 2205
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-14771
N
Ari Zweiman
Managing Member
212-554-2391
/s/ Ari Zweiman
New York
NY
11-14-2017
1
123
951631
false
1
0001380126
028-14774
683 Capital Partners, LP
INFORMATION TABLE
2
form13fInfoTable.xml
3M CO
COM
88579Y101
27392
130500
SH
Put
DFND
1
130500
0
0
ADECOAGRO SA
COM
L00849106
3240
300000
SH
DFND
1
300000
0
0
ADIENT PLC
ORD SHS
G0084W101
45608
543015
SH
DFND
1
543015
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
2008
550000
SH
DFND
1
550000
0
0
ALDEYRA THERAPEUTICS INC
COM
01438T106
6016
835514
SH
DFND
1
835514
0
0
ALLERGAN PLC
SHS
G0177J108
12707
62000
SH
DFND
1
62000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
28139
239500
SH
DFND
1
239500
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
11332
1010000
SH
DFND
1
1010000
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
9313
830000
SH
Call
DFND
1
830000
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
19635
1750000
SH
Put
DFND
1
1750000
0
0
ALTABA INC
COM
021346101
21528
325000
SH
DFND
1
325000
0
0
ARRAY BIOPHARMA INC
COM
04269X105
6150
500000
SH
DFND
1
500000
0
0
ATLANTIC ACQUISITION CORP
COM
048206106
2768
270000
SH
DFND
1
270000
0
0
ATLANTIC ACQUISITION CORP
RIGHT 02/08/2019
048206304
149
270000
SH
DFND
1
270000
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
9183
2515810
SH
DFND
1
2515810
0
0
BANC OF CALIFORNIA INC
COM
05990K106
8520
410600
SH
DFND
1
410600
0
0
BARNES & NOBLE ED INC
COM
06777U101
3398
522000
SH
DFND
1
522000
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
17
100000
SH
DFND
1
100000
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
17
50000
SH
DFND
1
50000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
6674
200000
SH
DFND
1
200000
0
0
BOULEVARD ACQUISITION
*W EXP 09/25/202
10157Q110
178
200000
SH
DFND
1
200000
0
0
BROOKDALE SR LIVING INC
COM
112463104
1113
105000
SH
DFND
1
105000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
11747
138759
SH
DFND
1
138759
0
0
CARS COM INC
COM
14575E105
19958
750000
SH
DFND
1
750000
0
0
CARVANA CO
CL A
146869102
2936
200000
SH
DFND
1
200000
0
0
CHEVRON CORP NEW
COM
166764100
5875
50000
SH
Put
DFND
1
50000
0
0
CIMPRESS N V
SHS EURO
N20146101
977
10000
SH
DFND
1
10000
0
0
CISION LTD
*W EXP 06/22/202
G1992S117
3245
1100000
SH
DFND
1
1100000
0
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
390
2000000
SH
DFND
1
2000000
0
0
COCA COLA CO
COM
191216100
22505
500000
SH
Put
DFND
1
500000
0
0
CONSTELLATION ALPHA CAP CORP
SHS
G2379F108
1755
180000
SH
DFND
1
180000
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
58
180000
SH
DFND
1
180000
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
43
380000
SH
DFND
1
380000
0
0
CONTRAFECT CORP
COM
212326102
2886
2600000
SH
DFND
1
2600000
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
18804
1007182
SH
DFND
1
1007182
0
0
DIANA SHIPPING INC
COM
Y2066G104
1591
438364
SH
DFND
1
438364
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
4371
760233
SH
DFND
1
760233
0
0
DOUBLE EAGLE ACQUISITION COR
*W EXP 09/16/202
G28195116
290
419800
SH
DFND
1
419800
0
0
DRAPER OAKWOOD TECHNOLOGY
UNIT 09/30/2024
26146L202
1840
180000
SH
DFND
1
180000
0
0
DURECT CORP
COM
266605104
2345
1324856
SH
DFND
1
1324856
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
233
839668
SH
DFND
1
839668
0
0
ECHOSTAR CORP
CL A
278768106
7436
129926
SH
DFND
1
129926
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
205
1039125
SH
DFND
1
1039125
0
0
ENERGY RECOVERY INC
COM
29270J100
5531
700100
SH
DFND
1
700100
0
0
ENOVA INTL INC
COM
29357K103
12022
893800
SH
DFND
1
893800
0
0
ETSY INC
COM
29786A106
12660
750000
SH
DFND
1
750000
0
0
FACEBOOK INC
CL A
30303M102
8544
50000
SH
Put
DFND
1
50000
0
0
FATE THERAPEUTICS INC
COM
31189P102
2688
678800
SH
DFND
1
678800
0
0
FXCM INC
NOTE 2.250% 6/1
302693AB2
6150
15000000
SH
DFND
1
15000000
0
0
FENNEC PHARMACEUTICALS INC
COM
31447P100
8867
808365
SH
DFND
1
808365
0
0
FOGO DE CHAO INC
COM
344177100
11780
950000
SH
DFND
1
950000
0
0
FORUM MERGER CORP
RIGHT 06/01/2019
34985B129
91
234000
SH
DFND
1
234000
0
0
FORUM MERGER CORP
*W EXP 06/01/202
34985B111
41
117000
SH
DFND
1
117000
0
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
5021
549295
SH
DFND
1
549295
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
790
68200
SH
DFND
1
68200
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
16603
70000
SH
DFND
1
70000
0
0
GRUBHUB INC
COM
400110102
5266
100000
SH
Put
DFND
1
100000
0
0
HENNESSY CAP ACQUSTON CORP I
*W EXP 06/15/202
42588L113
319
437500
SH
DFND
1
437500
0
0
HERBALIFE LTD
COM USD SHS
400110102
33081
487700
SH
Put
DFND
1
487700
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
3425
1679000
SH
DFND
1
1679000
0
0
I AM CAP ACQUISITION CO
UNIT 08/15/2022
45074Q207
2050
200000
SH
DFND
1
200000
0
0
IFRESH INC
COM
449538107
207
17158
SH
DFND
1
17158
0
0
IMMUNOMEDICS INC
COM
452907108
3146
225000
SH
DFND
1
225000
0
0
INDUSTREA ACQUISITION CORP
CL A
45579J104
9780
1000000
SH
DFND
1
1000000
0
0
INDUSTREA ACQUISITION CORP
*W EXP 08/01/202
45579J112
494
1234606
SH
DFND
1
1234606
0
0
INSPIRED ENTMT INC
COM
45782N108
4562
344315
SH
DFND
1
344315
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
2325
300000
SH
DFND
1
300000
0
0
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
11416
465000
SH
DFND
1
465000
0
0
JPMORGAN CHASE & CO
COM
46625H100
1910
20000
SH
DFND
1
20000
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
6208
220000
SH
DFND
1
220000
0
0
KELLOGG CO
COM
487836108
6237
100000
SH
Put
DFND
1
100000
0
0
KKR & CO L P DEL
COM UNITS
48248M102
28232
1388700
SH
DFND
1
1388700
0
0
LENDINGCLUB CORP
COM
52603A109
2741
450000
SH
Put
DFND
1
450000
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
2161
175000
SH
DFND
1
175000
0
0
MARCHEX INC
CL B
56624R108
618
200137
SH
DFND
1
200137
0
0
MICRON TECHNOLOGY INC
COM
595112103
14945
380000
SH
DFND
1
380000
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
420
1000000
SH
DFND
1
1000000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
270
500000
SH
DFND
1
500000
0
0
MONDELEZ INTL INC
CL A
609207105
12198
300000
SH
Put
DFND
1
300000
0
0
NATIONAL ENERGY SERVICES REU
SHS
G6375R107
1087
113000
SH
DFND
1
113000
0
0
NATIONAL ENERGY SERVICES REU
*W EXP 05/05/202
G6375R115
250
500000
SH
DFND
1
500000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
8575
240000
SH
DFND
1
240000
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
501
300000
SH
DFND
1
300000
0
0
NETFLIX INC
COM
64110L106
36270
200000
SH
Put
DFND
1
200000
0
0
NEW YORK REIT INC
COM
64976L109
15700
2000000
SH
DFND
1
2000000
0
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
374
850000
SH
DFND
1
850000
0
0
NII HOLDINGS INC
COM PAR
62913F508
2804
6095428
SH
DFND
1
6095428
0
0
NORTH ATLANTIC DRILLING LTD
COM
G6613P129
1087
113000
SH
DFND
1
113000
0
0
NORTH ATLANTIC DRILLING LTD
COM
G6613P129
32
67900
SH
Put
DFND
1
67900
0
0
ON DECK CAP INC
COM
682163100
9340
2000000
SH
DFND
1
2000000
0
0
ONCONOVA THERAPEUTICS INC
COM NEW
68232V306
641
375000
SH
DFND
1
375000
0
0
ORACLE CORP
COM
68389X105
3626
75000
SH
Put
DFND
1
75000
0
0
OSPREY ENERGY ACQUISITION CO
CL A COM
688397108
2423
250000
SH
DFND
1
250000
0
0
OSPREY ENERGY ACQUISITION CO
*W EXP 07/21/202
688397116
103
125000
SH
DFND
1
125000
0
0
PEABODY ENERGY CORP NEW
COM
704551100
7815
269400
SH
DFND
1
269400
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
92
230000
SH
DFND
1
230000
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
58
115000
SH
DFND
1
115000
0
0
PEPSICO INC
COM
713448108
11143
100000
SH
Put
DFND
1
100000
0
0
PLX PHARMA INC
COM
72942A107
1603
249300
SH
DFND
1
249300
0
0
PROCTER AND GAMBLE CO
COM
742718109
27294
300000
SH
Put
DFND
1
300000
0
0
REGENXBIO INC
COM
75901B107
824
25000
SH
DFND
1
25000
0
0
RPX CORP
COM
74972G103
332
25000
SH
DFND
1
25000
0
0
SEADRILL LIMITED
SHS
G7945E105
297
849312
SH
DFND
1
849312
0
0
SEADRILL LIMITED
SHS
G7945E105
2977
8506300
SH
Put
DFND
1
8506300
0
0
SEARS CDA INC
COM
81234D109
226
4291955
SH
DFND
1
4291955
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
6848
100000
SH
Put
DFND
1
100000
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
29689
550000
SH
Put
DFND
1
550000
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
21220
400000
SH
Put
DFND
1
400000
0
0
SEQUENTIAL BRNDS GROUP INC N C
COM
81734P107
9204
3078179
SH
DFND
1
3078179
0
0
SILVER RUN ACQUISITION
*W EXP 03/28/202
82812A111
152
100000
SH
DFND
1
100000
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
16708
400000
SH
Put
DFND
1
400000
0
0
SOLENO THERAPEUTICS INC
COM
834203101
78
150000
SH
DFND
1
150000
0
0
TESLA INC
COM
88160R101
81864
240000
SH
Put
DFND
1
240000
0
0
TRACON PHARMACEUTICALS INC
COM
89237H100
3134
995000
SH
DFND
1
995000
0
0
TRIPADVISOR INC
COM
896945201
12159
300000
SH
DFND
1
300000
0
0
TRIVAGO N V
SPON ADS A SHS
89686D105
3255
300000
SH
Put
DFND
1
300000
0
0
UNIQURE NV
SHS
N90064101
10080
1050000
SH
DFND
1
1050000
0
0
WARRIOR MET COAL INC
COM
93627C101
16499
700000
SH
DFND
1
700000
0
0
WESTERN UN CO
COM
959802109
1920
100000
SH
Put
DFND
1
100000
0
0
WMIH CORP
COM
92936P100
656
690826
SH
DFND
1
690826
0
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
1270
819181
SH
DFND
1
819181
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
19471
925000
SH
DFND
1
925000
0
0
ZAFGEN INC
COM
98885E103
4576
1300000
SH
DFND
1
1300000
0
0