The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADECOAGRO S A | COM | L00849106 | 2,264 | 196,030 | SH | DFND | 1 | 196,030 | 0 | 0 | |
| APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | 899 | 67,000 | SH | DFND | 1 | 67,000 | 0 | 0 | |
| BANK AMER CORP | COM | 060505104 | 811 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| CIMPRESS N V | SHS EURO | N20146101 | 4,262 | 47,000 | SH | DFND | 1 | 47,000 | 0 | 0 | |
| CRESUD S A C I F Y A | SPONSORED ADR | 226406106 | 12,822 | 1,101,562 | SH | DFND | 1 | 1,101,562 | 0 | 0 | |
| DEL TACO RESTAURANTS INC | COM | 245496104 | 2,918 | 282,500 | SH | DFND | 1 | 282,500 | 0 | 0 | |
| DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 1,803 | 189,612 | SH | DFND | 1 | 189,612 | 0 | 0 | |
| DURECT CORP | COM | 266605104 | 5,532 | 4,097,814 | SH | DFND | 1 | 4,097,814 | 0 | 0 | |
| ELECTRUM SPL ACQUISITION COR | *W EXP 99/99/999 | G3105C112 | 330 | 1,651,425 | SH | DFND | 1 | 1,651,425 | 0 | 0 | |
| ENERGY RECOVERY INC | COM | 29270J100 | 1,293 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| ENOVA INTL INC | COM | 29357K103 | 6,815 | 1,080,000 | SH | DFND | 1 | 1,080,000 | 0 | 0 | |
| ENPRO INDS INC | COM | 29355X107 | 2,826 | 49,000 | SH | DFND | 1 | 49,000 | 0 | 0 | |
| FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 143 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| FXCM INC | NOTE 2.250% 6/1 | 302693AB2 | 10,540 | 17,000,000 | PRN | DFND | 1 | 17,000,000 | 0 | 0 | |
| GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 1,304 | 264,600 | SH | DFND | 1 | 264,600 | 0 | 0 | |
| GEVO INC | NOTE 7.500% 7/0 | 374396AA7 | 2,258 | 7,525,000 | PRN | DFND | 1 | 7,525,000 | 0 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 8,799 | 56,050 | SH | DFND | 1 | 56,050 | 0 | 0 | |
| HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 124 | 825,000 | SH | DFND | 1 | 825,000 | 0 | 0 | |
| ICONIX BRAND GROUP INC | COM | 451055107 | 417 | 51,800 | SH | DFND | 1 | 51,800 | 0 | 0 | |
| ICONIX BRAND GROUP INC | NOTE 1.500% 3/1 | 451055AF4 | 6,950 | 10,000,000 | PRN | DFND | 1 | 10,000,000 | 0 | 0 | |
| INTERMOLECULAR INC | COM | 45882D109 | 152 | 60,129 | SH | DFND | 1 | 60,129 | 0 | 0 | |
| IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 7,388 | 493,848 | SH | DFND | 1 | 493,848 | 0 | 0 | |
| ISHARES | MSCI BRZ CAP ETF | 464286400 | 6,970 | 265,000 | SH | Call | DFND | 1 | 265,000 | 0 | 0 |
| ISHARES | MSCI BRZ CAP ETF | 464286400 | 6,970 | 265,000 | SH | Put | DFND | 1 | 265,000 | 0 | 0 |
| ISHARES | MSCI STH AFR ETF | 464286780 | 8,217 | 155,000 | SH | Call | DFND | 1 | 155,000 | 0 | 0 |
| ISHARES | MSCI STH AFR ETF | 464286780 | 16,163 | 304,900 | SH | Put | DFND | 1 | 304,900 | 0 | 0 |
| ISHARES | MSCI TAIWAN ETF | 464286731 | 2,079 | 150,000 | SH | Call | DFND | 1 | 150,000 | 0 | 0 |
| ISHARES | MSCI TAIWAN ETF | 464286731 | 2,079 | 150,000 | SH | Put | DFND | 1 | 150,000 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 38,836 | 1,150,000 | SH | Call | DFND | 1 | 1,150,000 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 38,836 | 1,150,000 | SH | Put | DFND | 1 | 1,150,000 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 102,682 | 2,998,000 | SH | DFND | 1 | 2,998,000 | 0 | 0 | |
| ISHARES TR | MSCI MEX CAP ETF | 464286822 | 6,981 | 130,000 | SH | Call | DFND | 1 | 130,000 | 0 | 0 |
| ISHARES TR | MSCI MEX CAP ETF | 464286822 | 6,981 | 130,000 | SH | Put | DFND | 1 | 130,000 | 0 | 0 |
| ISHARES | MSCI STH KOR ETF | 464286772 | 26,674 | 505,000 | SH | Call | DFND | 1 | 505,000 | 0 | 0 |
| ISHARES | MSCI STH KOR ETF | 464286772 | 34,597 | 655,000 | SH | Put | DFND | 1 | 655,000 | 0 | 0 |
| KENON HLDGS LTD | SHS | Y46717107 | 1,034 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
| KKR & CO L P DEL | COM UNITS | 48248M102 | 13,580 | 924,471 | SH | DFND | 1 | 924,471 | 0 | 0 | |
| KLONDEX MNS LTD | COM | 498696103 | 505 | 189,200 | SH | DFND | 1 | 189,200 | 0 | 0 | |
| LEUCADIA NATL CORP | COM | 527288104 | 4,590 | 283,866 | SH | DFND | 1 | 283,866 | 0 | 0 | |
| MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 4,581 | 280,000 | SH | Call | DFND | 1 | 280,000 | 0 | 0 |
| MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 4,581 | 280,000 | SH | Put | DFND | 1 | 280,000 | 0 | 0 |
| MEDLEY MGMT INC | CL A COM | 58503T106 | 489 | 88,837 | SH | DFND | 1 | 88,837 | 0 | 0 | |
| MICRON TECHNOLOGY INC | COM | 595112103 | 23,617 | 2,255,700 | SH | Call | DFND | 1 | 2,255,700 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 | 17,951 | 1,714,477 | SH | DFND | 1 | 1,714,477 | 0 | 0 | |
| NAVISTAR INTL CORP NEW | NOTE 4.750% 4/1 | 63934EAS7 | 1,465 | 2,442,000 | PRN | DFND | 1 | 2,442,000 | 0 | 0 | |
| NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 20,120 | 1,730,000 | SH | DFND | 1 | 1,730,000 | 0 | 0 | |
| NEW SR INVT GROUP INC | COM | 648691103 | 18,576 | 1,803,539 | SH | DFND | 1 | 1,803,539 | 0 | 0 | |
| NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 656 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| NUVECTRA CORP | COM | 67075N108 | 812 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| NUVEEN NY AMT FREE MUN INCOM | COM | 670656107 | 69 | 5,100 | SH | DFND | 1 | 5,100 | 0 | 0 | |
| PAIN THERAPEUTICS INC | COM | 69562K100 | 1,019 | 457,128 | SH | DFND | 1 | 457,128 | 0 | 0 | |
| PEABODY ENERGY CORP | COM NEW | 704549203 | 3,312 | 1,427,800 | SH | Call | DFND | 1 | 1,427,800 | 0 | 0 |
| PEABODY ENERGY CORP | COM NEW | 704549203 | 1,811 | 780,600 | SH | Put | DFND | 1 | 780,600 | 0 | 0 |
| SEQUENTIAL BRNDS GROUP INC N | COM | 81734P107 | 5,815 | 909,954 | SH | DFND | 1 | 909,954 | 0 | 0 | |
| SUNEDISON INC | COM | 86732Y109 | 474 | 877,100 | SH | Call | DFND | 1 | 877,100 | 0 | 0 |
| SUNEDISON INC | COM | 86732Y109 | 561 | 1,039,000 | SH | Put | DFND | 1 | 1,039,000 | 0 | 0 |
| SUNEDISON INC | NOTE 2.375% 4/1 | 86732YAH2 | 438 | 12,500,000 | PRN | DFND | 1 | 12,500,000 | 0 | 0 | |
| SUNEDISON INC | NOTE 2.750% 1/0 | 86732YAD1 | 70 | 2,000,000 | PRN | DFND | 1 | 2,000,000 | 0 | 0 | |
| SUPERNUS PHARMACEUTICALS INC | NOTE 7.500% 5/0 | 868459AB4 | 8,944 | 3,000,000 | PRN | DFND | 1 | 3,000,000 | 0 | 0 | |
| TERRAFORM PWR INC | CL A COM | 88104R100 | 2,595 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| VIRTUS INVT PARTNERS INC | COM | 92828Q109 | 1,953 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| WHEELER REAL ESTATE INVT TR | COM | 963025101 | 875 | 699,804 | SH | DFND | 1 | 699,804 | 0 | 0 | |
| WHEELER REAL ESTATE INVT TR | CV PFD SER B | 963025309 | 431 | 24,632 | SH | DFND | 1 | 24,632 | 0 | 0 | |
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 12,974 | 665,000 | SH | Call | DFND | 1 | 665,000 | 0 | 0 |
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 12,974 | 665,000 | SH | Put | DFND | 1 | 665,000 | 0 | 0 |
| WORLD ACCEP CORP DEL | COM | 981419104 | 2,609 | 68,800 | SH | DFND | 1 | 68,800 | 0 | 0 | |
| WRIGHT MED GROUP N V | RIGHT 03/01/2019 | N96617126 | 1,528 | 1,222,434 | SH | DFND | 1 | 1,222,434 | 0 | 0 | |
| XENIA HOTELS & RESORTS INC | COM | 984017103 | 11,075 | 709,017 | SH | DFND | 1 | 709,017 | 0 | 0 | |