0001404514-17-000004.txt : 20171218 0001404514-17-000004.hdr.sgml : 20171218 20171218124558 ACCESSION NUMBER: 0001404514-17-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171215 FILED AS OF DATE: 20171218 DATE AS OF CHANGE: 20171218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolfgruber Kurt CENTRAL INDEX KEY: 0001404514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00832 FILM NUMBER: 171260914 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION STREET 2: 787 7TH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Finance Corp CENTRAL INDEX KEY: 0001496099 IRS NUMBER: 272978010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 720-0300 MAIL ADDRESS: STREET 1: 787 SEVENTH AVENUE, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian Corp DATE OF NAME CHANGE: 20100706 4 1 wf-form4_151361914442832.xml FORM 4 X0306 4 2017-12-15 0 0001496099 New Mountain Finance Corp NMFC 0001404514 Wolfgruber Kurt C/O NEW MOUNTAIN FINANCE CORPORATION 787 7TH AVENUE, 48TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2017-12-15 4 P 0 2500 13.93 A 42905 D Common Stock 2017-12-15 4 P 0 500 13.93 A 2500 I Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber Common Stock 27140 I By Spouse Common Stock 2539 I By Child - Heidi C. Wolfgruber Common Stock 2600 I By Child - Hayley C. Wolfgruber Common Stock 2600 I By Child - Christian K. Wolfgruber The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased. /s/ Kurt Wolfgruber 2017-12-18