0001404514-17-000004.txt : 20171218
0001404514-17-000004.hdr.sgml : 20171218
20171218124558
ACCESSION NUMBER: 0001404514-17-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171215
FILED AS OF DATE: 20171218
DATE AS OF CHANGE: 20171218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolfgruber Kurt
CENTRAL INDEX KEY: 0001404514
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00832
FILM NUMBER: 171260914
MAIL ADDRESS:
STREET 1: C/O NEW MOUNTAIN FINANCE CORPORATION
STREET 2: 787 7TH AVENUE, 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New Mountain Finance Corp
CENTRAL INDEX KEY: 0001496099
IRS NUMBER: 272978010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 787 SEVENTH AVENUE, 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 720-0300
MAIL ADDRESS:
STREET 1: 787 SEVENTH AVENUE, 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: New Mountain Guardian Corp
DATE OF NAME CHANGE: 20100706
4
1
wf-form4_151361914442832.xml
FORM 4
X0306
4
2017-12-15
0
0001496099
New Mountain Finance Corp
NMFC
0001404514
Wolfgruber Kurt
C/O NEW MOUNTAIN FINANCE CORPORATION
787 7TH AVENUE, 48TH FLOOR
NEW YORK
NY
10019
1
0
0
0
Common Stock
2017-12-15
4
P
0
2500
13.93
A
42905
D
Common Stock
2017-12-15
4
P
0
500
13.93
A
2500
I
Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber
Common Stock
27140
I
By Spouse
Common Stock
2539
I
By Child - Heidi C. Wolfgruber
Common Stock
2600
I
By Child - Hayley C. Wolfgruber
Common Stock
2600
I
By Child - Christian K. Wolfgruber
The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
/s/ Kurt Wolfgruber
2017-12-18