0001404281-23-000002.txt : 20230522 0001404281-23-000002.hdr.sgml : 20230522 20230522132637 ACCESSION NUMBER: 0001404281-23-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230522 DATE AS OF CHANGE: 20230522 EFFECTIVENESS DATE: 20230522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eledon Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001404281 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-482292 FILM NUMBER: 23943612 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 550 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-238-8090 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 550 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Novus Therapeutics, Inc. DATE OF NAME CHANGE: 20170511 FORMER COMPANY: FORMER CONFORMED NAME: Tokai Pharmaceuticals Inc DATE OF NAME CHANGE: 20070622 D 1 primary_doc.xml X0708 D LIVE 0001404281 Eledon Pharmaceuticals, Inc. 19900 MACARTHUR BLVD. SUITE 550 IRVINE CA CALIFORNIA 92612 949-238-8090 DELAWARE Novus Therapeutics, Inc. Tokai Pharmaceuticals Inc Corporation true David-Alexandre Gros 19900 MacArthur Boulevard Suite 550 Irvine CA CALIFORNIA 92612 Executive Officer Director Paul Little 19900 MacArthur Boulevard Suite 550 Irvine CA CALIFORNIA 92612 Executive Officer Steven Perrin 19900 MacArthur Boulevard Suite 550 Irvine CA CALIFORNIA 92612 Executive Officer Director Bryan Smith 19900 MacArthur Boulevard Suite 550 Irvine CA CALIFORNIA 92612 Executive Officer Keith Katkin 19900 MacArthur Boulevard Suite 550 Irvine CA CALIFORNIA 92612 Director Gary Lyons 19900 MacArthur Boulevard Suite 550 Irvine CA CALIFORNIA 92612 Director Jan Hillson 19900 MacArthur Boulevard Suite 550 Irvine CA CALIFORNIA 92612 Director John McBride 19900 MacArthur Boulevard Suite 550 Irvine CA CALIFORNIA 92612 Director June Lee 19900 MacArthur Boulevard Suite 550 Irvine CA CALIFORNIA 92612 Director Walter Ogier 19900 MacArthur Boulevard Suite 550 Irvine CA CALIFORNIA 92612 Director Biotechnology No Revenues 06b false 2023-05-05 false true true true false 0 SVB Securities LLC 39011 None None 53 State Street 40th Floor Boston MA MASSACHUSETTS 02109 All States true Noble Capital Markets, Inc. 15768 None None 150 East Palmetto Park Road Suite 110 Boca Raton FL FLORIDA 33432 CA CALIFORNIA DE DELAWARE FL FLORIDA ID IDAHO NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK TX TEXAS true Indefinite 35000000 Indefinite $35M of common stock sold in initial closing; plus $45M assuming exercise of all common warrants issued in initial closing; and $46.7M and $58.3M upon sale of common stock issuable in 2nd and 3rd closings, upon the satisfaction of specified conditions. false 38 1227961 0 0 false Eledon Pharmaceuticals, Inc. /s/ Paul Little Paul Little Chief Financial Officer 2023-05-19