0001404281-23-000002.txt : 20230522
0001404281-23-000002.hdr.sgml : 20230522
20230522132637
ACCESSION NUMBER: 0001404281-23-000002
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20230522
DATE AS OF CHANGE: 20230522
EFFECTIVENESS DATE: 20230522
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eledon Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001404281
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-482292
FILM NUMBER: 23943612
BUSINESS ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 550
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-238-8090
MAIL ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 550
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: Novus Therapeutics, Inc.
DATE OF NAME CHANGE: 20170511
FORMER COMPANY:
FORMER CONFORMED NAME: Tokai Pharmaceuticals Inc
DATE OF NAME CHANGE: 20070622
D
1
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0001404281
Eledon Pharmaceuticals, Inc.
19900 MACARTHUR BLVD.
SUITE 550
IRVINE
CA
CALIFORNIA
92612
949-238-8090
DELAWARE
Novus Therapeutics, Inc.
Tokai Pharmaceuticals Inc
Corporation
true
David-Alexandre
Gros
19900 MacArthur Boulevard
Suite 550
Irvine
CA
CALIFORNIA
92612
Executive Officer
Director
Paul
Little
19900 MacArthur Boulevard
Suite 550
Irvine
CA
CALIFORNIA
92612
Executive Officer
Steven
Perrin
19900 MacArthur Boulevard
Suite 550
Irvine
CA
CALIFORNIA
92612
Executive Officer
Director
Bryan
Smith
19900 MacArthur Boulevard
Suite 550
Irvine
CA
CALIFORNIA
92612
Executive Officer
Keith
Katkin
19900 MacArthur Boulevard
Suite 550
Irvine
CA
CALIFORNIA
92612
Director
Gary
Lyons
19900 MacArthur Boulevard
Suite 550
Irvine
CA
CALIFORNIA
92612
Director
Jan
Hillson
19900 MacArthur Boulevard
Suite 550
Irvine
CA
CALIFORNIA
92612
Director
John
McBride
19900 MacArthur Boulevard
Suite 550
Irvine
CA
CALIFORNIA
92612
Director
June
Lee
19900 MacArthur Boulevard
Suite 550
Irvine
CA
CALIFORNIA
92612
Director
Walter
Ogier
19900 MacArthur Boulevard
Suite 550
Irvine
CA
CALIFORNIA
92612
Director
Biotechnology
No Revenues
- 06b
false
2023-05-05
false
true
true
true
false
0
SVB Securities LLC
39011
None
None
53 State Street
40th Floor
Boston
MA
MASSACHUSETTS
02109
All States
true
Noble Capital Markets, Inc.
15768
None
None
150 East Palmetto Park Road
Suite 110
Boca Raton
FL
FLORIDA
33432
CA
CALIFORNIA
DE
DELAWARE
FL
FLORIDA
ID
IDAHO
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NY
NEW YORK
TX
TEXAS
true
Indefinite
35000000
Indefinite
$35M of common stock sold in initial closing; plus $45M assuming exercise of all common warrants issued in initial closing; and $46.7M and $58.3M upon sale of common stock issuable in 2nd and 3rd closings, upon the satisfaction of specified conditions.
false
38
1227961
0
0
false
Eledon Pharmaceuticals, Inc.
/s/ Paul Little
Paul Little
Chief Financial Officer
2023-05-19