0001950047-24-000180.txt : 20240105 0001950047-24-000180.hdr.sgml : 20240105 20240105160850 ACCESSION NUMBER: 0001950047-24-000180 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240105 DATE AS OF CHANGE: 20240105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Shockwave Medical, Inc. CENTRAL INDEX KEY: 0001642545 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 270494101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38829 FILM NUMBER: 24516314 BUSINESS ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (510) 279-4262 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ShockWave Medical, Inc. DATE OF NAME CHANGE: 20150515 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Godshall Douglas Evan CENTRAL INDEX KEY: 0001404227 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: SUITE 4 LEVEL 46 2 PARK STREET CITY: SIDNEY STATE: C3 ZIP: 2000 144 1 primary_doc.xml 144 0001404227 XXXXXXXX LIVE 0001642545 SHOCKWAVE MED INC 001-38829 5403 Betsy Ross Drive Santa Clara CA 95054 5102794262 DOUGLAS GODSHALL Director Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Fl. New York NY 10004

10000 1964600.00 36896750 01/05/2024 NASDAQ Common 01/05/2024 Exercise of Stock Options Issuer N 10000 01/05/2024 Cash N 10b5-1 Sales for DOUGLAS GODSHALL

5403 Betsy Ross Drive Santa Clara CA 95054

Common 12/15/2023 5000 938979.50 10b5-1 Sales for DOUGLAS GODSHALL

5403 Betsy Ross Drive Santa Clara CA 95054

Common 11/15/2023 5000 870405.50 10b5-1 Sales for DOUGLAS GODSHALL

5403 Betsy Ross Drive Santa Clara CA 95054

Common 10/16/2023 10000 2007851.00 01/05/2024 05/25/2023 /s/ Douglas Godshall