0001643062-24-000002.txt : 20240301 0001643062-24-000002.hdr.sgml : 20240301 20240301114141 ACCESSION NUMBER: 0001643062-24-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20240301 DATE AS OF CHANGE: 20240301 EFFECTIVENESS DATE: 20240301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nineteen77 Global Multi-Strategy Alpha WM LLC CENTRAL INDEX KEY: 0001403972 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-104875 FILM NUMBER: 24708107 BUSINESS ADDRESS: STREET 1: UBS TOWER STREET 2: ONE NORTH WACKER DRIVE, 32ND FLOOR CITY: Chicago STATE: IL ZIP: 60606 BUSINESS PHONE: 312-525-6000 MAIL ADDRESS: STREET 1: UBS TOWER STREET 2: ONE NORTH WACKER DRIVE, 32ND FLOOR CITY: Chicago STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC DATE OF NAME CHANGE: 20130314 FORMER COMPANY: FORMER CONFORMED NAME: O'Connor Global Multi-Strategy Alpha WM LLC DATE OF NAME CHANGE: 20070621 D/A 1 primary_doc.xml X0708 D/A LIVE 0001403972 Nineteen77 Global Multi-Strategy Alpha WM LLC One North Wacker Drive Chicago IL ILLINOIS 60606 312-525-6000 DELAWARE UBS Global Equity Arbitrage WM LLC UBS Multi-Strategy Alpha WM LLC O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC O'Connor Global Multi-Strategy Alpha WM LLC Limited Liability Company true n/a UBS O'Connor LLC One North Wacker Drive Chicago IL ILLINOIS 60606 Executive Officer Investment Manager Philip Dickie The Harbour Trust Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Management Board Member Leanne Golding The Harbour Trust Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Management Board Member Cassandra Powell The Harbour Trust Co. Ltd., Windward 1 Regatta Office Park, West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Management Board Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001403972-23-000003 2006-01-25 true true false 250000 UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false UBS Asset Management (US) Inc. 583 None None 787 7th Avenue New York NY NEW YORK 10019 All States false UBS Asset Management (Americas) Inc. 106838 None None 787 7th Avenue New York NY NEW YORK 10019 All States false Indefinite 1359143561 Indefinite Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S). false 1974 125674722 true 0 UBS Asset Management (Americas) Inc. is no longer receiving any sales commissions in connection with sales of interests of the Issuer. 0 false Nineteen77 Global Multi-Strategy Alpha WM LLC Connor Burke Connor Burke Executive Dir. and General Counsel of the Investment Manager 2024-03-01