0001643062-24-000002.txt : 20240301
0001643062-24-000002.hdr.sgml : 20240301
20240301114141
ACCESSION NUMBER: 0001643062-24-000002
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20240301
DATE AS OF CHANGE: 20240301
EFFECTIVENESS DATE: 20240301
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nineteen77 Global Multi-Strategy Alpha WM LLC
CENTRAL INDEX KEY: 0001403972
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-104875
FILM NUMBER: 24708107
BUSINESS ADDRESS:
STREET 1: UBS TOWER
STREET 2: ONE NORTH WACKER DRIVE, 32ND FLOOR
CITY: Chicago
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-525-6000
MAIL ADDRESS:
STREET 1: UBS TOWER
STREET 2: ONE NORTH WACKER DRIVE, 32ND FLOOR
CITY: Chicago
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
DATE OF NAME CHANGE: 20130314
FORMER COMPANY:
FORMER CONFORMED NAME: O'Connor Global Multi-Strategy Alpha WM LLC
DATE OF NAME CHANGE: 20070621
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001403972
Nineteen77 Global Multi-Strategy Alpha WM LLC
One North Wacker Drive
Chicago
IL
ILLINOIS
60606
312-525-6000
DELAWARE
UBS Global Equity Arbitrage WM LLC
UBS Multi-Strategy Alpha WM LLC
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
O'Connor Global Multi-Strategy Alpha WM LLC
Limited Liability Company
true
n/a
UBS O'Connor LLC
One North Wacker Drive
Chicago
IL
ILLINOIS
60606
Executive Officer
Investment Manager
Philip
Dickie
The Harbour Trust Co. Ltd., Windward 1
Regatta Office Park, West Bay Road
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1103
Director
Management Board Member
Leanne
Golding
The Harbour Trust Co. Ltd., Windward 1
Regatta Office Park, West Bay Road
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1103
Director
Management Board Member
Cassandra
Powell
The Harbour Trust Co. Ltd., Windward 1
Regatta Office Park, West Bay Road
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1103
Director
Management Board Member
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001403972-23-000003
2006-01-25
true
true
false
250000
UBS Financial Services Inc.
8174
None
None
1200 Harbor Boulevard
Weehawken
NJ
NEW JERSEY
07086
All States
false
UBS Asset Management (US) Inc.
583
None
None
787 7th Avenue
New York
NY
NEW YORK
10019
All States
false
UBS Asset Management (Americas) Inc.
106838
None
None
787 7th Avenue
New York
NY
NEW YORK
10019
All States
false
Indefinite
1359143561
Indefinite
Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S).
false
1974
125674722
true
0
UBS Asset Management (Americas) Inc. is no longer receiving any
sales commissions in connection with sales of interests of the Issuer.
0
false
Nineteen77 Global Multi-Strategy Alpha WM LLC
Connor Burke
Connor Burke
Executive Dir. and General Counsel of the Investment Manager
2024-03-01