X0306 4 2020-06-05 0 0000356171 TRICO BANCSHARES / TCBK 0001403901 BAILEY DANIEL K 63 CONSTITUTION DRIVE CHICO CA 95973 0 1 0 0 EVP - Chief Banking Officer Common Stock 2020-06-05 4 M 0 1695 A 39988.34 D Common Stock 2020-06-05 4 F 0 524 32.56 D 39464.34 D Common Stock 2020-06-05 4 J 0 0 0 A 8594.14 I By ESOP Performance Stock Unit 2020-06-05 4 M 0 1695 0 A Common Stock 1695 2774 D Performance Stock Unit 2020-06-05 4 A 0 3928 0 A Common Stock 3928 6702 D Restricted Stock Unit 2020-06-05 4 A 0 3929 0 A Common Stock 3929 6800 D Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,206 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%. Shares withheld to pay taxes. No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019. Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement. Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. /s/ Daniel Bailey by Jason Cove, Attorney-In-Fact 2020-06-09