X0306 4 2018-02-23 0 0001403853 Nuverra Environmental Solutions, Inc. NES 0001563359 JOHNSRUD MARK D C/O NUVERRA ENVIRONMENTAL SOLUTIONS, INC 14624 N. SCOTTSDALE ROAD, SUITE 300 SCOTTSDALE AZ 85254 1 1 0 0 See Remarks Common Stock 2018-02-23 4 M 0 177206 A 177206 D Restricted Stock Units 2018-02-23 4 A 0 531618 0.00 A Common Stock 531618 531618 D Restricted Stock Units 2018-02-23 4 M 0 177206 0.00 D Common Stock 177206 354412 D Restricted Stock Units 2018-02-23 4 A 0 531618 0.00 A Common Stock 531618 531618 D Employee Stock Option (right to buy) 37.03 2018-02-23 4 A 0 354411 0.00 A 2024-08-07 Common Stock 354411 354411 D Employee Stock Option (right to buy) 41.31 2018-02-23 4 A 0 354411 0.00 A 2024-08-07 Common Stock 354411 354411 D Restricted stock units convert to Nuverra Environmental Solutions, Inc. common stock on a one-for-one basis. Represents the conversion of restricted stock units to common stock on February 23, 2018. Each restricted stock unit represents a contingent right to receive one share of Nuverra Environmental Solutions, Inc. common stock. The restricted stock units vest in three equal installments on February 23, 2018, August 7, 2018, and August 7, 2019. On February 23, 2018, the reporting person was granted 531,618 restricted stock units, which vest in three equal installments on February 23, 2018, August 7, 2018, and August 7, 2019. The first installment vested on February 23, 2018, the date of grant, and was converted into common stock on a one-for-one basis. The restricted stock units vest in two equal installments on August 7, 2018 and August 7, 2019, subject to the achievement of pre-established performance targets during the applicable measurement periods. The first installment is subject to a performance measurement period beginning on January 1, 2018 and ending on June 30, 2018, and the second installment is subject to a performance measurement period beginning on July 1, 2018 and ending on June 30, 2019. The stock options vest in three equal installments on August 7, 2018, August 7, 2019, and August 7, 2020. Chairman & Chief Executive Officer /s/ Joseph M. Crabb, attorney-in-fact 2018-02-27