0001567619-22-012768.txt : 20220613 0001567619-22-012768.hdr.sgml : 20220613 20220613161652 ACCESSION NUMBER: 0001567619-22-012768 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220609 FILED AS OF DATE: 20220613 DATE AS OF CHANGE: 20220613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Settersten Scott M CENTRAL INDEX KEY: 0001560595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33764 FILM NUMBER: 221011811 MAIL ADDRESS: STREET 1: 1000 REMINGTON BLVD. STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ulta Beauty, Inc. CENTRAL INDEX KEY: 0001403568 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 384022268 FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 1000 REMINGTON BLVD STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 BUSINESS PHONE: 630-410-4800 MAIL ADDRESS: STREET 1: 1000 REMINGTON BLVD STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 FORMER COMPANY: FORMER CONFORMED NAME: Ulta Salon, Cosmetics & Fragrance, Inc. DATE OF NAME CHANGE: 20070618 4 1 doc1.xml FORM 4 X0306 4 2022-06-09 0 0001403568 Ulta Beauty, Inc. ULTA 0001560595 Settersten Scott M 1000 REMINGTON BLVD SUITE 120 BOLINGBROOK IL 60440 0 1 0 0 Chief Financial Officer Common Stock 2022-06-09 4 M 0 2346 191.76 A 16383 D Common Stock 2022-06-09 4 M 0 4386 281.53 A 20769 D Common Stock 2022-06-09 4 M 0 10344 204.27 A 31113 D Common Stock 2022-06-09 4 M 0 6691 348.73 A 37804 D Common Stock 2022-06-09 4 M 0 7594 174.45 A 45398 D Common Stock 2022-06-09 4 M 0 1171 306.59 A 46569 D Common Stock 2022-06-09 4 S 0 7525 425.2794 D 39044 D Common Stock 2022-06-09 4 S 0 12545 426.7545 D 26499 D Common Stock 2022-06-09 4 S 0 12462 427.3113 D 14037 D Stock Option (right to buy) 191.76 2022-06-09 4 M 0 2346 0 D 2026-03-25 Common Stock 2346 0 D Stock Option (right to buy) 281.53 2022-06-09 4 M 0 4386 0 D 2027-03-24 Common Stock 4386 0 D Stock Option (right to buy) 204.27 2022-06-09 4 M 0 10344 0 D 2028-03-29 Common Stock 10344 0 D Stock Option (right to buy) 348.73 2022-06-09 4 M 0 6691 0 D 2029-03-29 Common Stock 6691 2231 D Stock Option (right to buy) 174.45 2022-06-09 4 M 0 7594 0 D 2030-03-27 Common Stock 7594 7594 D Stock Option (right to buy) 306.59 2022-06-09 4 M 0 1171 0 D 2031-03-25 Common Stock 1171 3515 D The price reported in Column 4 is a weighted average price. The prices actually received ranged from $425.00 to $425.93. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $426.12 to $427.12. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $427.14 to $427.99. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The options, representing an initial right to purchase a total of 9,383 shares, vesting in 25% annual increments beginning March 15, 2017 and each anniversary thereafter through March 15, 2020. The options, representing an initial right to purchase a total of 8,771 shares, vesting in 25% annual increments beginning March 15, 2018 and each anniversary thereafter through March 15, 2021. The options, representing an initial right to purchase a total of 13,792 shares, vesting in 25% annual increments beginning March 15, 2019 and each anniversary thereafter through March 15, 2022. The options, representing an initial right to purchase a total of 8,922 shares, vesting in 25% annual increments beginning March 15, 2020 and each anniversary thereafter through March 15, 2023. The options, representing an initial right to purchase a total of 15,188 shares, vesting in 25% annual increments beginning March 15, 2021 and each anniversary thereafter through March 15, 2024. The options, representing an initial right to purchase a total of 4,686 shares, vesting in 25% annual increments beginning March 15, 2022 and each anniversary thereafter through March 15, 2025. /s/ Jodi J. Caro, as attorney-in-fact for Scott M. Settersten 2022-06-13