-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HOffZZ99daowWY4IRyU1IOGd5mr/XLeMiCqLubPB8bflZPaDmFUwYc29GSXN27ja zy8k86NlfPZJ7yimNHVuLg== 0001209191-10-059605.txt : 20101210 0001209191-10-059605.hdr.sgml : 20101210 20101210150305 ACCESSION NUMBER: 0001209191-10-059605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101208 FILED AS OF DATE: 20101210 DATE AS OF CHANGE: 20101210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirby Lynelle P CENTRAL INDEX KEY: 0001412667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33764 FILM NUMBER: 101244764 MAIL ADDRESS: STREET 1: 1000 REMINGTON BLVD. STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ulta Salon, Cosmetics & Fragrance, Inc. CENTRAL INDEX KEY: 0001403568 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 363685240 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 1135 ARBOR DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 BUSINESS PHONE: (630) 226-0020 MAIL ADDRESS: STREET 1: 1135 ARBOR DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-12-08 0 0001403568 Ulta Salon, Cosmetics & Fragrance, Inc. ULTA 0001412667 Kirby Lynelle P 1000 REMINGTON BLVD. SUITE 120 BOLINGBROOK IL 60440 1 0 0 0 Common Stock 2010-12-08 4 M 0 50000 15.81 A 1020723 D Common Stock 2010-12-08 4 S 0 50000 33.85 D 970723 D Common Stock 2010-12-08 4 S 0 50000 34.0064 D 920723 D Common Stock 2010-12-08 4 M 0 50000 15.81 A 970723 D Common Stock 2010-12-08 4 S 0 50000 34.4696 D 920723 D Common Stock 2010-12-08 4 M 0 50000 15.81 A 970723 D Common Stock 2010-12-08 4 S 0 50000 34.5113 D 920723 D Common Stock 2010-12-08 4 S 0 29500 34.5513 D 891223 D Common Stock 2010-12-09 4 S 0 20500 33.9673 D 870723 D Common Stock 2010-12-09 4 M 0 50000 10.34 A 920723 D Common Stock 2010-12-09 4 S 0 50000 34.9173 D 870723 D Common Stock 2010-12-09 4 M 0 18300 15.81 A 889023 D Common Stock 2010-12-09 4 S 0 18300 34.9304 D 870723 D Stock Option (right to buy) 15.81 2010-12-08 4 M 0 50000 0.00 D 2017-07-18 Common 50000 166000 D Stock Option (right to buy) 15.81 2010-12-08 4 M 0 50000 0.00 D 2017-07-18 Common 50000 116000 D Stock Option (right to buy) 15.81 2010-12-08 4 M 0 50000 0.00 D 2017-07-18 Common 50000 66000 D Stock Option (right to buy) 10.34 2010-12-09 4 M 0 50000 0.00 D 2019-06-09 Common 50000 150000 D Stock Option (right to buy) 15.81 2010-12-09 4 M 0 18300 0.00 D 2017-07-18 Common 18300 47700 D The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/05/2010. The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $33.65 to $34.05. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $33.77 to $34.36. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $34.27 to $34.57. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $34.50 to $34.57. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $34.45 to $34.66. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $33.73 to $34.44. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $34.91 to $34.95. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $34.93 to $34.95. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. The options vested 25% on the 07/18/2007 grant date and each anniversary thereof. The options vested on the date the Company announced its earnings for fiscal year 2009-2010. /s/ Robert S. Guttman, as attorney-in-fact for Lynelle P. Kirby 2010-12-10 -----END PRIVACY-ENHANCED MESSAGE-----