X0203 3/A 2008-03-14 2008-03-21 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001391795 Gelbaum David 1835 NEWPORT BLVD., A109-PMB 467 COSTA MESA, CA 92627 1 0 1 0 0001403463 Quercus Trust 1835 NEWPORT BLVD., A109-PMB 467 COSTA MESA, CA 92627 0 0 1 0 0001403417 Gelbaum Monica Chavez 1835 NEWPORT BLVD., A109-PMB 467 COSTA MESA, CA 92627 0 0 1 0 Warrant .01 2008-03-14 2013-03-14 Common Stock 1560062 D In consideration of the Reporting Persons' agreement to purchase a certain number of shares from Diker Management LLC, the terms of which are described more fully in the Issuer's Form 8-K filed with the SEC on January 7, 2010, the Issuer agreed on December 30, 2009 to reduce the exercise price of the Warrant to $0.01 per share. /s/ David Gelbaum, Co-Trustee, The Quercus Trust 2010-01-13 /s/ David Gelbaum, as attorney-in-fact for Monica Chavez Gelbaum, Co-Trustee, The Quercus Trust 2010-01-13