0001403431-16-000112.txt : 20161213 0001403431-16-000112.hdr.sgml : 20161213 20161213172418 ACCESSION NUMBER: 0001403431-16-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage-Crystal Clean, Inc. CENTRAL INDEX KEY: 0001403431 STANDARD INDUSTRIAL CLASSIFICATION: SANITARY SERVICES [4950] IRS NUMBER: 260351454 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 2175 POINT BOULEVARD STREET 2: SUITE 375 CITY: ELGIN STATE: IL ZIP: 60123 BUSINESS PHONE: 847-836-5670 MAIL ADDRESS: STREET 1: 2175 POINT BOULEVARD STREET 2: SUITE 375 CITY: ELGIN STATE: IL ZIP: 60123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chalhoub Joseph CENTRAL INDEX KEY: 0001429417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33987 FILM NUMBER: 162049741 MAIL ADDRESS: STREET 1: C/O HERITAGE-CRYSTAL CLEAN, INC. STREET 2: 2175 POINT BOULEVARD, SUITE 375 CITY: ELGIN STATE: IL ZIP: 60123 4 1 wf-form4_148166784372171.xml FORM 4 X0306 4 2016-12-09 0 0001403431 Heritage-Crystal Clean, Inc. HCCI 0001429417 Chalhoub Joseph C/O HERITAGE-CRYSTAL CLEAN, INC. 2175 POINT BOULEVARD, SUITE 375 ELGIN IL 60123 1 1 0 0 President & CEO Common Stock 2016-12-09 4 S 0 11553 15.87 D 1188230 I See footnote 1 Common Stock 2016-12-12 4 S 0 13447 15.40 D 1174783 I See footnote 1 Common Stock 2016-12-13 4 S 0 16872 15.40 D 1157911 I See footnote 1 Includes shares held by Mr. Chalhoub's spouse. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $15.43, inclusive. The reporting person undertakes to provide Heritage-Crystal Clean, Inc. any security holder of Heritage-Crystal Clean, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. /s/ Heidi J. Steele, as Attorney-in-Fact 2016-12-13