0000937556-16-000384.txt : 20161011 0000937556-16-000384.hdr.sgml : 20161011 20161011162039 ACCESSION NUMBER: 0000937556-16-000384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161010 FILED AS OF DATE: 20161011 DATE AS OF CHANGE: 20161011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASIMO CORP CENTRAL INDEX KEY: 0000937556 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330368882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-297-7000 MAIL ADDRESS: STREET 1: 52 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Yongsam CENTRAL INDEX KEY: 0001403400 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33642 FILM NUMBER: 161931316 MAIL ADDRESS: STREET 1: C/O MASIMO CORPORATION STREET 2: 40 PARKER CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_147621722694177.xml FORM 4 X0306 4 2016-10-10 0 0000937556 MASIMO CORP MASI 0001403400 Lee Yongsam C/O MASIMO CORPORATION 52 DISCOVERY IRVINE CA 92618 0 1 0 0 EVP & CIO Common Stock 2016-10-10 4 M 0 24000 20.19 A 93000 D Common Stock 2016-10-10 4 S 0 24000 60.50 D 69000 D Common Stock 2016-10-10 4 M 0 6000 21.97 A 75000 D Common Stock 2016-10-10 4 S 0 6000 60.50 D 69000 D Non-Qualified Stock Option (Right to Buy) 20.19 2016-10-10 4 M 0 24000 0 D 2012-10-27 2021-10-27 Common Stock 24000.0 6000 D Non-Qualified Stock Option (Right to Buy) 21.97 2016-10-10 4 M 0 6000 0 D 2014-05-28 2023-05-28 Common Stock 6000.0 24000 D The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of September 9, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. This option was granted on October 27, 2011 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. This option was granted on May 28, 2013 and is exercisable as the option vests. This option vests over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. /s/ David J. Van Ramshorst, Attorney-In-Fact 2016-10-11