0001403256-23-000098.txt : 20230525 0001403256-23-000098.hdr.sgml : 20230525 20230525162832 ACCESSION NUMBER: 0001403256-23-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollard Herbert Alvin CENTRAL INDEX KEY: 0001785306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 23961120 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sculptor Capital Management, Inc. CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET FL 39 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET FL 39 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc. DATE OF NAME CHANGE: 20190508 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC DATE OF NAME CHANGE: 20070614 4 1 wk-form4_1685046500.xml FORM 4 X0407 4 2023-05-23 0 0001403256 Sculptor Capital Management, Inc. SCU 0001785306 Pollard Herbert Alvin C/O SCULPTOR CAPITAL MANAGEMENT 9 WEST 57TH STREET NEW YORK NY 10019 0 1 0 0 Chief Accounting Officer 0 Class A Shares 2023-05-23 4 A 0 20 0 A 34654 D Class A Restricted Share Units 2023-05-23 4 A 0 93 0 A Class A Shares 93 13432 D Class A Restricted Share Units 2023-05-23 4 A 0 20 0 A Class A Shares 20 2884 D Class A Restricted Share Units 2023-05-23 4 A 0 22 0 A Class A Shares 22 3198 D Class A Restricted Share Units 2023-05-23 4 A 0 276 0 A Class A Shares 276 39619 D The Class A Shares are dividend equivalents accrued on outstanding Class A Restricted Shares granted on January 31, 2022. The Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2023. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026. Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026. /s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard 2023-05-25