0001403256-22-000039.txt : 20220202
0001403256-22-000039.hdr.sgml : 20220202
20220202173906
ACCESSION NUMBER: 0001403256-22-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220131
FILED AS OF DATE: 20220202
DATE AS OF CHANGE: 20220202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levin James S
CENTRAL INDEX KEY: 0001572628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33805
FILM NUMBER: 22585063
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sculptor Capital Management, Inc.
CENTRAL INDEX KEY: 0001403256
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET FL 39
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)790-0000
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET FL 39
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc.
DATE OF NAME CHANGE: 20190508
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC
DATE OF NAME CHANGE: 20070614
4
1
wf-form4_164384152987736.xml
FORM 4
X0306
4
2022-01-31
0
0001403256
Sculptor Capital Management, Inc.
SCU
0001572628
Levin James S
C/O SCULPTOR CAPITAL MANAGEMENT
9 WEST 57TH STREET
NEW YORK
NY
10019
1
1
0
0
CIO and CEO
Class A Shares
2022-01-31
4
A
0
1040909
0
A
3907254
D
Class A Shares
2022-01-31
4
M
0
30719
0
A
3937973
D
Class A Shares
2022-01-31
4
D
0
16448
18.93
D
3921525
D
Class A Shares
2022-01-31
4
F
0
1494
18.93
D
3920031
D
Class A Shares
25780
I
Held by Trusts
Class A Restricted Share Units
2022-01-31
4
A
0
1040908
0
A
Class A Shares
1040908.0
1040908
D
Class A Restricted Share Units
2022-01-31
4
M
0
30719
0
D
Class A Shares
30719.0
0
D
Class A Restricted Share Units
Class A Shares
244417.0
244417
D
Class A Restricted Share Units
Class A Shares
398.0
398
I
Held by Trusts
Class A Restricted Share Units
Class A Shares
63645.0
63645
D
Class A Restricted Share Units
Class A Shares
186393.0
186393
D
Represents a grant of Class A Restricted Shares granted on January 31, 2022. The Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025.
The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
Represents Class A Restricted Share Units settled in cash by the Issuer.
Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units.
Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2019.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 16, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on December 31, 2022.
The Class A Restricted Share Units listed here are held in trusts. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or any trust is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2023.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024.
/s/ Wayne N. Cohen, power of attorney for James S. Levin
2022-02-02