0001403256-22-000039.txt : 20220202 0001403256-22-000039.hdr.sgml : 20220202 20220202173906 ACCESSION NUMBER: 0001403256-22-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220131 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levin James S CENTRAL INDEX KEY: 0001572628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 22585063 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sculptor Capital Management, Inc. CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET FL 39 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET FL 39 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc. DATE OF NAME CHANGE: 20190508 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC DATE OF NAME CHANGE: 20070614 4 1 wf-form4_164384152987736.xml FORM 4 X0306 4 2022-01-31 0 0001403256 Sculptor Capital Management, Inc. SCU 0001572628 Levin James S C/O SCULPTOR CAPITAL MANAGEMENT 9 WEST 57TH STREET NEW YORK NY 10019 1 1 0 0 CIO and CEO Class A Shares 2022-01-31 4 A 0 1040909 0 A 3907254 D Class A Shares 2022-01-31 4 M 0 30719 0 A 3937973 D Class A Shares 2022-01-31 4 D 0 16448 18.93 D 3921525 D Class A Shares 2022-01-31 4 F 0 1494 18.93 D 3920031 D Class A Shares 25780 I Held by Trusts Class A Restricted Share Units 2022-01-31 4 A 0 1040908 0 A Class A Shares 1040908.0 1040908 D Class A Restricted Share Units 2022-01-31 4 M 0 30719 0 D Class A Shares 30719.0 0 D Class A Restricted Share Units Class A Shares 244417.0 244417 D Class A Restricted Share Units Class A Shares 398.0 398 I Held by Trusts Class A Restricted Share Units Class A Shares 63645.0 63645 D Class A Restricted Share Units Class A Shares 186393.0 186393 D Represents a grant of Class A Restricted Shares granted on January 31, 2022. The Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025. The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. Represents Class A Restricted Share Units settled in cash by the Issuer. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units. Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2019. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 16, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on December 31, 2022. The Class A Restricted Share Units listed here are held in trusts. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or any trust is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2023. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024. /s/ Wayne N. Cohen, power of attorney for James S. Levin 2022-02-02