0001403256-22-000037.txt : 20220202 0001403256-22-000037.hdr.sgml : 20220202 20220202173813 ACCESSION NUMBER: 0001403256-22-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220131 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollard Herbert Alvin CENTRAL INDEX KEY: 0001785306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 22585053 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sculptor Capital Management, Inc. CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET FL 39 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET FL 39 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc. DATE OF NAME CHANGE: 20190508 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC DATE OF NAME CHANGE: 20070614 4 1 wf-form4_164384146960578.xml FORM 4 X0306 4 2022-01-31 0 0001403256 Sculptor Capital Management, Inc. SCU 0001785306 Pollard Herbert Alvin C/O SCULPTOR CAPITAL MANAGEMENT 9 WEST 57TH STREET NEW YORK NY 10019 0 1 0 0 Chief Accounting Officer Class A Shares 2022-01-31 4 A 0 4101 0 A 18723 D Class A Restricted Share Units 2022-01-31 4 A 0 4100 0 A Class A Shares 4100.0 4100 D Class A Restricted Share Units Class A Shares 6058.0 6058 D Class A Restricted Share Units Class A Shares 1752.0 1752 D Class A Restricted Share Units Class A Shares 50000.0 50000 D Represents a grant of Class A Restricted Shares granted on January 31, 2022. The Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025. Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2023. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026. /s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard 2022-02-02