0001403256-22-000018.txt : 20220105
0001403256-22-000018.hdr.sgml : 20220105
20220105061541
ACCESSION NUMBER: 0001403256-22-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220101
FILED AS OF DATE: 20220105
DATE AS OF CHANGE: 20220105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pollard Herbert Alvin
CENTRAL INDEX KEY: 0001785306
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33805
FILM NUMBER: 22509370
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sculptor Capital Management, Inc.
CENTRAL INDEX KEY: 0001403256
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET FL 39
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)790-0000
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET FL 39
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc.
DATE OF NAME CHANGE: 20190508
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC
DATE OF NAME CHANGE: 20070614
4
1
wf-form4_164138132896850.xml
FORM 4
X0306
4
2022-01-01
0
0001403256
Sculptor Capital Management, Inc.
SCU
0001785306
Pollard Herbert Alvin
C/O SCULPTOR CAPITAL MANAGEMENT
9 WEST 57TH STREET
NEW YORK
NY
10019
0
1
0
0
Chief Accounting Officer
Class A Shares
2022-01-01
4
M
0
3032
0
A
9131
D
Class A Shares
2022-01-01
4
M
0
1753
0
A
10884
D
Class A Shares
2022-01-01
4
M
0
9064
0
A
19948
D
Class A Shares
2022-01-01
4
F
0
5326
21.35
D
14622
D
Class A Restricted Share Units
2022-01-01
4
M
0
3032
0
D
Class A Shares
3032.0
6058
D
Class A Restricted Share Units
2022-01-01
4
M
0
1753
0
D
Class A Shares
1753.0
1752
D
Class A Restricted Share Units
2022-01-01
4
M
0
9064
0
D
Class A Shares
9064.0
0
D
Class A Restricted Share Units
Class A Shares
50000.0
50000
D
The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2023.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on July 1, 2019.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
/s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard
2022-01-04