0001403256-22-000015.txt : 20220105 0001403256-22-000015.hdr.sgml : 20220105 20220105061358 ACCESSION NUMBER: 0001403256-22-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220105 DATE AS OF CHANGE: 20220105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levin James S CENTRAL INDEX KEY: 0001572628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 22509362 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sculptor Capital Management, Inc. CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET FL 39 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET FL 39 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc. DATE OF NAME CHANGE: 20190508 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC DATE OF NAME CHANGE: 20070614 4 1 wf-form4_164138122644733.xml FORM 4 X0306 4 2021-12-31 0 0001403256 Sculptor Capital Management, Inc. SCU 0001572628 Levin James S C/O SCULPTOR CAPITAL MANAGEMENT 9 WEST 57TH STREET NEW YORK NY 10019 1 1 0 0 CIO and CEO Class A Shares 2021-12-31 4 M 0 244426 0 A 2931982 D Class A Shares 2021-12-31 4 M 0 404 0 A 25780 I Held by Trusts Class A Shares 2021-12-31 4 D 0 130549 21.24 D 2801433 D Class A Shares 2021-12-31 4 D 0 216 21.24 D 2801217 D Class A Shares 2022-01-01 4 M 0 63649 0 A 2864866 D Class A Shares 2022-01-01 4 M 0 93201 0 A 2958067 D Class A Shares 2022-01-01 4 F 0 84087 21.35 D 2873980 D Class A Shares 2022-01-01 4 F 0 7635 21.35 D 2866345 D Class A Restricted Share Units 2021-12-31 4 M 0 244426 0 D Class A Shares 244426.0 244417 D Class A Restricted Share Units 2021-12-31 4 M 0 404 0 D Class A Shares 404.0 398 I Held by Trusts Class A Restricted Share Units 2022-01-01 4 M 0 63649 0 D Class A Shares 63649.0 63645 D Class A Restricted Share Units 2022-01-01 4 M 0 93201 0 D Class A Shares 93201.0 186393 D Class A Restricted Share Units Class A Shares 30719.0 30719 D The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. Represents Class A Restricted Share Units settled in cash by the Issuer. Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 16, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on December 31, 2022. The Class A Restricted Share Units listed here are held in trusts. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or any trust is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2023. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 31, 2022. /s/ Wayne N. Cohen, power of attorney for James S. Levin 2022-01-04