0001403256-20-000015.txt : 20200103
0001403256-20-000015.hdr.sgml : 20200103
20200103163352
ACCESSION NUMBER: 0001403256-20-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200101
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohen Wayne
CENTRAL INDEX KEY: 0001661565
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33805
FILM NUMBER: 20506025
MAIL ADDRESS:
STREET 1: OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
STREET 2: 9 WEST 57TH STREET, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sculptor Capital Management, Inc.
CENTRAL INDEX KEY: 0001403256
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)790-0000
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc.
DATE OF NAME CHANGE: 20190508
FORMER COMPANY:
FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC
DATE OF NAME CHANGE: 20070614
4
1
wf-form4_157808721557769.xml
FORM 4
X0306
4
2020-01-01
0
0001403256
Sculptor Capital Management, Inc.
SCU
0001661565
Cohen Wayne
C/O SCULPTOR CAPITAL MANAGEMENT
9 WEST 57TH STREET
NEW YORK
NY
10019
0
1
0
0
President and COO
Class A Shares
2020-01-01
4
M
0
2601
0
A
2601
D
Class A Shares
2020-01-02
4
S
0
1300
21.2606
D
1301
D
Class A Restricted Share Units
2020-01-01
4
M
0
2601
0
D
Class A Shares
2601.0
5201
D
The transaction reported on this line represents the vesting of Class A Restricted Share Units as presented in Table II below.
The Class A Shares were sold at prices ranging from $21.14 to $21.39. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022.
All sales listed on this Form 4 were made by the Reporting Person pursuant to a pre-established plan that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
/s/ Wayne Cohen
2020-01-03