0001403256-20-000015.txt : 20200103 0001403256-20-000015.hdr.sgml : 20200103 20200103163352 ACCESSION NUMBER: 0001403256-20-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200101 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Wayne CENTRAL INDEX KEY: 0001661565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 20506025 MAIL ADDRESS: STREET 1: OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC STREET 2: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sculptor Capital Management, Inc. CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group Inc. DATE OF NAME CHANGE: 20190508 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC DATE OF NAME CHANGE: 20070614 4 1 wf-form4_157808721557769.xml FORM 4 X0306 4 2020-01-01 0 0001403256 Sculptor Capital Management, Inc. SCU 0001661565 Cohen Wayne C/O SCULPTOR CAPITAL MANAGEMENT 9 WEST 57TH STREET NEW YORK NY 10019 0 1 0 0 President and COO Class A Shares 2020-01-01 4 M 0 2601 0 A 2601 D Class A Shares 2020-01-02 4 S 0 1300 21.2606 D 1301 D Class A Restricted Share Units 2020-01-01 4 M 0 2601 0 D Class A Shares 2601.0 5201 D The transaction reported on this line represents the vesting of Class A Restricted Share Units as presented in Table II below. The Class A Shares were sold at prices ranging from $21.14 to $21.39. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022. All sales listed on this Form 4 were made by the Reporting Person pursuant to a pre-established plan that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. /s/ Wayne Cohen 2020-01-03