0001403256-19-000229.txt : 20190822 0001403256-19-000229.hdr.sgml : 20190822 20190822161253 ACCESSION NUMBER: 0001403256-19-000229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190821 FILED AS OF DATE: 20190822 DATE AS OF CHANGE: 20190822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollard Herbert Alvin CENTRAL INDEX KEY: 0001785306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 191046228 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Och-Ziff Capital Management Group Inc. CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Och-Ziff Capital Management Group LLC DATE OF NAME CHANGE: 20070614 4 1 wf-form4_156650475744253.xml FORM 4 X0306 4 2019-08-21 0 0001403256 Och-Ziff Capital Management Group Inc. OZM 0001785306 Pollard Herbert Alvin 9 WEST 57TH STREET 39TH FLOOR NEW YORK NY 10019 0 1 0 0 Chief Accounting Officer Class A Restricted Share Units 2019-08-21 4 A 0 218 0 A Class A Shares 218.0 15248 D Class A Restricted Share Units 2019-08-21 4 A 0 9 0 A Class A Shares 9.0 652 D Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on July 1, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2017. The Class A Restricted Share Units vest in full, subject to certain limited exceptions, on December 26, 2019. /s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard 2019-08-22