0001403256-18-000233.txt : 20180823
0001403256-18-000233.hdr.sgml : 20180823
20180823161214
ACCESSION NUMBER: 0001403256-18-000233
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180823
FILED AS OF DATE: 20180823
DATE AS OF CHANGE: 20180823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levine David Michael
CENTRAL INDEX KEY: 0001691807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33805
FILM NUMBER: 181034888
MAIL ADDRESS:
STREET 1: OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
STREET 2: 9 WEST 57TH STREET, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC
CENTRAL INDEX KEY: 0001403256
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)790-0000
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
wf-form4_153505511841532.xml
FORM 4
X0306
4
2018-08-23
0
0001403256
Och-Ziff Capital Management Group LLC
OZM
0001691807
Levine David Michael
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
9 WEST 57TH STREET, 39TH FLOOR
NEW YORK
NY
10019
0
1
0
0
Chief Legal Officer
Class A Shares
2018-08-23
4
M
0
145
0
A
145
D
Class A Shares
2018-08-23
4
S
0
145
1.88
D
0
D
Class A Restricted Share Units
2018-08-23
4
M
0
145
0
D
Class A Shares
145.0
284693
D
The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
The Class A Restricted Share Units vest, subject to certain limited exceptions, as follows: 26,186 on September 14, 2018; 78,133 on March 1, 2019; 26,187 on September 13, 2019; 78,132 on March 2, 2020; 26,186 on September 14, 2020; and 49,869 on March 1, 2021.
All sales listed on this Form 4 were made by the Reporting Person pursuant to a pre-established plan that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
/s/ David Michael Levine
2018-08-23