0001403256-18-000109.txt : 20180418 0001403256-18-000109.hdr.sgml : 20180418 20180418161443 ACCESSION NUMBER: 0001403256-18-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180416 FILED AS OF DATE: 20180418 DATE AS OF CHANGE: 20180418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levin James S CENTRAL INDEX KEY: 0001572628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 18761355 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 wf-form4_152408246850434.xml FORM 4 X0306 4 2018-04-16 0 0001403256 Och-Ziff Capital Management Group LLC OZM 0001572628 Levin James S C/O OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC, 9 W 57TH STREET NEW YORK NY 10019 0 1 0 0 Co-CIO and Head of Glbl Credit Class A Shares 2018-04-16 4 S 0 100700 2.2854 D 1150463 D Class A Shares 2018-04-17 4 S 0 200700 2.3075 D 949763 D The Class A Shares were sold at prices ranging from $2.21 to $2.35. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. The Class A Shares were sold at prices ranging from $2.26 to $2.36. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. All sales listed on this Form 4 were made by the Reporting Person pursuant to a pre-established plan that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. /s/ Wayne N. Cohen, power of attorney for James S. Levin 2018-04-18