0001403256-18-000097.txt : 20180410
0001403256-18-000097.hdr.sgml : 20180410
20180410161900
ACCESSION NUMBER: 0001403256-18-000097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180406
FILED AS OF DATE: 20180410
DATE AS OF CHANGE: 20180410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levin James S
CENTRAL INDEX KEY: 0001572628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33805
FILM NUMBER: 18748202
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC
CENTRAL INDEX KEY: 0001403256
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212)790-0000
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 1300
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
wf-form4_152339152611886.xml
FORM 4
X0306
4
2018-04-06
0
0001403256
Och-Ziff Capital Management Group LLC
OZM
0001572628
Levin James S
C/O OCH-ZIFF CAPITAL MANAGEMENT GROUP
LLC, 9 W 57TH STREET
NEW YORK
NY
10019
0
1
0
0
Co-CIO and Head of Glbl Credit
Class A Shares
2018-04-06
4
S
0
29700
2.3409
D
2481377
D
Class A Shares
2018-04-09
4
S
0
189505
2.2859
D
2291872
D
The Class A Shares were sold at prices ranging from $2.26 to $2.46. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
The Class A Shares were sold at prices ranging from $2.18 to $2.34. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
All sales listed on this Form 4 were made by the Reporting Person pursuant to a pre-established plan that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
/s/ Wayne N. Cohen, power of attorney for James S. Levin
2018-04-10