0001181431-12-034824.txt : 20120605 0001181431-12-034824.hdr.sgml : 20120605 20120605181919 ACCESSION NUMBER: 0001181431-12-034824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120601 FILED AS OF DATE: 20120605 DATE AS OF CHANGE: 20120605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Och Daniel CENTRAL INDEX KEY: 0001417561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 12890325 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Daniel Och S DATE OF NAME CHANGE: 20071105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0041 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd347512.xml FORM 4 X0305 4 2012-06-01 0 0001403256 Och-Ziff Capital Management Group LLC OZM 0001417561 Och Daniel C/O OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC, 9 WEST 57TH STREET NEW YORK NY 10019 1 1 1 0 Chief Executive Officer Class A Shares 2012-06-01 4 P 0 255300 6.9911 A 1711900 D Class A Shares 2012-06-04 4 P 0 222003 6.774 A 1933903 D Class A Shares 2012-06-05 4 P 0 23168 6.7494 A 1957071 D All purchases listed on this Form 4 were made by the Reporting Person pursuant to a plan adopted on May 24, 2012, which is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. The Class A Shares were purchased at prices ranging from $6.65 to $7.00. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price. The Class A Shares were purchased at prices ranging from $6.73 to $6.99. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price. The Class A Shares were purchased at prices ranging from $6.74 to $6.75. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price. /s/ Jeffrey C. Blockinger, Attorney-in-fact for Daniel Och 2012-06-05