0000921895-23-002234.txt : 20230925
0000921895-23-002234.hdr.sgml : 20230925
20230925195758
ACCESSION NUMBER: 0000921895-23-002234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230921
FILED AS OF DATE: 20230925
DATE AS OF CHANGE: 20230925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grosvenor Capital Management, L.P.
CENTRAL INDEX KEY: 0001403169
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41805
FILM NUMBER: 231276985
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312 506-6507
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sacks Michael Jay
CENTRAL INDEX KEY: 0001509764
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41805
FILM NUMBER: 231276976
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grosvenor Capital Management Holdings, LLLP
CENTRAL INDEX KEY: 0001743986
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41805
FILM NUMBER: 231276981
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-506-6500
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GCM Special Opportunities Master Fund, Ltd.
CENTRAL INDEX KEY: 0001743981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41805
FILM NUMBER: 231276977
BUSINESS ADDRESS:
STREET 1: PO BOX 309 UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 312-506-6500
MAIL ADDRESS:
STREET 1: PO BOX 309 UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GCM Investments GP, LLC
CENTRAL INDEX KEY: 0001743984
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41805
FILM NUMBER: 231276982
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-506-6500
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GCM GROSVENOR IC SPV 2, LLC
CENTRAL INDEX KEY: 0001994460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41805
FILM NUMBER: 231276983
BUSINESS ADDRESS:
STREET 1: C/O GROSVENOR CAPITAL MANAGEMENT, L.P.
STREET 2: 900 NORTH MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3125066500
MAIL ADDRESS:
STREET 1: C/O GROSVENOR CAPITAL MANAGEMENT, L.P.
STREET 2: 900 NORTH MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GCM, L.L.C.
CENTRAL INDEX KEY: 0001744289
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41805
FILM NUMBER: 231276980
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-506-6500
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GCM V, LLC
CENTRAL INDEX KEY: 0001831172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41805
FILM NUMBER: 231276978
BUSINESS ADDRESS:
STREET 1: C/O GROSVENOR CAPITAL MANAGEMENT
STREET 2: 900 NORTH MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 506-6500
MAIL ADDRESS:
STREET 1: C/O GROSVENOR CAPITAL MANAGEMENT
STREET 2: 900 NORTH MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GCM Grosvenor Holdings, LLC
CENTRAL INDEX KEY: 0001939480
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41805
FILM NUMBER: 231276979
BUSINESS ADDRESS:
STREET 1: C/O GCM GROSVENOR INC.
STREET 2: 900 NORTH MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 506-6500
MAIL ADDRESS:
STREET 1: C/O GCM GROSVENOR INC.
STREET 2: 900 NORTH MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GCM GROSVENOR IC SPV, LLC
CENTRAL INDEX KEY: 0001994353
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41805
FILM NUMBER: 231276984
BUSINESS ADDRESS:
STREET 1: C/O GROSVENOR CAPITAL MANAGEMENT, L.P.
STREET 2: 900 NORTH MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3125066500
MAIL ADDRESS:
STREET 1: C/O GROSVENOR CAPITAL MANAGEMENT, L.P.
STREET 2: 900 NORTH MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Maplebear Inc.
CENTRAL INDEX KEY: 0001579091
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 460723335
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 BEALE STREET, SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (888) 246-7822
MAIL ADDRESS:
STREET 1: 50 BEALE STREET, SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
form410826003a_09252023.xml
OWNERSHIP DOCUMENT
X0508
4
2023-09-21
0
0001579091
Maplebear Inc.
CART
0001403169
Grosvenor Capital Management, L.P.
900 NORTH MICHIGAN AVE
SUITE 1100
CHICAGO
IL
60611
0
0
0
1
See Explanation of Responses
0001994353
GCM GROSVENOR IC SPV, LLC
900 NORTH MICHIGAN AVE
SUITE 1100
CHICAGO
IL
60611
0
0
0
1
See Explanation of Responses
0001994460
GCM GROSVENOR IC SPV 2, LLC
900 NORTH MICHIGAN AVE
SUITE 1100
CHICAGO
IL
60611
0
0
0
1
See Explanation of Responses
0001743984
GCM Investments GP, LLC
900 NORTH MICHIGAN AVE
SUITE 1100
CHICAGO
IL
60611
0
0
0
1
See Explanation of Responses
0001743986
Grosvenor Capital Management Holdings, LLLP
900 NORTH MICHIGAN AVE
SUITE 1100
CHICAGO
IL
60611
0
0
0
1
See Explanation of Responses
0001744289
GCM, L.L.C.
900 NORTH MICHIGAN AVE
SUITE 1100
CHICAGO
IL
60611
0
0
0
1
See Explanation of Responses
0001939480
GCM Grosvenor Holdings, LLC
900 NORTH MICHIGAN AVE
SUITE 1100
CHICAGO
IL
60611
0
0
0
1
See Explanation of Responses
0001831172
GCM V, LLC
900 NORTH MICHIGAN AVE
SUITE 1100
CHICAGO
IL
60611
0
0
0
1
See Explanation of Responses
0001743981
GCM Special Opportunities Master Fund, Ltd.
900 NORTH MICHIGAN AVE
SUITE 1100
CHICAGO
IL
60611
0
0
0
1
See Explanation of Responses
0001509764
Sacks Michael Jay
900 NORTH MICHIGAN AVE
SUITE 1100
CHICAGO
IL
60611
0
0
0
1
See Explanation of Responses
0
Common Stock
2023-09-21
4
C
0
1167115
A
1167115
I
By GCM Grosvenor IC SPV, LLC
Common Stock
2023-09-21
4
C
0
6725378
A
7892493
I
By GCM Grosvenor IC SPV, LLC
Common Stock
2023-09-21
4
C
0
519838
A
1026247
I
By GCM Grosvenor IC SPV 2, LLC
Non-Voting Common Stock
2023-09-21
4
J
0
26456
D
0
I
By GCM Grosvenor IC SPV 2, LLC
Common Stock
2023-09-21
4
J
0
26456
A
1052703
I
By GCM Grosvenor IC SPV 2, LLC
Common Stock
2023-09-21
4
P
0
60000
30
A
60000
I
By GCM Special Opportunities Master Fund, Ltd.
Series A Preferred Stock
2023-09-21
4
C
0
1167115
D
Common Stock
1167115
0
I
By GCM Grosvenor IC SPV, LLC
Series F Preferred Stock
2023-09-21
4
C
0
6725378
D
Common Stock
6725378
0
I
By GCM Grosvenor IC SPV, LLC
Series G Preferred Stock
2023-09-21
4
C
0
519838
D
Common Stock
519838
0
I
By GCM Grosvenor IC SPV 2, LLC
This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").
This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.
Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.
Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.
Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.
Securities owned directly by SOF. Grosvenor Capital Management, as the investment manager of SOF, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.
Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering.
Grosvenor Capital Management, L.P., By: GCM, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory
2023-09-25
GCM Grosvenor IC SPV, LLC, By: Grosvenor Capital Management, L.P., its investment manager, By: GCM, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory
2023-09-25
GCM Grosvenor IC SPV 2, LLC, By: Grosvenor Capital Management, L.P., its investment manager, By: GCM, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory
2023-09-25
GCM Investments GP, LLC, By: Grosvenor Capital Management Holdings, LLLP, its sole member, By: /s/ Burke J. Montgomery, Authorized Signatory
2023-09-25
Grosvenor Capital Management Holdings, LLLP, By: /s/ Burke J. Montgomery, Authorized Signatory
2023-09-25
GCM, L.L.C., By: GCM Grosvenor Holdings, LLC, its managing member, By: /s/ Burke J. Montgomery, Authorized Signatory
2023-09-25
GCM Grosvenor Holdings, LLC, By: GCM Grosvenor Inc., its sole member, By: /s/ Burke J. Montgomery, Authorized Signatory
2023-09-25
GCM V, L.L.C., By: /s/ Burke J. Montgomery, Authorized Signatory
2023-09-25
GCM Special Opportunities Master Fund, Ltd., By: Grosvenor Capital Management, L.P., its investment manager, By: GCM, L.L.C., its general partner, By: /s/ Burke J. Montgomery, Authorized Signatory
2023-09-25
/s/ Michael J. Sacks
2023-09-25