N-MFP2 0001403166 XXXXXXXX 2018-08-31 0001403166 S000053209 1 N N UBS ASSET MANAGEMENT (AMERICAS), INC. 801-34910 Ernst & Young LLP New York NY UBS ASSET MANAGEMENT (AMERICAS) INC. None N Y 0001060517 UBS Prime Reserves Fund 333-52965 S000052306 0001060517 UBS Prime Preferred Fund 333-52965 S000052307 0001060517 UBS Prime Investor Fund 333-52965 S000052308 N Prime Y 24 39 1148895224.67 924433516.58 976138943.75 1158660170.81 1175746573.58 1553204048.46 1474486934.32 1477834655.56 1609123836.92 1677507038.25 0.3649 0.2950 0.3071 0.3538 0.3601 0.4934 0.4705 0.4650 0.4914 0.5138 574338.27 3262532010.86 3262318888.76 1889039.41 264455.57 3264517810.87 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 C000167359 1.00 3264517810.87 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 N ANZ New Zealand Int'l Ltd/London ANZ New Zealand Int'l Ltd/London 2.303400% 00182HGE6 213800VD256NU2D97H12 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-17 2018-11-16 2018-11-16 N N N 0.0223 12003000.00 12003000.00 0.0037 N N N N ASB Finance Ltd/London ASB Finance Ltd/London 2.477400% 0020P5JD2 549300A8V0FZJN79NH08 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-19 2018-11-19 2018-11-19 N N N 0.0212 11009350.00 11009350.00 0.0034 N N N N ABN AMRO Bank NV ABN AMRO Bank NV 1.900000% 0001245022 Non-Negotiable Time Deposit Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N N N 0.0190 125000000.00 125000000.00 0.0383 N Y Y N Albion Capital Corp. SA Albion Capital Corp. SA 01329XKN8 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-10-22 2018-10-22 2018-10-22 N Y Mitsubishi UFJ 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Mitsubishi UFJ Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0208 5981947.32 5981947.32 0.0018 N N N N Albion Capital Corp. SA Albion Capital Corp. SA 01329XLF4 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-15 2018-11-15 2018-11-15 N Y Mitsubishi UFJ 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Mitsubishi UFJ Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0217 18912790.00 18912790.00 0.0058 N N N N Antalis SA Antalis SA 03664BK13 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-10-01 2018-10-01 2018-10-01 N Y Societe Generrale 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y SOCIETE GENERALE Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0214 30944929.43 30944929.43 0.0095 N N N N Atlantic Asset Securitization LLC Atlantic Asset Securitization LLC 04821UJ45 549300BUNY5BIX4CVW20 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N Y Credit Agricole 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Credit Agricole Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0197 49341394.75 49341394.75 0.0151 N Y Y N Atlantic Asset Securitization LLC Atlantic Asset Securitization LLC 04821UJC7 549300BUNY5BIX4CVW20 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-12 2018-09-12 2018-09-12 N Y Credit Agricole 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Credit Agricole Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0198 8994066.03 8994066.03 0.0028 N N N N BNP Paribas SA BNP Paribas SA 1.900000% R0MUWSFPU8MPRO8K5P83 0001197610 Non-Negotiable Time Deposit Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N N N 0.0190 20000000.00 20000000.00 0.0061 N Y Y N Australia & New Zealand Banking Group Ltd. Australia & New Zealand Banking Group Ltd. 2.240200% 05253MJP0 JHE42UYNWWTJB8YTTU19 0000859994 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-06 2018-09-06 2018-09-06 N N N 0.0196 9000450.00 9000450.00 0.0028 N N Y N Bank of Montreal Bank of Montreal 2.413100% 06371E5C7 NQQ6HPCNCCU6TUTQYE16 0000009622 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-01 2019-02-01 2019-02-01 N N N 0.0239 11000000.00 11000000.00 0.0034 N N N N Bank of Nova Scotia Bank of Nova Scotia 2.260200% 06417LGH4 L3I9ZG2KFGXZ61BMYR72 0001041839 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-06 2018-09-06 2018-09-06 N N N 0.0196 9000450.00 9000450.00 0.0028 N N Y N Bank of Nova Scotia Bank of Nova Scotia 2.472300% 06417LGT8 L3I9ZG2KFGXZ61BMYR72 0001041839 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-20 2018-11-20 2018-11-20 N N N 0.0212 11008580.00 11008580.00 0.0034 N N N N Barclays Bank PLC Tri Party Repo Barclays Bank PLC Tri Party Repo 1.950000% 0001484219 0673PA005_1.95_0904 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N U.S. Treasury Note 254900HROIFWPRGM1V77 2023-08-31 2.750000 306095600.00 306000098.17 U.S. Treasuries (including strips) Y 2018-09-04 2018-09-04 2018-09-04 N N N 0.0195 300000000.00 300000000.00 0.0919 N Y Y N Barclays Bank PLC Barclays Bank PLC 2.682000% 06741PTA3 G5GSEF7VJP5I7OUK5573 0001484212 Financial Company Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-01 2018-12-04 2018-11-06 Y Barclays Bank PLC 1.0000 95 Y Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 N N 0.0239 18003240.00 18003240.00 0.0055 N N N Y Barclays Bank PLC Barclays Bank PLC 2.379400% 06741PTC9 G5GSEF7VJP5I7OUK5573 0001484212 Financial Company Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-01 2018-10-05 2019-02-21 Y Barclays Bank PLC 1.0000 35 Y Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 N N 0.0243 33999660.00 33999660.00 0.0104 N N N Y Barton Capital SA Barton Capital SA 06945MJ49 549300KOFKIMD0C37W24 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N Y Societe Generrale 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y SOCIETE GENERALE Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0195 56987618.46 56987618.46 0.0175 N Y Y N Barton Capital SA Barton Capital SA 06945MJ64 549300KOFKIMD0C37W24 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-06 2018-09-06 2018-09-06 N Y Societe Generale 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y SOCIETE GENERALE Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0197 12995710.00 12995710.00 0.0040 N N Y N Barton Capital SA Barton Capital SA 06945MJ72 549300KOFKIMD0C37W24 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-07 2018-09-07 2018-09-07 N Y Societe Generale 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y SOCIETE GENERALE Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0197 4998100.00 4998100.00 0.0015 N N Y N Barton Capital SA Barton Capital SA 06945MKB1 549300KOFKIMD0C37W24 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-10-11 2018-10-11 2018-10-11 N Y Societe Generale 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y SOCIETE GENERALE Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0215 11970720.00 11970720.00 0.0037 N N N N Barton Capital SA Barton Capital SA 06945MLE4 549300KOFKIMD0C37W24 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-14 2018-11-14 2018-11-14 N Y Societe Generrale 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y SOCIETE GENERALE Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0225 12939030.00 12939030.00 0.0040 N N N N Barton Capital SA Barton Capital SA 06945MLK0 549300KOFKIMD0C37W24 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-19 2018-11-19 2018-11-19 N Y Societe Generrale 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y SOCIETE GENERALE Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0226 12934624.43 12934624.43 0.0040 N N N N Bedford Row Funding Corp. Bedford Row Funding Corp. 07644BJB9 Financial Company Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-11 2018-09-11 2018-09-11 N N N 0.0198 29981831.70 29981831.70 0.0092 N N N N CNPC Finance HK Ltd. CNPC Finance HK Ltd. 12623LJ48 12623LJ48 Financial Company Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N N N 0.0210 40990570.00 40990570.00 0.0126 N Y Y N CNPC Finance HK Ltd. CNPC Finance HK Ltd. 12623LJ55 Financial Company Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-05 2018-09-05 2018-09-05 N N N 0.0210 16995070.00 16995070.00 0.0052 N N Y N CNPC Finance HK Ltd. CNPC Finance HK Ltd. 12623LJ63 Financial Company Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-06 2018-09-06 2018-09-06 N N N 0.0210 30989150.00 30989150.00 0.0095 N N Y N Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 2.543100% 13606BFY7 2IGI19DL77OX0HC3ZE78 US13606BFY74 0000800030 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-01 2019-05-01 2019-05-01 N N N 0.0242 16010512.00 16010512.00 0.0049 N N N N Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 2.349300% 13606BWP7 2IGI19DL77OX0HC3ZE78 0000800030 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-07 2018-11-07 2018-11-07 N N N 0.0209 12006480.00 12006480.00 0.0037 N N N N Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 2.349300% 13608CFL1 2IGI19DL77OX0HC3ZE78 0000800030 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-07 2019-03-07 2019-03-07 N N N 0.0224 12009000.00 12009000.00 0.0037 N N N N Cancara Asset Securitisation LLC Cancara Asset Securitisation LLC 13738KJJ7 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-18 2018-09-18 2018-09-18 N Y Lloyds Bank Plc 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Bank of Scotland Plc Liquidity 0.2400 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Lloyds Bank Plc Liquidity 0.7600 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0205 14984640.00 14984640.00 0.0046 N N N N Cancara Asset Securitisation LLC Cancara Asset Securitisation LLC 13738KL62 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-06 2018-11-06 2018-11-06 N Y Lloyds Bank Plc 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y BANK OF SCOTLAND Liquidity 0.2200 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Lloyds Liquidity 0.7800 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0222 5975160.00 5975160.00 0.0018 N N N N Cancara Asset Securitisation LLC Cancara Asset Securitisation LLC 13738KL88 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-08 2018-11-08 2018-11-08 N Y Lloyds Bank Plc 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y BANK OF SCOTLAND Liquidity 0.2200 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Lloyds Liquidity 0.7800 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0223 9957400.00 9957400.00 0.0031 N N N N Cancara Asset Securitisation LLC Cancara Asset Securitisation LLC 13738KLK1 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-19 2018-11-19 2018-11-19 N Y Lloyds Bank Plc 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y BANK OF SCOTLAND Liquidity 0.2200 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Lloyds Liquidity 0.7800 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0224 29850600.00 29850600.00 0.0091 N N N N Cancara Asset Securitisation LLC Cancara Asset Securitisation LLC 13738KLU9 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-28 2018-11-28 2018-11-28 N Y Lloyds Bank Plc 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y BANK OF SCOTLAND Liquidity 0.2200 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Lloyds Liquidity 0.7800 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0230 24860443.00 24860443.00 0.0076 N N N N Charta LLC Charta LLC 16115WJK4 5493000FNFK79LCM6M65 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-19 2018-09-19 2018-09-19 N Y Citibank N.A. 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y CITIBANK N.A. Liquidity 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 CITIBANK N.A. LOC 0.1000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0202 13485690.00 13485690.00 0.0041 N N N N Chevron Corp. Chevron Corp. 16677KJM6 Non-Financial Company Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-21 2018-09-21 2018-09-21 N N N 0.0198 4994283.35 4994283.35 0.0015 N N N N China Construction Bank Corp. China Construction Bank Corp. 16891NJJ7 5493001KQW6DM7KEDR62 Financial Company Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-18 2018-09-18 2018-09-18 N N N 0.0207 23975280.00 23975280.00 0.0073 N N N N China Construction Bank Corp. China Construction Bank Corp. 16891NJT5 5493001KQW6DM7KEDR62 Financial Company Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-27 2018-09-27 2018-09-27 N N N 0.0212 63898144.00 63898144.00 0.0196 N N N N Citibank NA Citibank NA 2.486300% 17305TYA4 E57ODZWZ7FF32TWEFA76 0000036684 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-12 2018-12-12 2018-12-12 N N N 0.0217 10008700.00 10008700.00 0.0031 N N N N Collateralized Commercial Paper Co. LLC Collateralized Commercial Paper Co. LLC 2.327400% 19423EEB0 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-19 2018-10-19 2018-10-19 N N N 0.0205 4801920.00 4801920.00 0.0015 N N N N Collateralized Commercial Paper Co. LLC Collateralized Commercial Paper Co. LLC 2.527000% 19423EEN4 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. 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S6XOOCT0IEG5ABCC6L87 2031-03-15 6.750000 369000.00 513717.19 Agency Mortgage-Backed Securities U.S. Treasury Bill 2018-09-13 0.00 500.00 499.63 U.S. Treasuries (including strips) U.S. Treasury Bond 2043-11-15 3.750000 110001600.00 125671925.75 U.S. Treasuries (including strips) U.S. Treasury Bond 2046-08-15 2.250000 100.00 85.80 U.S. Treasuries (including strips) U.S. Treasury Inflation Index Note 254900HROIFWPRGM1V77 2023-01-15 0.125000 1600.00 1700.80 U.S. Treasuries (including strips) Y 2018-09-04 2018-09-04 2018-09-04 N N N 0.0196 129800000.00 129800000.00 0.0398 N Y Y N HSBC Bank PLC HSBC Bank PLC 2.505800% 40433FLS6 MP6I5ZYZBEU3UXPYFY54 0001050258 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-10-03 2019-01-03 2019-01-03 N N N 0.0235 12005400.00 12005400.00 0.0037 N N N N Industrial & Commercial Bank of China Ltd. Industrial & Commercial Bank of China Ltd. 45581CJA4 5493002ERZU2K9PZDL40 Financial Company Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-10 2018-09-10 2018-09-10 N N N 0.0202 59966400.00 59966400.00 0.0184 N N Y N Industrial & Commercial Bank of China Ltd. Industrial & Commercial Bank of China Ltd. 45581CJH9 5493002ERZU2K9PZDL40 Financial Company Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-17 2018-09-17 2018-09-17 N N N 0.0206 24975750.00 24975750.00 0.0077 N N N N JPMorgan Securities LLC JPMorgan Securities LLC 2.309300% 46640CEM0 ZBUT11V806EZRVTWT807 0001168163 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-07 2018-09-07 2018-09-07 N N N 0.0196 14000980.00 14000980.00 0.0043 N N Y N Liberty Street Funding LLC Liberty Street Funding LLC 53127UJE1 549300F33VRHM10B9391 Asset Backed Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-14 2018-09-14 2018-09-14 N Y Bank of Nova Scotia 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y BANK OF NOVA SCOTIA Liquidity 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0201 7993743.52 7993743.52 0.0024 N N N N Liberty Street Funding LLC Liberty Street Funding LLC 53127UKB5 549300F33VRHM10B9391 Asset Backed Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-10-11 2018-10-11 2018-10-11 N Y Bank of Nova Scotia 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. 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F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Credit Agricole Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0196 29982015.00 29982015.00 0.0092 N N N N Natixis Natixis 1.890000% KX1WK48MPD4Y2NCUIZ63 0001274981 Non-Negotiable Time Deposit Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N N N 0.0189 20000000.00 20000000.00 0.0061 N Y Y N MUFG Bank Ltd. MUFG Bank Ltd. 2.280000% 55379WFR2 C3GTMMZIHMY46P4OIX74 Certificate of Deposit Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-25 2018-09-25 2018-09-25 N N N 0.0188 1000273.03 1000273.03 0.0003 N N N N MUFG Bank Ltd. MUFG Bank Ltd. 2.310000% 55379WHW9 C3GTMMZIHMY46P4OIX74 Certificate of Deposit Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-10-23 2018-10-23 2018-10-23 N N N 0.0210 35010500.00 35010500.00 0.0107 N N N N Manhattan Asset Funding Co. LLC Manhattan Asset Funding Co. LLC 56274MJB9 549300S0NSJYSOB32S63 Asset Backed Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-11 2018-09-11 2018-09-11 N Y Sumitomo Mitsui Banking Corp 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Sumitomo Mitsui Banking Corp Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Sumitomo Mitsui Banking Corp LOC 0.0100 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0199 12874141.98 12874141.98 0.0039 N N N N Manhattan Asset Funding Co. LLC Manhattan Asset Funding Co. LLC 56274MJD5 549300S0NSJYSOB32S63 Asset Backed Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-13 2018-09-13 2018-09-13 N Y Sumitomo Mitsui Banking Corp 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Sumitomo Mitsui Banking Corp Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Sumitomo Mitsui Banking Corp LOC 0.0100 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0200 36973360.00 36973360.00 0.0113 N N N N Manhattan Asset Funding Co. LLC Manhattan Asset Funding Co. LLC 56274MJE3 549300S0NSJYSOB32S63 Asset Backed Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-14 2018-09-14 2018-09-14 N Y Sumitomo Mitsui Banking Corp 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Sumitomo Mitsui Banking Corp Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Sumitomo Mitsui Banking Corp LOC 0.0100 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0201 8183611.80 8183611.80 0.0025 N N N N Manhattan Asset Funding Co. LLC Manhattan Asset Funding Co. LLC 56274MJL7 549300S0NSJYSOB32S63 Asset Backed Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-20 2018-09-20 2018-09-20 N Y Sumitomo Mitsui Banking Corp 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Sumitomo Mitsui Banking Corp Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Sumitomo Mitsui Banking Corp LOC 0.0100 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0204 9988700.00 9988700.00 0.0031 N N N N Mitsubishi UFJ Trust & Banking Corp. Mitsubishi UFJ Trust & Banking Corp. 2.320000% 60683BHH9 JBONEPAGQXF4QP29B387 Certificate of Deposit Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-13 2018-09-13 2018-09-13 N N N 0.0200 27002970.00 27002970.00 0.0083 N N N N Mitsubishi UFJ Trust & Banking Corp. Mitsubishi UFJ Trust & Banking Corp. 60683CL90 JBONEPAGQXF4QP29B387 Financial Company Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-09 2018-11-09 2018-11-09 N N N 0.0215 22629996.77 22629996.77 0.0069 N N N N Mizuho Bank Ltd. Mizuho Bank Ltd. 2.280000% 60700AM68 RB0PEZSDGCO3JS6CEU02 0000812291 Certificate of Deposit Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-06 2018-11-06 2018-11-06 N N N 0.0211 29509145.00 29509145.00 0.0090 N N N N National Australia Bank Ltd. National Australia Bank Ltd. 2.292700% 63254GHM0 F8SB4JFBSYQFRQEH3Z21 0000833029 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-17 2019-04-15 2019-04-15 N N N 0.0223 14009520.00 14009520.00 0.0043 N N N N Nationwide Building Society Nationwide Building Society 6385E1JL6 549300XFX12G42QIKN82 0000070696 Financial Company Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-20 2018-09-20 2018-09-20 N N N 0.0204 29965800.00 29965800.00 0.0092 N N N N Nieuw Amsterdam Receivables Corp. Nieuw Amsterdam Receivables Corp. 65409SJ58 54930052Z500U6IGFJ82 Asset Backed Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-05 2018-09-05 2018-09-05 N Y RABOBANK 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Rabobank Liquidity 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0200 8997480.00 8997480.00 0.0028 N N Y N Nieuw Amsterdam Receivables Corp. Nieuw Amsterdam Receivables Corp. 65409SKB3 54930052Z500U6IGFJ82 Asset Backed Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-10-11 2018-10-11 2018-10-11 N Y RABOBANK 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Rabobank Liquidity 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0208 19952736.20 19952736.20 0.0061 N N N N Nordea Bank AB Nordea Bank AB 2.540600% 65590ATD8 6SCPQ280AIY8EP3XFW53 0001002614 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. 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P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N N N 0.0195 45000000.00 45000000.00 0.0138 N Y Y N Old Line Funding LLC Old Line Funding LLC 67984WK80 5493004QSN8OZAIU2J90 Asset Backed Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-12-11 2018-12-11 2018-12-11 N Y Royal Bank of Canada 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ Y Royal Bank of Canada Liquidity 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ Royal Bank of Canada LOC 0.1000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ 0.0225 14904300.00 14904300.00 0.0046 N N N N Old Line Funding LLC Old Line Funding LLC 67984WKC1 5493004QSN8OZAIU2J90 Asset Backed Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. 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P1 Standard and Poor's Ratings Services A-1+ 2018-12-11 2018-12-11 2018-12-11 N Y Royal Bank of Canada 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ Y Royal Bank of Canada Liquidity 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ Royal Bank of Canada LOC 0.1000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ 0.0225 7948960.00 7948960.00 0.0024 N N N N Old Line Funding LLC Old Line Funding LLC 67985AB61 5493004QSN8OZAIU2J90 Asset Backed Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2019-01-03 2019-01-03 2019-01-03 N Y Royal Bank of Canada 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ Y Royal Bank of Canada Liquidity 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. 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LLC 82124MLS7 549300MYF6MOTU9T3G29 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-26 2018-11-26 2018-11-26 N Y Barclays Bank Plc 1.0000 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Fitch, Inc. F1 Y Barclays Bank PLC Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Barclays Bank PLC LOC 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0226 7956240.00 7956240.00 0.0024 N N N N Siemens Capital Co. LLC Siemens Capital Co. LLC 82619UJ47 EOSCVWUER252U910GR08 Non-Financial Company Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-04 2018-09-04 2018-09-04 N N N 0.0191 27052257.75 27052257.75 0.0083 N Y Y N Sinopec Century Bright Capital Investment Ltd. 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P1 Standard and Poor's Ratings Services A-1 2018-09-27 2018-09-27 2018-09-27 N N N 0.0198 4992575.00 4992575.00 0.0015 N N N N Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 2.361500% 83050FS36 F3JS33DEI6XQ4ZBPTN86 0000917311 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-11-01 2018-11-01 N N N 0.0208 12006360.00 12006360.00 0.0037 N N N N Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 2.349300% 83050FT43 F3JS33DEI6XQ4ZBPTN86 0000917311 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-07 2018-11-07 2018-11-07 N N N 0.0209 12006480.00 12006480.00 0.0037 N N N N Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 2.335200% 83050FU66 F3JS33DEI6XQ4ZBPTN86 0000917311 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-16 2018-11-16 2018-11-16 N N N 0.0234 11999880.00 11999880.00 0.0037 N N N N Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 2.296800% 83050FW31 F3JS33DEI6XQ4ZBPTN86 0000917311 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-14 2019-03-14 2019-03-14 N N N 0.0225 13006370.00 13006370.00 0.0040 N N N N Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 2.302600% 83050FY54 F3JS33DEI6XQ4ZBPTN86 0000917311 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-10 2019-04-08 2019-04-08 N N N 0.0225 13006630.00 13006630.00 0.0040 N N N N Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 1.880000% F3JS33DEI6XQ4ZBPTN86 0000917311 Non-Negotiable Time Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N N N 0.0188 60000000.00 60000000.00 0.0184 N Y Y N Starbird Funding Corp. Starbird Funding Corp. 85520ML19 549300A8DDPP6QJBB522 Asset Backed Commercial Paper Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-11-01 2018-11-01 2018-11-01 N Y BNP Paribas 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y BNP Paribas Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 BNP Paribas LOC 0.1500 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0217 29887986.60 29887986.60 0.0092 N N N N Sumitomo Mitsui Trust Bank Ltd. Sumitomo Mitsui Trust Bank Ltd. 86564XJA3 5493006GGLR4BTEL8O61 Financial Company Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-10 2018-09-10 2018-09-10 N N N 0.0191 26985690.00 26985690.00 0.0083 N N Y N Sumitomo Mitsui Trust Bank Ltd. Sumitomo Mitsui Trust Bank Ltd. 86564XJS4 5493006GGLR4BTEL8O61 Financial Company Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-26 2018-09-26 2018-09-26 N N N 0.0199 25962632.28 25962632.28 0.0080 N N N N Sumitomo Mitsui Trust Bank Ltd. Sumitomo Mitsui Trust Bank Ltd. 86564XKK9 5493006GGLR4BTEL8O61 Financial Company Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-10-19 2018-10-19 2018-10-19 N N N 0.0211 29913900.00 29913900.00 0.0092 N N N N Sumitomo Mitsui Banking Corp. Sumitomo Mitsui Banking Corp. 2.280000% 86565BGF2 5U0XI89JRFVHWIBS4F54 0001184915 Certificate of Deposit Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-10 2018-09-10 2018-09-10 N N N 0.0196 47004006.75 47004006.75 0.0144 N N Y N Svenska Handelsbanken Svenska Handelsbanken 2.378900% 86958JE88 NHBDILHZTYCNBV5UYZ31 0001448613 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-10-29 2019-01-28 2019-01-28 N Y Svenska Hndlsbkn 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ N 0.0235 8000320.00 8000320.00 0.0025 N N N N Svenska Handelsbanken Svenska Handelsbanken 2.235000% 86958JP37 NHBDILHZTYCNBV5UYZ31 0001448613 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-10-25 2018-10-25 2018-10-25 N N N 0.0204 16004637.60 16004637.60 0.0049 N N N N Svenska Handelsbanken Svenska Handelsbanken 2.247400% 86958JR76 NHBDILHZTYCNBV5UYZ31 0001448613 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-20 2019-05-20 2019-05-20 N N N 0.0226 16002880.00 16002880.00 0.0049 N N N N Svenska Handelsbanken Svenska Handelsbanken 2.246000% 86958JVE6 NHBDILHZTYCNBV5UYZ31 0001448613 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-24 2018-10-23 2018-10-23 N N N 0.0206 9002790.00 9002790.00 0.0028 N N N N Svenska Handelsbanken Svenska Handelsbanken 2.271500% 86958JYS2 NHBDILHZTYCNBV5UYZ31 0001448613 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-04 2018-11-01 2018-11-01 N Y Svenska Hndlsbkn 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ N 0.0208 9003330.00 9003330.00 0.0028 N N N N Svenska Handelsbanken Svenska Handelsbanken 2.367300% 86958JZV4 NHBDILHZTYCNBV5UYZ31 0001448613 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-11 2018-09-11 2018-09-11 N Y Svenska Hndlsbkn 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ N 0.0197 11001320.00 11001320.00 0.0034 N N N N Svenska Handelsbanken Svenska Handelsbanken 1.880000% NHBDILHZTYCNBV5UYZ31 0001448613 Non-Negotiable Time Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-04 2018-09-04 2018-09-04 N N N 0.0188 30000000.00 30000000.00 0.0092 N Y Y N Swedbank AB Swedbank AB 2.280000% 87019VMH7 M312WZV08Y7LYUC71685 0001367624 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-11-02 2018-11-02 2018-11-02 N N N 0.0204 26010757.24 26010757.24 0.0080 N N N N Swedbank AB Swedbank AB 1.900000% 87019VQQ3 M312WZV08Y7LYUC71685 0001367624 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-06 2018-09-06 2018-09-06 N N N 0.0192 49500000.00 49500000.00 0.0152 N N Y N Thunder Bay Funding LLC Thunder Bay Funding LLC 88603GKL3 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-12-10 2018-12-10 2018-12-10 N Y Royal Bank of Canada 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ Y Royal Bank of Canada Liquidity 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ Royal Bank of Canada LOC 0.1000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ 0.0226 12917710.00 12917710.00 0.0040 N N N N Thunder Bay Funding LLC Thunder Bay Funding LLC 88603J5M2 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-10-25 2018-10-25 2018-10-25 N Y Royal Bank of Canada 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ Y Royal Bank of Canada Liquidity 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ Royal Bank of Canada LOC 0.1000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ 0.0214 7973840.00 7973840.00 0.0024 N N N N Thunder Bay Funding LLC Thunder Bay Funding LLC 88604FCN9 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-10-16 2018-10-16 2018-10-16 N Y Royal Bank of Canada 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ Y Royal Bank of Canada Liquidity 1.0000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ Royal Bank of Canada LOC 0.1000 Fitch, Inc. F1+ Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1+ 0.0211 11967600.00 11967600.00 0.0037 N N N N Toronto-Dominion Bank Toronto-Dominion Bank 2.350000% 89114MAV9 PT3QB789TSUIDF371261 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2019-01-17 2019-01-17 2019-01-17 N N N 0.0235 24999250.00 24999250.00 0.0077 N N N N Toronto-Dominion Bank Toronto-Dominion Bank 2.360000% 89114MBJ5 PT3QB789TSUIDF371261 Certificate of Deposit Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2019-01-15 2019-01-15 2019-01-15 N N N 0.0235 16500468.93 16500468.93 0.0051 N N N N Toronto-Dominion Bank Toronto-Dominion Bank 2.272600% 89120DCC1 PT3QB789TSUIDF371261 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-10 2018-09-10 2018-09-10 N N N 0.0197 10000800.00 10000800.00 0.0031 N N Y N Toronto-Dominion Bank Toronto-Dominion Bank 2.270200% 89120DCJ6 PT3QB789TSUIDF371261 Financial Company Commercial Paper Y Fitch, Inc. F1+ Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1+ 2018-09-04 2018-10-04 2018-10-04 N N N 0.0202 9002340.00 9002340.00 0.0028 N N N N Merrill Lynch Pierce Fenner & Smith, Inc. Tri Party Repo Merrill Lynch Pierce Fenner & Smith, Inc. Tri Party Repo 2.480000% DWW559HN8WVTCCS4VJ94 0000065100 923XTV003_2.48_1005 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N DTE ENERGY CO CORPORATE UNIT 0.00 56883.00 3036983.37 Equities SPROTT PHYSICAL GOLD & SILVER TR UNIT 0.00 1102801.00 13013051.80 Equities Y 2018-09-04 2018-10-05 2018-10-05 Y Merrill Lynch, Pierce, Fenner & Smith, Inc. 1.0000 35 Y Fitch, Inc. F1+ Standard and Poor's Ratings Services A-1 N N 0.0248 15000000.00 15000000.00 0.0046 N N N Y Versailles Commercial Paper LLC Versailles Commercial Paper LLC 2.364800% 92513HBQ1 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-26 2018-10-05 2018-11-05 N Y Natixis 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Natixis Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Natixis LOC 0.1000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0233 15000900.00 15000900.00 0.0046 N N N N Versailles Commercial Paper LLC Versailles Commercial Paper LLC 2.317400% 92513HBR9 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-10-05 2019-02-04 N Y Natixis 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Natixis Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Natixis LOC 0.1000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 0.0236 14999700.00 14999700.00 0.0046 N N N N Victory Receivables Corp. Victory Receivables Corp. 92646LJA9 549300D0F37QF0LP7F94 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-10 2018-09-10 2018-09-10 N Y Mitsubishi UFJ 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Mitsubishi UFJ Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 n/a Cash 0.0800 0.0197 13871366.55 13871366.55 0.0042 N N Y N Victory Receivables Corp. Victory Receivables Corp. 92646LJB7 549300D0F37QF0LP7F94 Asset Backed Commercial Paper Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-11 2018-09-11 2018-09-11 N Y Mitsubishi UFJ 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 Y Mitsubishi UFJ Liquidity 1.0000 Fitch, Inc. F1 Moody's Investors Service, Inc. P-1 Standard and Poor's Ratings Services A-1 n/a Cash 0.0800 0.0198 13991542.88 13991542.88 0.0043 N N N N Credit Agricole CIB Credit Agricole CIB 1.870000% Non-Negotiable Time Deposit Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N N N 0.0187 39000000.00 39000000.00 0.0119 N Y Y N Mizuho Bank Ltd./NY Mizuho Bank Ltd./NY 1.910000% Non-Negotiable Time Deposit Y Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N N N 0.0194 65000000.00 65000000.00 0.0199 N Y Y N BNP Paribas SA Tri Party Repo BNP Paribas SA Tri Party Repo 2.090000% 0001197610 99VDDX004_2.09_0904 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N ACIS CLO 2014-3 LTD 2026-02-01 7.093130 9991504.00 9811206.73 Corporate Debt Securities DRIVE AUTO RECV TR 2017-B E 20240715 5.30000 2024-07-15 5.300000 832901.00 851949.91 Corporate Debt Securities MDC PARTNERS INC SR 144A NT6.5%24 2024-05-01 6.500000 1528000.00 1402576.67 Corporate Debt Securities MOSAIC SOLAR LNS 2018-1 C 20440222 5.97000 2044-02-22 5.970000 5461496.00 5471627.99 Corporate Debt Securities FIRST QUANTUM VENTURES 2023-04-01 7.250000 3976000.00 4046408.33 Corporate Debt Securities CWABS INC 2004-12 MV-6 20350225 FLT 2035-02-25 3.864750 10321673.00 7511003.52 Corporate Debt Securities CB CITRIX SYS INC 2019-04-15 0.00 29510.00 45372.13 Corporate Debt Securities HCA INC SR GLBL NT 26 2026-02-15 5.875000 25000.00 25963.78 Corporate Debt Securities FIRST DATA CORP NEW 1LIEN SR 144A 24 2024-01-15 5.000000 391000.00 394233.14 Corporate Debt Securities SOUND PT CLO XVII LTD 2030-10-20 0.00 5503002.00 5337911.94 Corporate Debt Securities TEVA PHARMACEUTICAL FIN NETH SR GLBL NT 26 2026-10-01 3.150000 240000.00 202705.20 Corporate Debt Securities JONAH EN LLC JONAH EN FIN CORP SR GLBL 144A 25 2025-10-15 7.250000 3407000.00 2699668.95 Corporate Debt Securities Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N N N 0.0197 35000000.00 35000000.00 0.0107 N Y Y N BNP Paribas SA Tri Party Repo BNP Paribas SA Tri Party Repo 2.090000% 0001197610 99VDDX004_2.09_0904_ Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N BEAR STEARNS ASSET 2004-HE11 M-3 20341225 FLT 2034-12-25 3.939750 15863028.00 11271400.68 Corporate Debt Securities HCA INC SR GLBL NT 26 2026-02-15 5.875000 31000.00 32195.08 Corporate Debt Securities ONEMAIN FINL ISSUE TR 2016-2 C 20280320 7.20000 2028-03-20 5.670000 4777932.00 4888027.50 Corporate Debt Securities HLF FING SARL LLC / HERBALIFE SR GLBL 144A 26 2026-08-15 7.250000 9215.00 9358.02 Corporate Debt Securities Y Fitch, Inc. F1 Moody's Investors Service, Inc. P1 Standard and Poor's Ratings Services A-1 2018-09-04 2018-09-04 2018-09-04 N N N 0.0197 15000000.00 15000000.00 0.0046 N Y Y N UBS Master Trust 2018-09-10 /s/Nancy Osborn Nancy Osborn Vice President