0001567619-22-004554.txt : 20220214 0001567619-22-004554.hdr.sgml : 20220214 20220214210126 ACCESSION NUMBER: 0001567619-22-004554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210426 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sozio Scott CENTRAL INDEX KEY: 0001403062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 22636660 MAIL ADDRESS: STREET 1: BAY HARBOUR MANAGEMENT STREET 2: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Akerna Corp. CENTRAL INDEX KEY: 0001755953 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 832242651 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LARIMER STREET, SUITE 246 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 888-932-6537 MAIL ADDRESS: STREET 1: 1550 LARIMER STREET, SUITE 246 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: MTech Acquisition Holdings Inc. DATE OF NAME CHANGE: 20181015 4 1 doc1.xml FORM 4 X0306 4 2021-04-26 0 0001755953 Akerna Corp. KERN 0001403062 Sozio Scott C/O AKERNA CORP. 1550 LARIMER STREET, SUITE 246 DENVER CO 80202 1 1 0 0 Head of CD Common Shares 2021-04-26 4 A 0 2976 A 231912 D Common Shares 2021-08-04 4 M 0 23042 A 254954 D Common Shares 2021-08-04 4 M 0 2500 A 257454 D Common Shares 2021-08-04 4 F 0 11618 3.30 D 245836 D Common Shares 2021-12-21 4 M 0 29210 A 275046 D Common Shares 2021-12-21 4 M 0 2500 A 277546 D Common Shares 2021-12-21 4 F 0 12434 2.00 D 265112 D Restricted Stock Units 2021-04-26 4 A 0 10000 0 A Common Shares 10000 10000 D Restricted Stock Units 2021-08-04 4 M 0 23042 0 D Common Shares 23042 69124 D Restricted Stock Units 2021-08-04 4 M 0 2500 0 D Common Shares 2500 7500 D Restricted Stock Units 2021-10-26 4 A 0 29210 A Common Shares 29210 29210 D Restricted Stock Units 2021-12-21 4 M 0 29210 D Common Shares 29210 0 D Restricted Stock Uniyts 2021-12-21 4 M 0 2500 D Common Shares 2500 7500 D Represents grant of restricted stock units on April 26, 2021, with immediate vesting. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates. The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Represents restricted stock unit grant with immediate vesting. /s/ John Fowle as attorney-in-fact for Scott Sozio 2022-02-14