0001567619-22-004554.txt : 20220214
0001567619-22-004554.hdr.sgml : 20220214
20220214210126
ACCESSION NUMBER: 0001567619-22-004554
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210426
FILED AS OF DATE: 20220214
DATE AS OF CHANGE: 20220214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sozio Scott
CENTRAL INDEX KEY: 0001403062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39096
FILM NUMBER: 22636660
MAIL ADDRESS:
STREET 1: BAY HARBOUR MANAGEMENT
STREET 2: 885 THIRD AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Akerna Corp.
CENTRAL INDEX KEY: 0001755953
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 832242651
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 888-932-6537
MAIL ADDRESS:
STREET 1: 1550 LARIMER STREET, SUITE 246
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: MTech Acquisition Holdings Inc.
DATE OF NAME CHANGE: 20181015
4
1
doc1.xml
FORM 4
X0306
4
2021-04-26
0
0001755953
Akerna Corp.
KERN
0001403062
Sozio Scott
C/O AKERNA CORP.
1550 LARIMER STREET, SUITE 246
DENVER
CO
80202
1
1
0
0
Head of CD
Common Shares
2021-04-26
4
A
0
2976
A
231912
D
Common Shares
2021-08-04
4
M
0
23042
A
254954
D
Common Shares
2021-08-04
4
M
0
2500
A
257454
D
Common Shares
2021-08-04
4
F
0
11618
3.30
D
245836
D
Common Shares
2021-12-21
4
M
0
29210
A
275046
D
Common Shares
2021-12-21
4
M
0
2500
A
277546
D
Common Shares
2021-12-21
4
F
0
12434
2.00
D
265112
D
Restricted Stock Units
2021-04-26
4
A
0
10000
0
A
Common Shares
10000
10000
D
Restricted Stock Units
2021-08-04
4
M
0
23042
0
D
Common Shares
23042
69124
D
Restricted Stock Units
2021-08-04
4
M
0
2500
0
D
Common Shares
2500
7500
D
Restricted Stock Units
2021-10-26
4
A
0
29210
A
Common Shares
29210
29210
D
Restricted Stock Units
2021-12-21
4
M
0
29210
D
Common Shares
29210
0
D
Restricted Stock Uniyts
2021-12-21
4
M
0
2500
D
Common Shares
2500
7500
D
Represents grant of restricted stock units on April 26, 2021, with immediate vesting.
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.
The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
Represents restricted stock unit grant with immediate vesting.
/s/ John Fowle as attorney-in-fact for Scott Sozio
2022-02-14