[X]
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Quarterly Report pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934 for the Quarterly
Period Ended June 30, 2016
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[ ]
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Transition Report under Section 13 or 15(d) of the Exchange
Act
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Nevada
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20-8325616
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(State or other jurisdiction of incorporation or
organization)
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(I.R.S. Employer Identification No.)
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8 Hillside Avenue, Suite 108
Montclair, NJ
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07042
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(Address of principal executive offices)
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(Zip Code)
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Large accelerated filer
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[ ]
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Accelerated filer
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[ ]
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Non-accelerated filer
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[ ]
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Smaller reporting company
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[X]
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Page
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2
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PART II - OTHER INFORMATION
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2
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3
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4
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Exhibit No.
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Title of Document
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10.1
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Amendment
to License Agreement (number A220395.01) dated as of June 1, 2016
between the Company and the General Hospital Corporation, d/b/a
Massachusetts General Hospital**
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10.2
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Amendment
to License Agreement (number A220396.01) dates as of June 1, 2016
between the Company and the General Hospital Corporation, d/b/a
Massachusetts General Hospital**
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31.1
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Certification
of the Chief Executive Officer pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002
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31.2
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Certification
of the Chief Financial Officer pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002
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32.1
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Certification
of the Chief Executive Officer pursuant to U.S.C. Section 1350 as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002***
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32.2
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Certification
of the Chief Financial Officer pursuant to U.S.C. Section 1350 as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002***
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101.INS
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XBRL
Instance Document*
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101.SCH
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XBRL
Schema Document*
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101.CAL
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XBRL
Calculation Linkbase Document*
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101.LAB
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XBRL
Label Linkbase Document*
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101.PRE
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XBRL
Presentation Linkbase Document*
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101.DEF
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XBRL
Definition Linkbase Document*
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FluoroPharma Medical, Inc.
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Date: December 15, 2016
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/s/ Thomas H. Tulip
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Thomas H. Tulip, Ph.D.
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President and Chief Executive Officer
(Principal Executive Officer)
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Date: December 15, 2016
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/s/ Tamara Rhein
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Tamara Rhein
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Chief Financial Officer
(Principal Financial and Accounting Officer)
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Exhibit No.
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Title of Document
|
10.1
|
|
Amendment
to License Agreement (number A220395.01) dated as of June 1, 2016
between the Company and the General Hospital Corporation, d/b/a
Massachusetts General Hospital**
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10.2
|
|
Amendment
to License Agreement (number A220396.01) dates as of June 1, 2016
between the Company and the General Hospital Corporation, d/b/a
Massachusetts General Hospital**
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31.1
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|
Certification
of the Chief Executive Officer pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002
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31.2
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Certification
of the Chief Financial Officer pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002
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32.1
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Certification
of the Chief Executive Officer pursuant to U.S.C. Section 1350 as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002***
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32.2
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Certification
of the Chief Financial Officer pursuant to U.S.C. Section 1350 as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002***
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101.INS
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XBRL
Instance Document*
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101.SCH
|
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XBRL
Schema Document*
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101.CAL
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|
XBRL
Calculation Linkbase Document*
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101.LAB
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XBRL
Label Linkbase Document*
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101.PRE
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XBRL
Presentation Linkbase Document*
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101.DEF
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XBRL
Definition Linkbase Document*
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1.
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I have reviewed this Quarterly Report on Form 10-Q of FluoroPharma
Medical, Inc. (the “Registrant”);
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2.
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Based on my knowledge, this report does not contain any untrue
statement of a material fact or omit to state a material fact
necessary to make the statements made, in light of the
circumstances under which such statements were made, not misleading
with respect to the period covered by this report;
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3.
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Based on my knowledge, the financial statements, and other
financial information included in this report, fairly present in
all material respects the financial condition, results of
operations and cash flows of the registrant as of, and for, the
periods presented in this report;
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4.
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The registrant's other certifying officer(s) and I are responsible
for establishing and maintaining disclosure controls and procedures
(as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and
internal control over financial reporting (as defined in Exchange
Act Rules 13a-15(f) and 15d-15(f)) for the registrant and
have:
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a)
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Designed such disclosure controls and procedures, or caused such
disclosure controls and procedures to be designed under our
supervision, to ensure that material information relating to the
registrant, including its consolidated subsidiaries, is made known
to us by others within those entities, particularly during the
period in which this report is being prepared;
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b)
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Designed such internal control over financial reporting, or caused
such internal control over financial reporting to be designed under
my supervision, to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial
statements for external purposes in accordance with generally
accepted accounting principles;
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c)
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Evaluated the effectiveness of the registrant's disclosure controls
and procedures and presented in this report our conclusions about
the effectiveness of the disclosure controls and procedures, as of
the end of the period covered by this report based on such
evaluation; and
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d)
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Disclosed in this report any change in the registrant's internal
control over financial reporting that occurred during the
registrant's most recent fiscal quarter (the registrant's
fourth quarter in the case of an annual report) that has
materially affected, or is reasonably likely to materially affect,
the registrant’s internal control over financial
reporting.
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5.
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The registrant's other certifying officer(s) and I have disclosed,
based on our most recent evaluation of internal control over
financial reporting, to the registrant's auditors and the audit
committee of the registrant's board of directors (or persons
performing the equivalent functions):
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a)
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All significant deficiencies and material weaknesses in the design
or operation of internal control over financial reporting which are
reasonably likely to adversely affect the registrant's ability to
record, process, summarize and report financial information;
and
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b)
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Any fraud, whether or not material, that involves management or
other employees who have a significant role in the registrant's
internal control over financial reporting.
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/s/ Thomas H. Tulip
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Thomas H. Tulip, Ph.D.
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Chief Executive Officer
(Principal Executive Officer)
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1.
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I have reviewed this Quarterly Report on Form 10-Q of FluoroPharma
Medical, Inc. (the “Registrant”);
|
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2.
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Based on my knowledge, this report does not contain any untrue
statement of a material fact or omit to state a material fact
necessary to make the statements made, in light of the
circumstances under which such statements were made, not misleading
with respect to the period covered by this report;
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|
|
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3.
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Based on my knowledge, the financial statements, and other
financial information included in this report, fairly present in
all material respects the financial condition, results of
operations and cash flows of the registrant as of, and for, the
periods presented in this report;
|
|
|
|
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4.
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The registrant's other certifying officer(s) and I are responsible
for establishing and maintaining disclosure controls and procedures
(as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and
internal control over financial reporting (as defined in Exchange
Act Rules 13a-15(f) and 15d-15(f)) for the registrant and
have:
|
|
|
|
|
|
a)
|
Designed such disclosure controls and procedures, or caused such
disclosure controls and procedures to be designed under our
supervision, to ensure that material information relating to the
registrant, including its consolidated subsidiaries, is made known
to us by others within those entities, particularly during the
period in which this report is being prepared;
|
|
|
|
|
b)
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Designed such internal control over financial reporting, or caused
such internal control over financial reporting to be designed under
my supervision, to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial
statements for external purposes in accordance with generally
accepted accounting principles;
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c)
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Evaluated the effectiveness of the registrant's disclosure controls
and procedures and presented in this report our conclusions about
the effectiveness of the disclosure controls and procedures, as of
the end of the period covered by this report based on such
evaluation; and
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d)
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Disclosed in this report any change in the registrant's internal
control over financial reporting that occurred during the
registrant's most recent fiscal quarter (the registrant's fourth
quarter in the case of an annual report) that has materially
affected, or is reasonably likely to materially affect, the
registrant’s internal control over financial
reporting.
|
|
|
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5.
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The registrant's other certifying officer(s) and I have disclosed,
based on our most recent evaluation of internal control over
financial reporting, to the registrant's auditors and the audit
committee of the registrant's board of directors (or persons
performing the equivalent functions):
|
|
|
|
|
|
a)
|
All significant deficiencies and material weaknesses in the design
or operation of internal control over financial reporting which are
reasonably likely to adversely affect the registrant's ability to
record, process, summarize and report financial information;
and
|
|
|
|
|
b)
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Any fraud, whether or not material, that involves management or
other employees who have a significant role in the registrant's
internal control over financial reporting.
|
/s/ Tamara Rhein
|
|
Tamara Rhein
|
|
Chief Financial Officer
(Principal Financial and Accounting Officer)
|
|