0001213900-21-004007.txt : 20210125 0001213900-21-004007.hdr.sgml : 20210125 20210125145328 ACCESSION NUMBER: 0001213900-21-004007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210125 FILED AS OF DATE: 20210125 DATE AS OF CHANGE: 20210125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sheldon Michael Joseph CENTRAL INDEX KEY: 0001402601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 21549377 MAIL ADDRESS: STREET 1: C/O ALDILA, INC. STREET 2: 14145 DANIELSON ST. STE B CITY: POWAY STATE: CA ZIP: 92064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2021-01-25 0 0001464790 B. Riley Financial, Inc. RILY 0001402601 Sheldon Michael Joseph C/O B. RILEY FINANCIAL, INC., 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA 90025 1 0 0 0 Common Stock 2021-01-25 4 P 0 2089 48.95 A 23660 D /s/ Michael Joseph Sheldon 2021-01-25