0000899243-23-016125.txt : 20230621
0000899243-23-016125.hdr.sgml : 20230621
20230621160512
ACCESSION NUMBER: 0000899243-23-016125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230616
FILED AS OF DATE: 20230621
DATE AS OF CHANGE: 20230621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ally Bridge MedAlpha Master Fund L.P.
CENTRAL INDEX KEY: 0001831963
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36533
FILM NUMBER: 231029801
BUSINESS ADDRESS:
STREET 1: 15 QUEENS ROAD CENTRAL, UNIT 3002-3004
STREET 2: 30TH FLOOR, GLOUCESTER TWR, THE LANDMARK
CITY: HONG KONG
STATE: F4
ZIP: 0000000000
BUSINESS PHONE: 852 31219699
MAIL ADDRESS:
STREET 1: 15 QUEENS ROAD CENTRAL, UNIT 3002-3004
STREET 2: 30TH FLOOR, GLOUCESTER TWR, THE LANDMARK
CITY: HONG KONG
STATE: F4
ZIP: 0000000000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yu Fan
CENTRAL INDEX KEY: 0001668029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36533
FILM NUMBER: 231029802
MAIL ADDRESS:
STREET 1: UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER
STREET 2: THE LANDMARK,15 QUEEN'S ROAD CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 000000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ally Bridge Group-WTT Global Life Science Capital Partners, L.P.
CENTRAL INDEX KEY: 0001808684
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36533
FILM NUMBER: 231029807
BUSINESS ADDRESS:
STREET 1: UNIT 3002-3004, 30 FL
STREET 2: GLOUCESTER TWR LANDMK 15 QUEENS RD CTRL
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: (852) 3121-9699
MAIL ADDRESS:
STREET 1: UNIT 3002-3004, 30 FL
STREET 2: GLOUCESTER TWR LANDMK 15 QUEENS RD CTRL
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ally Bridge Group (NY) LLC
CENTRAL INDEX KEY: 0001822947
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36533
FILM NUMBER: 231029800
BUSINESS ADDRESS:
STREET 1: 430 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 6468299830
MAIL ADDRESS:
STREET 1: 430 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABG WTT-MedAvail Ltd
CENTRAL INDEX KEY: 0001832110
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36533
FILM NUMBER: 231029808
BUSINESS ADDRESS:
STREET 1: 15 QUEENS ROAD CENTRAL, UNIT 3002-3004
STREET 2: 30TH FLOOR, GLOUCESTER TWR, THE LANDMARK
CITY: HONG KONG
STATE: F4
ZIP: 0000000000
BUSINESS PHONE: 852 31219699
MAIL ADDRESS:
STREET 1: 15 QUEENS ROAD CENTRAL, UNIT 3002-3004
STREET 2: 30TH FLOOR, GLOUCESTER TWR, THE LANDMARK
CITY: HONG KONG
STATE: F4
ZIP: 0000000000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABG Management Ltd.
CENTRAL INDEX KEY: 0001832106
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36533
FILM NUMBER: 231029804
BUSINESS ADDRESS:
STREET 1: 15 QUEENS ROAD CENTRAL, UNIT 3002-3004
STREET 2: 30TH FLOOR, GLOUCESTER TWR, THE LANDMARK
CITY: HONG KONG
STATE: F4
ZIP: 0000000000
BUSINESS PHONE: 852 31219699
MAIL ADDRESS:
STREET 1: 15 QUEENS ROAD CENTRAL, UNIT 3002-3004
STREET 2: 30TH FLOOR, GLOUCESTER TWR, THE LANDMARK
CITY: HONG KONG
STATE: F4
ZIP: 0000000000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABG-WTT Global Life Science Capital Partners GP Ltd
CENTRAL INDEX KEY: 0001832108
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36533
FILM NUMBER: 231029805
BUSINESS ADDRESS:
STREET 1: 15 QUEEN'S ROAD CENTRAL, UNIT 3002-3004
STREET 2: 30TH FLOOR, GLOUCESTER TWR, THE LANDMARK
CITY: HONG KONG
STATE: F4
ZIP: 0000000000
BUSINESS PHONE: 852 31219699
MAIL ADDRESS:
STREET 1: 15 QUEEN'S ROAD CENTRAL, UNIT 3002-3004
STREET 2: 30TH FLOOR, GLOUCESTER TWR, THE LANDMARK
CITY: HONG KONG
STATE: F4
ZIP: 0000000000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ABG-WTT Global Life Science Capital Partners GP, L.P.
CENTRAL INDEX KEY: 0001832109
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36533
FILM NUMBER: 231029806
BUSINESS ADDRESS:
STREET 1: 15 QUEENS ROAD CENTRAL, UNIT 3002-3004
STREET 2: 30TH FLOOR, GLOUCESTER TWR, THE LANDMARK
CITY: HONG KONG
STATE: F4
ZIP: 0000000000
BUSINESS PHONE: 852 31219699
MAIL ADDRESS:
STREET 1: 15 QUEENS ROAD CENTRAL, UNIT 3002-3004
STREET 2: 30TH FLOOR, GLOUCESTER TWR, THE LANDMARK
CITY: HONG KONG
STATE: F4
ZIP: 0000000000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MedAvail Holdings, Inc.
CENTRAL INDEX KEY: 0001402479
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912]
IRS NUMBER: 900772394
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4720 E COTTON GIN LOOP
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 1.877.830.0826
MAIL ADDRESS:
STREET 1: 4720 E COTTON GIN LOOP
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85040
FORMER COMPANY:
FORMER CONFORMED NAME: MYOS RENS TECHNOLOGY INC.
DATE OF NAME CHANGE: 20160322
FORMER COMPANY:
FORMER CONFORMED NAME: MYOS Corp
DATE OF NAME CHANGE: 20120521
FORMER COMPANY:
FORMER CONFORMED NAME: Atlas Therapeutics Corp
DATE OF NAME CHANGE: 20100719
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-16
0
0001402479
MedAvail Holdings, Inc.
MDVL
0001832110
ABG WTT-MedAvail Ltd
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001808684
Ally Bridge Group-WTT Global Life Science Capital Partners, L.P.
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001832109
ABG-WTT Global Life Science Capital Partners GP, L.P.
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001832108
ABG-WTT Global Life Science Capital Partners GP Ltd
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001832106
ABG Management Ltd.
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001668029
Yu Fan
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001831963
Ally Bridge MedAlpha Master Fund L.P.
430 PARK AVENUE, 12TH FLOOR,
NEW YORK
NY
10022
0
0
1
0
0001822947
Ally Bridge Group (NY) LLC
430 PARK AVENUE, 12TH FLOOR,
NEW YORK
NY
10022
0
0
1
0
0
Series A Warrant (Right to Buy)
0.3854
2023-06-16
4
J
0
6818181
A
2023-06-16
2028-06-16
Common Stock
6818181
6818181
I
See footnote
Series A Warrant (Right to Buy)
0.3854
2023-06-16
4
J
0
965130
A
2023-06-16
2028-06-16
Common Stock
965130
965130
I
See footnote
On March 13, 2023, pursuant to the securities purchase agreement, dated as of March 9, 2023 (the "2023 Securities Purchase Agreement"), by and among the Issuer and the certain purchasers listed therein, ABG WTT-MedAvail Limited ("ABG WTT") and Ally Bridge MedAlpha Master Fund L.P. ("MedAlpha") purchased from the Issuer 6,818,181 and 965,130 Pre-Funded Warrants, respectively, at a purchase price of $0.3212 per share. Pursuant to the 2023 Securities Purchase Agreement, ABG WTT and MedAlpha also purchased for no additional consideration 6,818,181 and 965,130 Series A Warrants, respectively. The Series A Warrants were issued two business days following the date the Issuer received required approval of the Issuer's stockholders on June 14, 2023.
These securities are held of record by ABG WTT. ABG WTT is wholly owned by Ally Bridge Group-WTT Global Life Science Capital Partners, L.P. Voting and investment decisions with respect to any securities held of record by ABG WTT are made by the investment committee of ABG-WTT Global Life Science Capital Partners GP Limited, which is the general partner of ABG-WTT Global Life Science Capital Partners GP, L.P., which is the general partner of Ally Bridge Group-WTT Global Life Science Capital Partners, L.P. As such, each of the foregoing entities may be deemed to share beneficial ownership of the shares held by ABG-WTT. Each of them disclaims any such beneficial ownership.
These securities are held of record by MedAlpha. Mr. Fan Yu is the sole shareholder of ABG Management Ltd., which is the sole member of Ally Bridge Group (NY) LLC, which manages MedAlpha's investments. As such, each of the foregoing entities and Mr. Fan Yu may be deemed to share beneficial ownership of the shares held of record by MedAlpha. Each of them disclaims any such beneficial ownership.
Ally Bridge Group-WTT Global Life Science Capital Partners, L.P., By: ABG-WTT Global Life Science Capital Partners GP, L.P., its general partner, By: ABG-WTT Global Life Science Capital Partners GP Limited, its general partner, By: /s/ Fan Yu, Director
2023-06-21
ABG-WTT Global Life Science Capital Partners GP, L.P., By: ABG-WTT Global Life Science Capital Partners GP Limited, its general partner, By: /s/ Fan Yu, Director
2023-06-21
ABG-WTT Global Life Science Capital Partners GP Limited, By: /s/ Fan Yu, Director
2023-06-21
Ally Bridge MedAlpha Master Fund L.P., By: Ally Bridge MedAlpha General Partner L.P., its general partner, By: Ally Bridge MedAlpha GP, LLC, its general partner, By: /s/ Fan Yu, Manager
2023-06-21
Ally Bridge Group (NY) LLC, By: ABG Management Ltd., its managing member, By: /s/ Fan Yu, Director
2023-06-21
ABG Management Ltd., By: /s/ Fan Yu, Director
2023-06-21
ABG WTT-MedAvail Limited, By: /s/ Charles Chon, Director
2023-06-21
/s/ Fan Yu
2023-06-21