0001640147-21-000218.txt : 20210910 0001640147-21-000218.hdr.sgml : 20210910 20210910204852 ACCESSION NUMBER: 0001640147-21-000218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210908 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scarpelli Michael CENTRAL INDEX KEY: 0001402349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39504 FILM NUMBER: 211248348 MAIL ADDRESS: STREET 1: 106 EAST BABCOCK STREET, SUITE 3A CITY: BOZEMAN STATE: MT ZIP: 59715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snowflake Inc. CENTRAL INDEX KEY: 0001640147 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 460636374 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 106 EAST BABCOCK STREET STREET 2: SUITE 3A CITY: BOZEMAN STATE: MT ZIP: 59715 BUSINESS PHONE: 844-766-9355 MAIL ADDRESS: STREET 1: 106 EAST BABCOCK STREET STREET 2: SUITE 3A CITY: BOZEMAN STATE: MT ZIP: 59715 FORMER COMPANY: FORMER CONFORMED NAME: Snowflake Computing, Inc. DATE OF NAME CHANGE: 20150421 4 1 wf-form4_163132131490876.xml FORM 4 X0306 4 2021-09-08 0 0001640147 Snowflake Inc. SNOW 0001402349 Scarpelli Michael C/O SNOWFLAKE INC. 106 EAST BABCOCK STREET, SUITE 3A BOZEMAN MT 59715 0 1 0 0 Chief Financial Officer Class A Common Stock 2021-09-08 4 M 0 60000 8.88 A 184895 D Class A Common Stock 2021-09-08 4 S 0 1462 309.937 D 183433 D Class A Common Stock 2021-09-08 4 S 0 4448 310.86 D 178985 D Class A Common Stock 2021-09-08 4 S 0 6751 311.813 D 172234 D Class A Common Stock 2021-09-08 4 S 0 12498 313.035 D 159736 D Class A Common Stock 2021-09-08 4 S 0 10317 313.853 D 149419 D Class A Common Stock 2021-09-08 4 S 0 1107 314.651 D 148312 D Class A Common Stock 2021-09-08 4 S 0 1400 316.27 D 146912 D Class A Common Stock 2021-09-08 4 S 0 6284 317.371 D 140628 D Class A Common Stock 2021-09-08 4 S 0 8162 318.403 D 132466 D Class A Common Stock 2021-09-08 4 S 0 7571 319.193 D 124895 D Class A Common Stock 160558 I Trust Class A Common Stock 595607 I Trust Class A Common Stock 2755 I Trust Class A Common Stock 9686 I Trust Class A Common Stock 2755 I Trust Class A Common Stock 9686 I Trust Class A Common Stock 2755 I Trust Class A Common Stock 9686 I Trust Stock Option (Right to Buy) 8.88 2021-09-08 4 M 0 60000 0 D 2029-08-26 Class A Common Stock 60000.0 3299299 D The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $309.31 to $310.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $310.37 to $311.25, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $311.42 to $312.34, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $312.43 to $313.43, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $313.48 to $314.38, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $314.50 to $314.86, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $315.61 to $316.61, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $316.83 to $317.765, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $317.86 to $318.86, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $318.87 to $319.78, inclusive. The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee. The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary. The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary. The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to the Reporting Person's continuous service through each such vesting date. /s/ Travis Shrout, Attorney-in-Fact 2021-09-10