0001640147-23-000231.txt : 20230929 0001640147-23-000231.hdr.sgml : 20230929 20230929163426 ACCESSION NUMBER: 0001640147-23-000231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230927 FILED AS OF DATE: 20230929 DATE AS OF CHANGE: 20230929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slootman Frank CENTRAL INDEX KEY: 0001402348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39504 FILM NUMBER: 231296242 MAIL ADDRESS: STREET 1: 106 EAST BABCOCK STREET, SUITE 3A CITY: BOZEMAN STATE: MT ZIP: 59715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snowflake Inc. CENTRAL INDEX KEY: 0001640147 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 460636374 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 106 EAST BABCOCK STREET STREET 2: SUITE 3A CITY: BOZEMAN STATE: MT ZIP: 59715 BUSINESS PHONE: 844-766-9355 MAIL ADDRESS: STREET 1: 106 EAST BABCOCK STREET STREET 2: SUITE 3A CITY: BOZEMAN STATE: MT ZIP: 59715 FORMER COMPANY: FORMER CONFORMED NAME: Snowflake Computing, Inc. DATE OF NAME CHANGE: 20150421 4 1 wk-form4_1696019654.xml FORM 4 X0508 4 2023-09-27 0 0001640147 Snowflake Inc. SNOW 0001402348 Slootman Frank C/O SNOWFLAKE INC. 106 EAST BABCOCK STREET, SUITE 3A BOZEMAN MT 59715 1 1 0 0 CEO and Chairman 1 Class A Common Stock 2023-09-27 4 M 0 4167 8.88 A 187080 D Class A Common Stock 2023-09-27 4 S 0 800 146.728 D 186280 D Class A Common Stock 2023-09-27 4 S 0 2067 147.702 D 184213 D Class A Common Stock 2023-09-27 4 S 0 1300 148.599 D 182913 D Class A Common Stock 2023-09-28 4 M 0 4167 8.88 A 187080 D Class A Common Stock 2023-09-28 4 S 0 3282 150.372 D 183798 D Class A Common Stock 2023-09-28 4 S 0 885 151.081 D 182913 D Class A Common Stock 16300 I Trust Class A Common Stock 83014 I Foundation Class A Common Stock 335146 I Trust Class A Common Stock 432146 I Trust Stock Option (Right to Buy) 8.88 2023-09-27 4 M 0 4167 0 D 2029-05-28 Class A Common Stock 4167 11820359 D Stock Option (Right to Buy) 8.88 2023-09-28 4 M 0 4167 0 D 2029-05-28 Class A Common Stock 4167 11816192 D The exercise and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023. Includes shares to be issued in connection with the vesting of one or more restricted stock units. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $146.24 to $147.15, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $147.30 to $148.27, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $148.30 to $149.10, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $150.00 to $150.99, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $151.00 to $151.33, inclusive. The shares are held by the Slootman Grandchildren's Trust dated 7/28/2022 for which the Reporting Person is a trustee. The shares are held by the Slootman Family Foundation dated 11/24/2010 for which the Reporting Person is deemed to have voting and investment power over the shares held by the Slootman Family Foundation, but has no personal pecuniary interest in these shares. On September 25, 2023, the Slootman Living Trust dated 9/8/1999 transferred 432,146 shares of the Issuer's Class A Common Stock to the Slootman 2023 Grantor Retained Annuity Trust dated 9/25/2023 for which the Reporting Person is the trustee. The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee. The shares are held by the Slootman 2023 Grantor Retained Annuity Trust dated 9/25/23 for which the Reporting Person is a trustee. The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date. /s/ Merritt Steele, Attorney-in-Fact 2023-09-29