0001401708-23-000070.txt : 20230307 0001401708-23-000070.hdr.sgml : 20230307 20230307185857 ACCESSION NUMBER: 0001401708-23-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230304 FILED AS OF DATE: 20230307 DATE AS OF CHANGE: 20230307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bailey K Thomas CENTRAL INDEX KEY: 0001432055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 23714349 MAIL ADDRESS: STREET 1: 1618 STATION STREET CITY: VANCOUVER STATE: A1 ZIP: V6A 1B6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_167823352620697.xml FORM 4 X0306 4 2023-03-04 0 0001401708 NanoString Technologies Inc NSTG 0001432055 Bailey K Thomas 530 FAIRVIEW AVENUE N SEATTLE WA 98109 0 1 0 0 Chief Financial Officer Common Stock 2023-03-04 4 M 0 4989 0 A 55763 D Common Stock 2023-03-06 4 F 0 2215 10.16 D 53548 D Common Stock 2023-03-06 4 M 0 2764 0 A 56312 D Common Stock 2023-03-06 4 F 0 1063 10.16 D 55249 D Common Stock 2023-03-06 4 M 0 8460 0 A 63709 D Common Stock 2023-03-06 4 F 0 3321 10.16 D 60388 D Restricted Stock Units 2023-03-04 4 A 0 104545 0 A Common Stock 104545.0 104545 D Restricted Stock Units 2023-03-06 4 M 0 4989 0 D Common Stock 4989.0 0 D Restricted Stock Units 2023-03-06 4 M 0 2764 0 D Common Stock 2764.0 2765 D Restricted Stock Units 2023-03-06 4 M 0 8460 0 D Common Stock 8460.0 16920 D The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of Restricted Stock Units ("RSUs"). The shares were not issued to or sold by the reporting person. Each RSU represents a contingent right to receive one (1) share of Issuer's common stock. 1/3 of the RSUs vest on or following the first anniversary of March 5, 2023 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on or after the second and third anniversary of the RSU Vesting Commencement Date. 1/3 of the RSUs vest on the first market trading day following the first anniversary of March 5, 2020 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day on or after the second and third anniversary of the RSU Vesting Commencement Date. 1/3 of the RSUs vest on or following the first market trading day following the first anniversary of March 5, 2021 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day on or following the second and third anniversary of the RSU Vesting Commencement Date. 1/3 of the RSUs vest on or following the first market trading day following the first anniversary of March 5, 2022 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on or following the second and third anniversary of the RSU Vesting Commencement Date. /s/ Shannon Atchison, Attorney in Fact 2023-03-07