0001401708-23-000069.txt : 20230307 0001401708-23-000069.hdr.sgml : 20230307 20230307185843 ACCESSION NUMBER: 0001401708-23-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230304 FILED AS OF DATE: 20230307 DATE AS OF CHANGE: 20230307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAY R BRADLEY CENTRAL INDEX KEY: 0001575739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 23714348 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_167823351252630.xml FORM 4 X0306 4 2023-03-04 0 0001401708 NanoString Technologies Inc NSTG 0001575739 GRAY R BRADLEY 530 FAIRVIEW AVENUE N SEATTLE WA 98109 1 1 0 0 President and CEO Common Stock 2023-03-06 4 M 0 16463 0 A 294021 D Common Stock 2023-03-06 4 F 0 6479 10.16 D 287542 D Common Stock 2023-03-06 4 M 0 8063 0 A 295605 D Common Stock 2023-03-06 4 F 0 3173 10.13 D 292432 D Common Stock 2023-03-06 4 M 0 26320 0 A 318752 D Common Stock 2023-03-06 4 F 0 10357 10.16 D 308395 D Restricted Stock Units 2023-03-04 4 A 0 354545 0 A Common Stock 354545.0 354545 D Restricted Stock Units 2023-03-06 4 M 0 16463 0 D Common Stock 16463.0 0 D Restricted Stock Units 2023-03-06 4 M 0 8063 0 D Common Stock 8063.0 8063 D Restricted Stock Units 2023-03-06 4 M 0 26320 0 D Common Stock 26320.0 52642 D The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of Restricted Stock Units ("RSUs"). The shares were not issued to or sold by the reporting person. Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock. 1/3 of the RSUs vest on or following the first anniversary of March 5, 2023 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on or after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date. 1/3 of the RSUs vest on the first market trading day following the first anniversary of March 5, 2020 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day on or after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date. 1/3 of the RSUs vest on the first market trading day following the first anniversary of March 5, 2021 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date. 1/3 of the RSUs vest on or following the first market trading day following the first anniversary of March 5, 2022 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on or following the first market trading day on or after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date. /s/ Shannon Atchison, Attorney in Fact 2023-03-07