0001401708-22-000062.txt : 20220309 0001401708-22-000062.hdr.sgml : 20220309 20220309172433 ACCESSION NUMBER: 0001401708-22-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220306 FILED AS OF DATE: 20220309 DATE AS OF CHANGE: 20220309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bailey K Thomas CENTRAL INDEX KEY: 0001432055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 22726410 MAIL ADDRESS: STREET 1: 1618 STATION STREET CITY: VANCOUVER STATE: A1 ZIP: V6A 1B6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_164686465498635.xml FORM 4 X0306 4 2022-03-06 0 0001401708 NanoString Technologies Inc NSTG 0001432055 Bailey K Thomas 530 FAIRVIEW AVENUE N SEATTLE WA 98109 0 1 0 0 Chief Financial Officer Common Stock 2022-03-07 4 M 0 4989 0 A 21399 D Common Stock 2022-03-07 4 M 0 2764 0 A 24163 D Common Stock 2022-03-08 4 S 0 3058 33.064 D 21105 D Restricted Stock Units 2022-03-06 4 A 0 25380 0 A Common Stock 25380.0 25380 D Restricted Stock Units 2022-03-07 4 M 0 4989 0 D Common Stock 4989.0 4989 D Restricted Stock Units 2022-03-07 4 M 0 2764 0 D Common Stock 2764.0 5529 D The reported shares were sold to cover the reporting person's tax liability in connection with the vesting of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one (1) share of Issuer's common stock. 1/3 of the RSUs vest on or following the first anniversary of March 5, 2022 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on or after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date. 1/3 of the RSUs vest on the first market trading day following the first anniversary of March 5, 2020 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day on or after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date. 1/3 of the RSUs vest on or following the first market trading day following the first anniversary of March 5, 2021 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on or following the first market trading day on or after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date. /s/ Shannon Atchison, Attorney in Fact 2022-03-09