0001401708-20-000218.txt : 20201118
0001401708-20-000218.hdr.sgml : 20201118
20201118161828
ACCESSION NUMBER: 0001401708-20-000218
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201116
FILED AS OF DATE: 20201118
DATE AS OF CHANGE: 20201118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN J. CHAD
CENTRAL INDEX KEY: 0001710720
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35980
FILM NUMBER: 201325312
MAIL ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NanoString Technologies Inc
CENTRAL INDEX KEY: 0001401708
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 200094687
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 206-378-6266
MAIL ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
4
1
wf-form4_160573426542423.xml
FORM 4
X0306
4
2020-11-16
0
0001401708
NanoString Technologies Inc
NSTG
0001710720
BROWN J. CHAD
530 FAIRVIEW AVENUE N
SEATTLE
WA
98109
0
1
0
0
SVP, Sales & Marketing
Common Stock
2020-11-16
4
M
0
3750
16.35
A
4190
D
Common Stock
2020-11-16
4
M
0
625
6.80
A
4815
D
Common Stock
2020-11-16
4
M
0
1906
23.34
A
6721
D
Common Stock
2020-11-16
4
S
0
6281
46.21
D
440
D
Stock Options (right to buy)
16.35
2020-11-16
4
M
0
3750
16.35
D
2027-07-04
Common Stock
3750.0
10001
D
Stock Options (right to buy)
6.8
2020-11-16
4
M
0
625
6.80
D
2028-02-05
Common Stock
625.0
3125
D
Stock Options (right to buy)
23.34
2020-11-16
4
M
0
1906
23.34
D
2029-03-25
Common Stock
1906.0
18429
D
The sales reported by Mr. Brown were effected pursuant to a Rule 10b5-1 trading plan adopted on May 15, 2020.
25% of the shares subject to the Option vest on the one-year anniversary of July 5, 2017 (the "Vesting Commencement Date"), and thereafter 1/48th of the shares subject to the Option vest on each monthly anniversary of the Vesting Commencement Date.
1/48 of the shares subject to such option shall vest on the one-month anniversary of 2/6/18 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date.
1/48 of the shares subject to such option shall vest on the one-month anniversary of March 13, 2019 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date.
/s/ Shannon Atchison, Attorney-in-fact
2020-11-18