0001401708-20-000218.txt : 20201118 0001401708-20-000218.hdr.sgml : 20201118 20201118161828 ACCESSION NUMBER: 0001401708-20-000218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201118 DATE AS OF CHANGE: 20201118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN J. CHAD CENTRAL INDEX KEY: 0001710720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 201325312 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_160573426542423.xml FORM 4 X0306 4 2020-11-16 0 0001401708 NanoString Technologies Inc NSTG 0001710720 BROWN J. CHAD 530 FAIRVIEW AVENUE N SEATTLE WA 98109 0 1 0 0 SVP, Sales & Marketing Common Stock 2020-11-16 4 M 0 3750 16.35 A 4190 D Common Stock 2020-11-16 4 M 0 625 6.80 A 4815 D Common Stock 2020-11-16 4 M 0 1906 23.34 A 6721 D Common Stock 2020-11-16 4 S 0 6281 46.21 D 440 D Stock Options (right to buy) 16.35 2020-11-16 4 M 0 3750 16.35 D 2027-07-04 Common Stock 3750.0 10001 D Stock Options (right to buy) 6.8 2020-11-16 4 M 0 625 6.80 D 2028-02-05 Common Stock 625.0 3125 D Stock Options (right to buy) 23.34 2020-11-16 4 M 0 1906 23.34 D 2029-03-25 Common Stock 1906.0 18429 D The sales reported by Mr. Brown were effected pursuant to a Rule 10b5-1 trading plan adopted on May 15, 2020. 25% of the shares subject to the Option vest on the one-year anniversary of July 5, 2017 (the "Vesting Commencement Date"), and thereafter 1/48th of the shares subject to the Option vest on each monthly anniversary of the Vesting Commencement Date. 1/48 of the shares subject to such option shall vest on the one-month anniversary of 2/6/18 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date. 1/48 of the shares subject to such option shall vest on the one-month anniversary of March 13, 2019 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date. /s/ Shannon Atchison, Attorney-in-fact 2020-11-18