0001401708-19-000018.txt : 20190206
0001401708-19-000018.hdr.sgml : 20190206
20190206162115
ACCESSION NUMBER: 0001401708-19-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190204
FILED AS OF DATE: 20190206
DATE AS OF CHANGE: 20190206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALLEN MARY TEDD
CENTRAL INDEX KEY: 0001576194
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35980
FILM NUMBER: 19571836
MAIL ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NanoString Technologies Inc
CENTRAL INDEX KEY: 0001401708
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 200094687
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 206-378-6266
MAIL ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
4
1
wf-form4_154948806040026.xml
FORM 4
X0306
4
2019-02-04
0
0001401708
NanoString Technologies Inc
NSTG
0001576194
ALLEN MARY TEDD
530 FAIRVIEW AVENUE N
SEATTLE
WA
98109
0
1
0
0
SVP, Operations
Common Stock
2019-02-04
4
M
0
2000
A
30789
D
Common Stock
2019-02-04
4
F
0
593
22.62
D
30196
D
Common Stock
2019-02-04
4
S
0
5000
22.5667
D
25196
D
Restricted Stock Units
2019-02-04
4
M
0
2000
0
D
Common Stock
2000.0
0
D
Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis.
The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of RSUs. The shares were not issued to or sold by the reporting person.
The sales reported by Ms. Allen were effected pursuant to a Rule 10b5-1 trading plan adopted on December 14, 2018.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.49 to $22.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.
1/3 of the RSUs vest on the first market trading day following the first anniversary of February 3, 2016 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date.
/s/ Shannon Atchison, Attorney-in-fact
2019-02-06