0001401708-19-000018.txt : 20190206 0001401708-19-000018.hdr.sgml : 20190206 20190206162115 ACCESSION NUMBER: 0001401708-19-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190204 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN MARY TEDD CENTRAL INDEX KEY: 0001576194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 19571836 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_154948806040026.xml FORM 4 X0306 4 2019-02-04 0 0001401708 NanoString Technologies Inc NSTG 0001576194 ALLEN MARY TEDD 530 FAIRVIEW AVENUE N SEATTLE WA 98109 0 1 0 0 SVP, Operations Common Stock 2019-02-04 4 M 0 2000 A 30789 D Common Stock 2019-02-04 4 F 0 593 22.62 D 30196 D Common Stock 2019-02-04 4 S 0 5000 22.5667 D 25196 D Restricted Stock Units 2019-02-04 4 M 0 2000 0 D Common Stock 2000.0 0 D Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis. The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of RSUs. The shares were not issued to or sold by the reporting person. The sales reported by Ms. Allen were effected pursuant to a Rule 10b5-1 trading plan adopted on December 14, 2018. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.49 to $22.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock. 1/3 of the RSUs vest on the first market trading day following the first anniversary of February 3, 2016 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date. /s/ Shannon Atchison, Attorney-in-fact 2019-02-06