0001401708-21-000120.txt : 20210413 0001401708-21-000120.hdr.sgml : 20210413 20210413195351 ACCESSION NUMBER: 0001401708-21-000120 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210413 DATE AS OF CHANGE: 20210413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAY R BRADLEY CENTRAL INDEX KEY: 0001575739 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 21824282 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4/A 1 wf-form4a_161835801698578.xml FORM 4/A X0306 4/A 2021-03-10 2021-03-12 0 0001401708 NanoString Technologies Inc NSTG 0001575739 GRAY R BRADLEY 530 FAIRVIEW AVENUE N SEATTLE WA 98109 1 1 0 0 President and CEO Common Stock 2021-03-10 4 M 0 8631 1.92 A 146138 D Common Stock 2021-03-10 4 M 0 16369 6.72 A 162507 D Common Stock 2021-03-10 4 S 0 10261 61.09 D 152246 D Common Stock 2021-03-10 4 S 0 14890 62.02 D 137356 D Common Stock 2021-03-10 4 S 0 6082 63.07 D 131274 D Common Stock 2021-03-10 4 S 0 2100 63.88 D 129174 D On March 12, 2021, the Reporting Person filed a Form 4 which inadvertently misstated the number of shares held by the Reporting Person following the exercise of stock options and sale of shares of Common Stock reported on the Form 4. The number of shares reported in Column 5 of this Form 4/A reflects the corrected amounts of securities beneficially owned by the Reporting Person following the previously reported transactions as of the date of each such transaction. The sales reported by Mr. Gray were effected pursuant to a Rule 10b5-1 trading plan adopted on September 15, 2020. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $60.55 to $61.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $61.55 to $62.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $62.55 to $63.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $63.59 to $64.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. /s/ Shannon Atchison, Attorney in Fact 2021-04-13