0001401708-20-000214.txt : 20201112 0001401708-20-000214.hdr.sgml : 20201112 20201112170056 ACCESSION NUMBER: 0001401708-20-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malloy Kirk CENTRAL INDEX KEY: 0001326794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 201307775 MAIL ADDRESS: STREET 1: 5200 ILLUMINA WAY CITY: SAN DIEGO STATE: CA ZIP: 92122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_160521843120365.xml FORM 4 X0306 4 2020-11-09 0 0001401708 NanoString Technologies Inc NSTG 0001326794 Malloy Kirk 530 FAIRVIEW AVENUE N SEATTLE WA 98109 1 0 0 0 Common Stock 2020-11-09 4 M 0 1000 7.47 A 1990 D Common Stock 2020-11-09 4 M 0 1500 16.36 A 3490 D Common Stock 2020-11-09 4 S 0 2500 40.96 D 990 D Stock Options (right to buy) 7.47 2020-11-09 4 M 0 1000 7.47 D 2027-12-31 Common Stock 1000.0 2168 D Stock Option (right to buy) 16.36 2020-11-09 4 M 0 1500 16.36 D 2026-09-11 Common Stock 1500.0 8435 D The sales reported by Dr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2020. Not applicable 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan. 50% of the shares subject to the Option vest on the one year anniversary of September 12, 2016 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date. /s/ Shannon Atchison, Attorney-in-fact 2020-11-10