0001401708-20-000122.txt : 20200603 0001401708-20-000122.hdr.sgml : 20200603 20200603161826 ACCESSION NUMBER: 0001401708-20-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN J. CHAD CENTRAL INDEX KEY: 0001710720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 20940218 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_159121548656697.xml FORM 4 X0306 4 2020-06-01 0 0001401708 NanoString Technologies Inc NSTG 0001710720 BROWN J. CHAD 530 FAIRVIEW AVENUE N SEATTLE WA 98109 0 1 0 0 SVP, Sales & Marketing Common Stock 2020-06-01 4 M 0 3750 16.35 A 25994 D Common Stock 2020-06-01 4 M 0 625 6.80 A 26619 D Common Stock 2020-06-01 4 M 0 8260 23.34 A 34879 D Common Stock 2020-06-01 4 S 0 16418 30.46 D 18461 D Common Stock 2020-06-01 4 S 0 18294 31.16 D 167 D Stock Options (right to buy) 16.35 2020-06-01 4 M 0 3750 16.35 D 2027-07-04 Common Stock 3750.0 17501 D Stock Options (right to buy) 6.8 2020-06-01 4 M 0 625 6.80 D 2028-02-05 Common Stock 625.0 4375 D Stock Options (right to buy) 23.34 2020-06-01 4 M 0 8260 23.34 D 2029-03-25 Common Stock 8260.0 22241 D The sales reported by Mr. Brown were effected pursuant to a Rule 10b5-1 trading plan adopted on May 15, 2020. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $30.00 to $31.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $31.005 to $31.255, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 25% of the shares subject to the Option vest on the one-year anniversary of July 5, 2017 (the "Vesting Commencement Date"), and thereafter 1/48th of the shares subject to the Option vest on each monthly anniversary of the Vesting Commencement Date. 1/48 of the shares subject to such option shall vest on the one-month anniversary of 2/6/18 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date. 1/48 of the shares subject to such option shall vest on the one-month anniversary of March 13, 2019 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date. /s/ Shannon Atchison, Attorney-in-fact 2020-06-03