0001209191-21-049360.txt : 20210803 0001209191-21-049360.hdr.sgml : 20210803 20210803164914 ACCESSION NUMBER: 0001209191-21-049360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210730 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN J. CHAD CENTRAL INDEX KEY: 0001710720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 211140597 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-30 0 0001401708 NanoString Technologies Inc NSTG 0001710720 BROWN J. CHAD 530 FAIR AVENUE N SEATTLE WA 98109 0 1 0 0 SVP, Sales & Marketing Common Stock 2021-07-30 4 M 0 6251 16.35 A 6251 D Common Stock 2021-07-30 4 M 0 1041 6.80 A 7292 D Common Stock 2021-07-30 4 M 0 3814 23.24 A 11106 D Common Stock 2021-07-30 4 S 0 7155 61.79 D 3951 D Common Stock 2021-07-30 4 S 0 3951 62.64 D 0 D Stock Options 16.35 2021-07-30 4 M 0 6251 0.00 D 2027-07-04 Common Stock 6251 0 D Stock Options 6.80 2021-07-30 4 M 0 1041 0.00 D 2028-02-05 Common Stock 1041 1459 D Stock Options 23.34 2021-07-30 4 M 0 3814 0.00 D 2029-03-25 Common Stock 3814 12709 D The sales reported by Mr. Brown were effected pursuant to a Rule 10b5-1 trading plan adopted on May 27, 2021. "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $61.25 to $62.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $62.26 to $63.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 25% of the shares subject to the Option vest on the one-year anniversary of July 5, 2017 (the "Vesting Commencement Date"), and thereafter 1/48th of the shares subject to the Option vest on each monthly anniversary of the Vesting Commencement Date. 1/48 of the shares subject to such option shall vest on the one-month anniversary of February 6, 2018 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date. 1/48 of the shares subject to such option shall vest on the one-month anniversary of March 13, 2019 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date. /s/ Shannon Atchison, Attorney-in-fact 2021-08-03