0001209191-17-052039.txt : 20170908 0001209191-17-052039.hdr.sgml : 20170908 20170908161119 ACCESSION NUMBER: 0001209191-17-052039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170906 FILED AS OF DATE: 20170908 DATE AS OF CHANGE: 20170908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRYCE RICHARD PAUL CENTRAL INDEX KEY: 0001553037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35703 FILM NUMBER: 171076699 MAIL ADDRESS: STREET 1: C/O PUMA BIOTECHNOLOGY, INC. STREET 2: 10880 WILSHIRE BOULEVARD, SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PUMA BIOTECHNOLOGY, INC. CENTRAL INDEX KEY: 0001401667 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770683487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (424) 248-6500 MAIL ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATIVE ACQUISITIONS CORP DATE OF NAME CHANGE: 20070601 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-06 0 0001401667 PUMA BIOTECHNOLOGY, INC. PBYI 0001553037 BRYCE RICHARD PAUL C/O PUMA BIOTECHNOLOGY, INC. 10880 WILSHIRE BLVD., SUITE 2150 LOS ANGELES CA 90024 0 1 0 0 SR VP, CLINICAL RESEARCH & DEV COMMON STOCK 2017-09-06 4 M 0 1000 11.30 A 28239 D COMMON STOCK 2017-09-06 4 S 0 1000 100.00 D 27239 D COMMON STOCK 2017-09-07 4 M 0 14000 11.30 A 41239 D COMMON STOCK 2017-09-07 4 S 0 14000 100.10 D 27239 D STOCK OPTION (RIGHT TO BUY) 11.30 2017-09-06 4 M 0 1000 0.00 D 2022-06-26 COMMON STOCK 1000 96000 D STOCK OPTION (RIGHT TO BUY) 11.30 2017-09-07 4 M 0 14000 0.00 D 2022-06-26 COMMON STOCK 14000 82000 D The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. The option is fully vested and is exercisable. /s/ Richard Paul Bryce 2017-09-08