0001209191-17-052039.txt : 20170908
0001209191-17-052039.hdr.sgml : 20170908
20170908161119
ACCESSION NUMBER: 0001209191-17-052039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170906
FILED AS OF DATE: 20170908
DATE AS OF CHANGE: 20170908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRYCE RICHARD PAUL
CENTRAL INDEX KEY: 0001553037
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35703
FILM NUMBER: 171076699
MAIL ADDRESS:
STREET 1: C/O PUMA BIOTECHNOLOGY, INC.
STREET 2: 10880 WILSHIRE BOULEVARD, SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUMA BIOTECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001401667
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 770683487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10880 WILSHIRE BLVD.
STREET 2: SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (424) 248-6500
MAIL ADDRESS:
STREET 1: 10880 WILSHIRE BLVD.
STREET 2: SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
FORMER COMPANY:
FORMER CONFORMED NAME: INNOVATIVE ACQUISITIONS CORP
DATE OF NAME CHANGE: 20070601
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-06
0
0001401667
PUMA BIOTECHNOLOGY, INC.
PBYI
0001553037
BRYCE RICHARD PAUL
C/O PUMA BIOTECHNOLOGY, INC.
10880 WILSHIRE BLVD., SUITE 2150
LOS ANGELES
CA
90024
0
1
0
0
SR VP, CLINICAL RESEARCH & DEV
COMMON STOCK
2017-09-06
4
M
0
1000
11.30
A
28239
D
COMMON STOCK
2017-09-06
4
S
0
1000
100.00
D
27239
D
COMMON STOCK
2017-09-07
4
M
0
14000
11.30
A
41239
D
COMMON STOCK
2017-09-07
4
S
0
14000
100.10
D
27239
D
STOCK OPTION (RIGHT TO BUY)
11.30
2017-09-06
4
M
0
1000
0.00
D
2022-06-26
COMMON STOCK
1000
96000
D
STOCK OPTION (RIGHT TO BUY)
11.30
2017-09-07
4
M
0
14000
0.00
D
2022-06-26
COMMON STOCK
14000
82000
D
The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
The option is fully vested and is exercisable.
/s/ Richard Paul Bryce
2017-09-08